Dilution profile // every instrument, one screen, from SEC filings

PennantPark Floating Rate Capital Ltd. (PFLA)

CIK 1504619 · all EDGAR filings →

Overall dilution risk
HIGHworst of 3 computed sub-ratings (cash need)
= the worst band among the computed sub-ratings, no hidden weighting
not every sub-rating was computable; treat as a floor
Offering ability
LOWno live registration found
= is there a registration (S-1/S-3 family) on file without a later withdrawal
Overhead supply
NOT COMPUTEDno warrant count tagged in XBRL
= warrant shares outstanding divided by current shares outstanding
absence of a tag is not proof of absence of warrants
Historical dilution
MEDIUM+69% O/S in 3y
= share count now vs 3 years ago (bands: 30% / 100%); a reverse split pushes this negative
Cash need
HIGH~1.7 months of runway
= cash vs trailing operating burn (bands: 6mo / 24mo; positive operating CF = low)
the company itself flagged going-concern doubt

Same rating bands the category standard uses, but free, with the formula on the chip and the gaps in the data said out loud.

Shares outstanding over time

2022-08-032026-08-10

Latest: 99.2M shares as of Aug 10, 2026 (10-Q).

⊙
EVIDENCE — filed/published fact
SourceSEC XBRL, cover-page share count
Fielddei:EntityCommonStockSharesOutstanding
As of2026-08-10
HowThe newest cover-page count as filed. It is used as the current count only while it is no more than about 15 months older than the company’s newest periodic filing; the float checker applies a 200-day rule and sets it beside the balance-sheet count.
Open the source document →

Cash runway

Going-concern warning

auditor flagged substantial doubt

The company itself flagged going-concern doubt in a filing.

Full breakdown: cash runway tool · source filing →

Warrants

No warrant figures tagged in this filer’s XBRL facts. That means the company has not reported them in structured form; it does not prove no warrants exist. The exhibits are the ground truth.

Convertible notes

No convertible-note facts tagged in the 10-Q filed Aug 10, 2026. If convertible notes exist, their terms live in exhibit prose for this filer and are not parsed; absence of a tag is not proof of absence. The exhibits are the ground truth.

Registrations and offerings

Last 12 months: 4 executed · 0 registered.

EXECUTEDMay 28, 2026Prospectus supplement priced — shares or notes (large filers: often a bond deal)424B2 →
EXECUTEDMay 27, 2026Prospectus supplement priced — shares or notes (large filers: often a bond deal)424B2 →
MARKETINGMay 27, 2026Free-writing prospectus — offering being marketedFWP →
EXECUTEDFeb 27, 2026Prospectus supplement priced — shares or notes (large filers: often a bond deal)424B2 →
EXECUTEDFeb 25, 2026Prospectus supplement priced — shares or notes (large filers: often a bond deal)424B2 →
MARKETINGFeb 25, 2026Free-writing prospectus — offering being marketedFWP →
EXECUTEDJul 17, 2024Prospectus supplement priced — shares or notes (large filers: often a bond deal)424B2 →
EFFECTIVEJul 17, 2024SEC declared a registration effective — selling can beginEFFECT →
EXECUTEDAug 11, 2023Prospectus supplement priced — shares or notes (large filers: often a bond deal)424B2 →
EXECUTEDMar 31, 2023Prospectus supplement priced — shares or notes (large filers: often a bond deal)424B2 →
EXECUTEDJan 25, 2023Prospectus supplement priced — shares or notes (large filers: often a bond deal)424B2 →
EXECUTEDJan 23, 2023Prospectus supplement priced — shares or notes (large filers: often a bond deal)424B2 →

Full history and shelf status: offering checker · S-3 shelf checker

Source: SEC EDGAR XBRL company facts and filing metadata, fetched live and cached briefly. Share counts are cover-page figures with their form named. Warrant tranches and convertible notes come from the dimensioned facts in the latest 10-Q/10-K instance document, exactly as the company tagged them; untagged tranches and notes are absent, not disproven. Nothing on this page is manually verified and nothing is behind a login: what free data supports is shown, what it cannot support is stated. Not investment advice.

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