Dilution profile // every instrument, one screen, from SEC filings

Emmaus Life Sciences, Inc. (EMMA)

CIK 822370 · all EDGAR filings →

Overall dilution risk
HIGHworst of 4 computed signals (offering ability)
= the worst band among the computed sub-ratings, no hidden weighting
Offering ability
HIGHS-1 on file 2018-12-14
= is there a registration (S-1/S-3 family) on file without a later withdrawal
no structured fee data on the live registrations, so this is a yes/no, not a size
Overhead supply
LOWwarrants = 12% of O/S
= warrant shares outstanding divided by current shares outstanding (bands: 20% / 50%)
warrants only; converts, ATMs and equity lines are not in free structured data, so the true overhead is AT LEAST this
Historical dilution
MEDIUM+31% O/S in 3y
= share count now vs 3 years ago (bands: 30% / 100%); a reverse split pushes this negative
a reverse-split-sized cliff is in this window; read the chart
Cash need
LOW~3063.3 months of runway
= cash vs trailing operating burn (bands: 6mo / 24mo; positive operating CF = low)
the company itself flagged going-concern doubt

Same rating bands the category standard uses, but free, with the formula on the chip and the gaps in the data said out loud.

Shares outstanding over time

2021-04-052026-08-11

Latest: 70.2M shares as of Aug 11, 2026 (10-Q). Share count fell from 107.5M to 2.2M between Aug 15, 2016 and Dec 21, 2016, a pattern consistent with a reverse split (roughly 1-for-48); simultaneous issuance can skew the raw ratio, so confirm in the filings. The red bar marks the cliff.

Cash runway

Going-concern warning

auditor flagged substantial doubt

The company itself flagged going-concern doubt in a filing.

Full breakdown: cash runway tool · source filing →

Warrants

TrancheWarrantsExercise priceTermNotes
Warrant1.0Mnot tagged
Professional Relations and Consulting Service500,000$0.47

Tranches exactly as the company dimensioned them in its 10-Q filed Aug 14, 2026. Groupings can overlap (a “Series E and F” row is not additive with a “Series E” row), so do not sum this column. A tranche the filer did not tag is absent here, not absent from the cap table. DOWN-ROUND = the filer tagged price-protection accounting scoped to that tranche.

Warrants outstanding: 8.2M underlying shares, as reported Mar 31, 2022 (10-Q).

Reported exercise price: $4.5 (aggregate figure as tagged; individual tranches vary).

Balance-sheet fair value of warrants: $84,000 as of Jul 31, 2022.

Rough fully diluted estimate: 78.4M = 70.2M O/S + 8.2M warrant shares. An estimate, not a filing figure: it ignores converts, options and RSUs, and the two inputs carry different as-of dates.

Convertible notes

NotePrincipalCarryingConv. priceRateIf converted
Convertible Notes Payable Two Thousand Twenty Fournot tagged$12.5M$0.0112%
Convertible Promissory Note$8.6M$0.012%-10%~860.0M sh
Convertible Notes Payable 2023not tagged$3.1M$1013%
Convertible Notes Payable Two Thousand Twenty Threenot tagged$1.0M$0.2910%
Convertible Notes Payable 2021not tagged$685,000$0.0110%

If every note above converted at its tagged price: ~860.0M new shares on 70.2M currently outstanding. An estimate from principal ÷ conversion price, with inputs carrying different as-of dates; make-whole adjustments, capped calls and partial repurchases are not modeled.

Notes exactly as the company dimensioned them in its 10-Q filed Aug 14, 2026. Principal is face amount as tagged, not what remains after repurchases unless the filer updated the tag. A note the filer did not dimension is absent here, not absent from the balance sheet; the exhibits stay the ground truth.

Fully diluted build-up

Shares outstanding plus every potential-share instrument the filer tagged in XBRL, each at its own as-of date. An estimate assembled from filed figures, not a filing figure itself.

Shares outstanding70.2MAug 11, 2026
+ Warrant (if exercised)1.0MJun 30, 2026
+ Professional Relations and Consulting Service (if exercised)500,000Jan 27, 2023
+ Convertible Promissory Note (if fully converted)860.0MJun 30, 2026
Fully diluted estimate931.7M+1227.4% vs O/S

Still excluded, because the filer does not tag them in countable form: employee options and RSUs, any instrument living only in exhibit prose, and instruments above missing a share count. Inputs carry different as-of dates, shown per row. Each figure traces to the tranche and note tables above and their cited filings.

Registrations and offerings

Last 12 months: 1 executed · 0 registered.

EXECUTEDDec 22, 2025Unregistered share sale disclosed (8-K item 3.02)8-K
EXECUTEDFeb 26, 2024Unregistered share sale disclosed (8-K item 3.02)8-K
EXECUTEDDec 20, 2023Unregistered share sale disclosed (8-K item 3.02)8-K
EXECUTEDMar 7, 2023Unregistered share sale disclosed (8-K item 3.02)8-K
EXECUTEDJan 19, 2023Unregistered share sale disclosed (8-K item 3.02)8-K
EXECUTEDFeb 16, 2021Unregistered share sale disclosed (8-K item 3.02)8-K
EXECUTEDMar 3, 2020Shelf takedown priced — shares or notes (small-caps: usually shares; open the filing to confirm)424B5
EXECUTEDOct 25, 2019Shelf takedown priced — shares or notes (small-caps: usually shares; open the filing to confirm)424B5
UPDATEJun 14, 2019Prospectus update — often a resale registration, not necessarily new capital424B3
EFFECTIVEJun 11, 2019SEC declared a registration effective — selling can beginEFFECT
EXECUTEDMay 24, 2019Shelf takedown priced — shares or notes (small-caps: usually shares; open the filing to confirm)424B5
UPDATEDec 26, 2018Prospectus update — often a resale registration, not necessarily new capital424B3

Full history and shelf status: offering checker · S-3 shelf checker

Source: SEC EDGAR XBRL company facts and filing metadata, fetched live and cached briefly. Share counts are cover-page figures with their form named. Warrant tranches and convertible notes come from the dimensioned facts in the latest 10-Q/10-K instance document, exactly as the company tagged them; untagged tranches and notes are absent, not disproven. Nothing on this page is manually verified and nothing is behind a login: what free data supports is shown, what it cannot support is stated. Not investment advice.

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