Item 5. Other Information
Item
5. Other Information.
None;
not applicable.
Item
6. Exhibits
Exhibit
No.
Exhibit
Description
10.2
*
Form
of Lock-Up/Leak-Out Agreement (incorporated by reference to Exhibit 10.2 to the Company’s Current Report on Form 8-K filed
April 5, 2013, file no. 000-50547)
10.22
*
8%
Convertible Debenture (incorporated by reference to Exhibit 10.6 to the Company’s Quarterly Report on Form 10-Q filed August
10, 2015, file no. 000-50547)
10.27
*
Promissory
Note between Sundance Strategies, Inc. and Glenn S. Dickman, dated April 10, 2019. (incorporated by reference to Exhibit 10.27 to
the Company’s Annual Report on Form 10-K filed June 29, 2022, File No. 000-50547).
10.39
*
Agreement
between Sundance Strategies, Inc. and Tradability, LLC, dated January 1, 2022 (incorporated by reference to Exhibit 10.38 to the
Company’s Annual Report on Form 10-K filed June 29, 2022, File No. 000-50547)
10.40
**
Extension to Promissory Notes between Sundance Strategies, Inc. and Glenn S. Dickman, dated June 5, 2023
10.41
*
Extension to Promissory Note between Sundance Strategies, Inc. and Kraig T. Higginson, dated February 2, 2023
10.42
*
Extension Agreement to Promissory Note between Sundance Strategies, Inc. and Radiant Life, dated February 2, 2023
10.43
*
Extension to Promissory Note between Sundance Strategies, Inc. and Satco International, Limited, dated February 2, 2023
10.44
*
Amendment to $3,000,000 Convertible Debenture Agreement between Sundance Strategies, Inc. and Satco International, Limited, dated February 9, 2023
10.45
**
Extension Agreement to Promissory Note between Sundance Strategies, Inc. and Radiant Life, dated June 12, 2023
10.46
**
Extension to Promissory Note between Sundance Strategies, Inc. and Satco International, Limited, dated June 9, 2023
14.1
*
Code
of Ethics (incorporated by reference to Exhibit 14 to the Company’s Current Report on Form 8-K filed April 5, 2013, file no.
000-50547)
31.1
*
Certification
of Principal Executive Officer Pursuant to Rule 13a-14(a)
31.2
*
Certification
of Principal Financial Officer Pursuant to Rule 13a-14(a)
32
*
Certification
of Principal Executive Officer Pursuant to 18 U.S.C. Section 1350
101
INS
Inline
XBRL Instance Document
101
SCH
Inline
XBRL Taxonomy Extension Schema Document
101
CAL
Inline
XBRL Taxonomy Extension Calculation Linkbase Document
101
DEF
Inline
XBRL Taxonomy Definition Linkbase Document
101
LAB
Inline
XBRL Taxonomy Extension Label Linkbase Document
101
PRE
Inline
XBRL Taxonomy Extension Presentation Linkbase Document
104
Cover
Page Interactive Data File (embedded within the Inline XBRL document)
*
Previously filed as an Exhibit to the registrant’s Annual Report on Form 10-K for the year ended March 31, 2023, filed with the
Securities and Exchange Commission on June 29, 2023, and incorporated by reference herein.
**
Previously filed as an Exhibit to the registrant’s Quarterly Report on Form 10-Q for the Quarter ended June 30, 2023, filed with
the Securities and Exchange Commission on August 14, 2023, and incorporated by reference herein.
***
Filed herewith.
18
SIGNATURES
Pursuant
to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by
the undersigned, thereunto duly authorized.
SUNDANCE
STRATEGIES, INC.
Date:
November 14, 2023
By:
/s/
Randall F. Pearson
Randall
F. Pearson
President
and Principal Financial Officer
19
Text extracted from the filing as submitted to EDGAR. Formatting, tables and exhibits are simplified for reading; the original document is authoritative for anything you rely on.