Offerings // Emmaus Life Sciences, Inc.

EMMA offering history

Every offering-related filing in Emmaus Life Sciences, Inc.’s recent SEC record — registrations (announced capacity) kept separate from pricing documents (executed sales). Reviewed 1,003 filings back to Sep 2, 2009.

Last executed offering

Dec 22, 2025

8-K — priced deal (shares or notes)

Last registration (announced)

Dec 14, 2018

S-1 — capacity, not a sale

Executed, last 12 months

424B pricings + 8-K 3.02 sales

Registered, last 12 months

S-1/S-3/F-series registrations

Date	Filing		What it means
Dec 22, 2025	8-K →	EXECUTED	Unregistered share sale disclosed (8-K item 3.02)
Feb 26, 2024	8-K →	EXECUTED	Unregistered share sale disclosed (8-K item 3.02)
Dec 20, 2023	8-K →	EXECUTED	Unregistered share sale disclosed (8-K item 3.02)
Mar 7, 2023	8-K →	EXECUTED	Unregistered share sale disclosed (8-K item 3.02)
Jan 19, 2023	8-K →	EXECUTED	Unregistered share sale disclosed (8-K item 3.02)
Feb 16, 2021	8-K →	EXECUTED	Unregistered share sale disclosed (8-K item 3.02)
Mar 3, 2020	424B5 →	EXECUTED	Shelf takedown priced — shares or notes (small-caps: usually shares; open the filing to confirm)
Oct 25, 2019	424B5 →	EXECUTED	Shelf takedown priced — shares or notes (small-caps: usually shares; open the filing to confirm)
Jun 14, 2019	424B3 →	UPDATE	Prospectus update — often a resale registration, not necessarily new capital
Jun 11, 2019	EFFECT →	EFFECTIVE	SEC declared a registration effective — selling can begin
May 24, 2019	424B5 →	EXECUTED	Shelf takedown priced — shares or notes (small-caps: usually shares; open the filing to confirm)
Dec 26, 2018	424B3 →	UPDATE	Prospectus update — often a resale registration, not necessarily new capital
Dec 21, 2018	EFFECT →	EFFECTIVE	SEC declared a registration effective — selling can begin
Dec 14, 2018	S-1 →	REGISTERED	S-1 registration — capacity to sell shares, not a sale yet
Sep 26, 2018	8-K →	EXECUTED	Unregistered share sale disclosed (8-K item 3.02)
Jun 29, 2018	EFFECT →	EFFECTIVE	SEC declared a registration effective — selling can begin
Jun 8, 2018	S-3/A →	REGISTERED	S-3/A registration — capacity to sell shares, not a sale yet
Jun 8, 2018	424B3 →	UPDATE	Prospectus update — often a resale registration, not necessarily new capital
Jun 8, 2018	EFFECT →	EFFECTIVE	SEC declared a registration effective — selling can begin
Jun 8, 2018	EFFECT →	EFFECTIVE	SEC declared a registration effective — selling can begin
May 22, 2018	S-3 →	REGISTERED	S-3 registration — capacity to sell shares, not a sale yet
May 18, 2018	RW →	WITHDRAWN	Registration withdrawn
May 18, 2018	S-3/A →	REGISTERED	S-3/A registration — capacity to sell shares, not a sale yet
May 18, 2018	8-K →	EXECUTED	Unregistered share sale disclosed (8-K item 3.02)
May 18, 2018	S-1 →	REGISTERED	S-1 registration — capacity to sell shares, not a sale yet
Apr 3, 2018	8-K →	EXECUTED	Unregistered share sale disclosed (8-K item 3.02)
Feb 23, 2018	S-3 →	REGISTERED	S-3 registration — capacity to sell shares, not a sale yet
Feb 23, 2018	S-3 →	REGISTERED	S-3 registration — capacity to sell shares, not a sale yet
Jul 17, 2017	424B4 →	EXECUTED	Final prospectus — offering priced (typical for IPOs and marketed share deals)
Jul 13, 2017	S-1/A →	REGISTERED	S-1/A registration — capacity to sell shares, not a sale yet
Jul 13, 2017	FWP →	MARKETING	Free-writing prospectus — offering being marketed
Jul 13, 2017	EFFECT →	EFFECTIVE	SEC declared a registration effective — selling can begin
Jul 3, 2017	FWP →	MARKETING	Free-writing prospectus — offering being marketed
Jun 30, 2017	S-1/A →	REGISTERED	S-1/A registration — capacity to sell shares, not a sale yet
Jun 19, 2017	FWP →	MARKETING	Free-writing prospectus — offering being marketed
Jun 16, 2017	S-1/A →	REGISTERED	S-1/A registration — capacity to sell shares, not a sale yet
Jun 2, 2017	S-1/A →	REGISTERED	S-1/A registration — capacity to sell shares, not a sale yet
Mar 31, 2017	S-1 →	REGISTERED	S-1 registration — capacity to sell shares, not a sale yet
Mar 24, 2017	8-K →	EXECUTED	Unregistered share sale disclosed (8-K item 3.02)
Feb 16, 2017	424B3 →	UPDATE	Prospectus update — often a resale registration, not necessarily new capital

EMMA offering-related filings from SEC EDGAR, newest first (capped at 40). Each links to the original document.

Two honest limits. (1) A 424B takedown can price shares or notes — EDGAR’s metadata doesn’t say which, so open the document: large investment-grade filers use these mostly for bond deals (no dilution), small-caps mostly for shares. (2) At-the-market (ATM) programs sell shares gradually and individual sales are not separately filed — the visible footprint is the enabling shelf and its 424B5; actual ATM share counts surface later in the 10-Q/10-K share count. Educational information from public filings, not investment advice.

Is a shelf active now? →Do they need money? →Red flags →Full EMMA workspace →

EMMA offering FAQ

When did EMMA last execute an offering?

Per SEC filings, Emmaus Life Sciences, Inc.'s most recent priced offering document is a 8-K filed 2025-12-22. Note a 424B takedown can price shares or notes (debt) — the linked document says which.

When did EMMA last announce or register an offering?

The most recent registration is a S-1 filed 2018-12-14. A registration is capacity to sell shares — not a sale.

Does an offering always mean dilution?

Registered direct offerings and shelf takedowns issue new shares and dilute existing holders. Resale registrations (424B3/B7) let existing holders sell and do not create new shares. Secondary sales by insiders also do not dilute. Each row here is labeled with what it is.

Free to use. No account, no card.