Item 5. Other Information
ITEM
5. OTHER INFORMATION
During
the quarter ended September 30, 2025, no director or officer adopted or terminated any (i) “Rule 10b5-1 trading arrangement,”
as defined in Item 408(a) of Regulation S-K intending to satisfy the affirmative defense conditions of Rule 10b5-1(c) or (ii) “no-Rule
10b5-1 trading arrangement,” as defined in Item 408(c) of Regulation S-K.
ITEM
6. EXHIBITS
Exhibit
Incorporated
by Reference
Number
Exhibit
Description
Form
Exhibit
Filing
Date
3.1
Amendment to Third Amended and Restated Certificate of Incorporation of TruGolf Holdings, Inc. dated June 2, 2025
8-K
3.1
6/3/25
3.2
Amendment to Amended and Restated Certificate of Incorporation of TruGolf Holdings, Inc. dated June 17, 2025
8-K
3.1
6/24/25
10.1
Form of Waiver Agreement with Convertible Note holders
8-K
10.4
7/22/25
31.1*
Rule 13a-14(a) / 15d-14(a) Certification of Principal Executive Officer and Principal Financial Officer
32.1**
Section 1350 Certification of Principal Executive Officer and Principal Financial Officer
101.INS
Inline XBRL Instance Document*
101.SCH
Inline XBRL Taxonomy Extension
Schema*
101.CAL
Inline XBRL Taxonomy Calculation
Linkbase*
101.LAB
Inline XBRL Taxonomy Label
Linkbase*
101.PRE
Inline XBRL Taxonomy Linkbase
Document*
101.DEF
Inline XBRL Taxonomy Definition
Linkbase Document*
*
Filed herewith.
**
Furnished herewith
30
SIGNATURES
Pursuant
to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by
the undersigned, thereunto duly authorized.
TRUGOLF
HOLDINGS, INC.
By:
/s/
Christopher (Chris) Jones
Name:
Christopher (Chris) Jones
Title:
Chief Executive Officer, Director, Interim Chief Financial
Officer
(Principal Executive Officer, Interim Principal Financial
Officer and Interim Principal Accounting Officer)
Date:
November 14, 2025
31
Text extracted from the filing as submitted to EDGAR. Formatting, tables and exhibits are simplified for reading; the original document is authoritative for anything you rely on.