TFS Financial CORP 10-Q

Item 5. Other Information Securities Trading Plans of Directors and Executive Officers Transactions in our securities by our directors and executive officers are required to be made in accordance with our Insider Trading Policy and Guidelines with Respect to Certain Transactions in Company Securities, which, among other things, requires that the transaction be in accordance with applicable U.S. federal securities laws that prohibit trading while in the possession of material nonpublic information. Rule 10b5-1 under the Securities Exchange Act of 1934 provides an affirmative defense that enables prearranged transactions in securities in a manner that avoids concerns about initiating transactions at a future date while possibly in possession of material nonpublic information. During the quarter ended June 30, 2024, no trading plans, whether intended to satisfy the affirmative defense of Rule 10b5-1 or not, were terminated or adopted by a director or officer of the Company. Item 6. (a) Exhibits 31.1 Certification of Chief Executive Officer Pursuant to Section 302 of the Sarbanes-Oxley Act of 2002 31.2 Certification of Chief Financial Officer Pursuant to Section 302 of the Sarbanes-Oxley Act of 2002 32 Certification of Chief Executive Officer and Chief Financial Officer Pursuant to Section 906 of the Sarbanes-Oxley Act of 2002 101 The following unaudited financial statements from TFS Financial Corporation’s Quarterly Report on Form 10-Q for the quarter ended June 30, 2024, filed on August 8, 2024, formatted in Inline XBRL (Extensible Business Reporting Language) includes: (i) Consolidated Statements of Condition, (ii) Consolidated Statements of Income, (iii) Consolidated Statements of Comprehensive Income, (iv) Consolidated Statements of Shareholders' Equity, (v) Consolidated Statements of Cash Flows, (vi) Notes to Unaudited Interim Consolidated Financial Statements. 66 Table of Contents 101.INS Interactive datafile XBRL Instance Document - the instance document does not appear in the Interactive Data File because its XBRL tags are embedded within the Inline XBRL document. 101.SCH Interactive datafile Inline XBRL Taxonomy Extension Schema Document 101.CAL Interactive datafile Inline XBRL Taxonomy Extension Calculation Linkbase Document 101.DEF Interactive datafile Inline XBRL Taxonomy Extension Definition Linkbase Document 101.LAB Interactive datafile Inline XBRL Taxonomy Extension Label Linkbase 101.PRE Interactive datafile Inline XBRL Taxonomy Extension Presentation Linkbase Document 104 Interactive datafile Cover Page Interactive Datafile (embedded within the Inline XBRL document and included in Exhibit 101) 67 Table of Contents SIGNATURES Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned thereunto duly authorized. TFS Financial Corporation Dated: August 8, 2024 /s/ Marc A. Stefanski Marc A. Stefanski Chairman of the Board, President and Chief Executive Officer Dated: August 8, 2024 /s/ Meredith S. Weil Meredith S. Weil Chief Financial Officer 68