4 unchanged sentences
Rule 10b5-1 under the Securities Exchange Act of 1934 provides an affirmative defense that enables prearranged transactions in securities in a manner that avoids concerns about initiating transactions at a future date while possibly in possession of material nonpublic information.
−Removed: In the second quarter of fiscal year 2024, the following trading plans, intended to satisfy the affirmative defense of Rule 10b5-1, were terminated or adopted:
−Removed: Adopted/Terminated (1)
−Removed: Duration of Plan
−Removed: Number of Shares of Company's Common Stock to be Purchased, Exercised, or Sold (2)
−Removed: January 11, 2024
−Removed: September 12, 2023 through February 8, 2024
−Removed: 149 Sell up to 100,000 shares
−Removed: Zbanek Chief Synergy Officer Adopted
−Removed: February 2, 2024
−Removed: February 2, 2024
−Removed: through May 28, 2025
−Removed: P481D Exercise up to 140,700 stock options
−Removed: (1) Trading Plans may terminate on an earlier date if all contemplated transactions are completed, upon termination by broker or holder of the Trading Plan, or as otherwise provided in the Trading Plan.
−Removed: (2) Subject to certain conditions set forth in the Trading Plan.
+Added: During the quarter ended June 30, 2024, no trading plans, whether intended to satisfy the affirmative defense of Rule 10b5-1 or not, were terminated or adopted by a director or officer of the Company.
Certification of Chief Executive Officer Pursuant to Section 302 of the Sarbanes-Oxley Act of 2002
1 unchanged sentence
Certification of Chief Executive Officer and Chief Financial Officer Pursuant to Section 906 of the Sarbanes-Oxley Act of 2002
−Removed: 101 The following unaudited financial statements from TFS Financial Corporation’s Quarterly Report on Form 10-Q for the quarter ended March 31, 2024, filed on May 9, 2024, formatted in Inline XBRL (Extensible Business Reporting Language) includes:
+Added: 101 The following unaudited financial statements from TFS Financial Corporation’s Quarterly Report on Form 10-Q for the quarter ended June 30, 2024, filed on August 8, 2024, formatted in Inline XBRL (Extensible Business Reporting Language) includes:
(i) Consolidated Statements of Condition, (ii) Consolidated Statements of Income, (iii) Consolidated Statements of Comprehensive Income, (iv) Consolidated Statements of Shareholders' Equity, (v) Consolidated Statements of Cash Flows, (vi) Notes to Unaudited Interim Consolidated Financial Statements.
14 unchanged sentences
TFS Financial Corporation
−Removed: May 9, 2024 /s/ Marc A.
+Added: August 8, 2024 /s/ Marc A.
Chairman of the Board, President
and Chief Executive Officer
−Removed: May 9, 2024 /s/ Meredith S.
+Added: August 8, 2024 /s/ Meredith S.
Chief Financial Officer
Compared sentence by sentence after normalising whitespace, quotation marks, case and digits, so re-formatting and restated figures do not read as changed language. Wording changes appear as one removal and one addition. The current filing and the prior one are authoritative.