Dilution profile // every instrument, one screen, from SEC filings

STIFEL FINANCIAL CORP (SFB)

CIK 720672 · all EDGAR filings →

Overall dilution risk
HIGHworst of 2 computed sub-ratings (offering ability)
= the worst band among the computed sub-ratings, no hidden weighting
not every sub-rating was computable; treat as a floor
Offering ability
HIGHS-3ASR on file 2023-09-14
= is there a registration (S-1/S-3 family) on file without a later withdrawal
no structured fee data on the live registrations, so this is a yes/no, not a size
Overhead supply
NOT COMPUTEDno current share count to divide by
= warrant shares outstanding divided by current shares outstanding
not rated: the newest single-total cover-page count is as of 2019-08-01
Historical dilution
NOT COMPUTEDnewest single-total cover-page count is as of 2019-08-01
= share count now vs 3 years ago
not rated: the company has filed periodic reports since (newest: 10-Q filed 2026-11-04) with no single-total cover-page count in SEC's companyfacts, which omits counts filed per share class
Cash need
LOWoperating cash flow positive
= cash vs trailing operating burn (bands: 6mo / 24mo; positive operating CF = low)

Same rating bands the category standard uses, but free, with the formula on the chip and the gaps in the data said out loud.

Shares outstanding over time

2013-10-312019-08-01

Newest single-total count on a cover page: 69.6M as of Aug 1, 2019 (10-Q). Not used as today’s count, because the company has filed periodic reports since (newest: 10-Q filed 2026-11-04) with no single-total cover-page count in SEC's companyfacts, which omits counts filed per share class.

⊙
EVIDENCE — filed/published fact
SourceSEC XBRL, cover-page share count
Fielddei:EntityCommonStockSharesOutstanding
As of2019-08-01
HowKept on the chart with its date. No estimate, rating or current-share figure on this page is built on it.
Open the source document →

Cash runway

Self-funding

profitable · generates cash

Full breakdown: cash runway tool · source filing →

Warrants

Warrants outstanding: 0 underlying shares, as reported Dec 31, 2012 (10-K).

Convertible notes

No convertible-note facts tagged in the 10-Q filed Nov 4, 2026. If convertible notes exist, their terms live in exhibit prose for this filer and are not parsed; absence of a tag is not proof of absence. The exhibits are the ground truth.

Registrations and offerings

Last 12 months: 0 executed · 0 registered.

REGISTEREDSep 14, 2023Automatic shelf registration — effective immediately (large filers)S-3ASR →
EXECUTEDJul 16, 2021Prospectus supplement priced — shares or notes (large filers: often a bond deal)424B2 →
EXECUTEDJul 15, 2021Shelf takedown priced — shares or notes (small-caps: usually shares; open the filing to confirm)424B5 →
MARKETINGJul 15, 2021Free-writing prospectus — offering being marketedFWP →
EXECUTEDMay 15, 2020Shelf takedown priced — shares or notes (small-caps: usually shares; open the filing to confirm)424B5 →
EXECUTEDMay 14, 2020Prospectus supplement priced — shares or notes (large filers: often a bond deal)424B2 →
EXECUTEDMay 13, 2020Shelf takedown priced — shares or notes (small-caps: usually shares; open the filing to confirm)424B5 →
MARKETINGMay 13, 2020Free-writing prospectus — offering being marketedFWP →
EXECUTEDMay 12, 2020Shelf takedown priced — shares or notes (small-caps: usually shares; open the filing to confirm)424B5 →
MARKETINGMay 12, 2020Free-writing prospectus — offering being marketedFWP →
REGISTEREDMay 8, 2020Automatic shelf registration — effective immediately (large filers)S-3ASR →
EXECUTEDFeb 25, 2019Prospectus supplement priced — shares or notes (large filers: often a bond deal)424B2 →

Full history and shelf status: offering checker · S-3 shelf checker

Source: SEC EDGAR XBRL company facts and filing metadata, fetched live and cached briefly. Share counts are cover-page figures with their form named. Warrant tranches and convertible notes come from the dimensioned facts in the latest 10-Q/10-K instance document, exactly as the company tagged them; untagged tranches and notes are absent, not disproven. Nothing on this page is manually verified and nothing is behind a login: what free data supports is shown, what it cannot support is stated. Not investment advice.

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