1 unchanged sentence
not applicable.
−Removed: Form of Lock-Up/Leak-Out Agreement (incorporated by reference to Exhibit 10.2 to the Company’s Current Report on Form 8-K filed April 5, 2013, file no.
−Removed: 8% Convertible Debenture (incorporated by reference to Exhibit 10.6 to the Company’s Quarterly Report on Form 10-Q filed August 10, 2015, file no.
−Removed: Promissory Note between Sundance Strategies, Inc.
+Added: of Lock-Up/Leak-Out Agreement (incorporated by reference to Exhibit 10.2 to the Company’s Current Report on Form 8-K filed
+Added: April 5, 2013, file no.
+Added: Convertible Debenture (incorporated by reference to Exhibit 10.6 to the Company’s Quarterly Report on Form 10-Q filed August
+Added: 10, 2015, file no.
+Added: Note between Sundance Strategies, Inc.
Dickman, dated April 10, 2019.
−Removed: (incorporated by reference to Exhibit 10.27 to the Company’s Annual Report on Form 10-K filed June 29, 2022, File No.
−Removed: Agreement between Sundance Strategies, Inc.
−Removed: and Tradability, LLC, dated January 1, 2022 (incorporated by reference to Exhibit 10.38 to the Company’s Annual Report on Form 10-K filed June 29, 2022, File No.
+Added: (incorporated by reference to Exhibit 10.27 to
+Added: the Company’s Annual Report on Form 10-K filed June 29, 2022, File No.
+Added: between Sundance Strategies, Inc.
+Added: and Tradability, LLC, dated January 1, 2022 (incorporated by reference to Exhibit 10.38 to the
+Added: Company’s Annual Report on Form 10-K filed June 29, 2022, File No.
Extension to Promissory Notes between Sundance Strategies, Inc.
12 unchanged sentences
and Satco International, Limited, dated June 9, 2023
−Removed: Code of Ethics (incorporated by reference to Exhibit 14 to the Company’s Current Report on Form 8-K filed April 5, 2013, file no.
−Removed: Certification of Principal Executive Officer Pursuant to Rule 13a-14(a)
−Removed: Certification of Principal Financial Officer Pursuant to Rule 13a-14(a)
−Removed: Certification of Principal Executive Officer Pursuant to 18 U.S.C.
−Removed: Inline XBRL Instance Document
−Removed: Inline XBRL Taxonomy Extension Schema Document
−Removed: Inline XBRL Taxonomy Extension Calculation Linkbase Document
−Removed: Inline XBRL Taxonomy Definition Linkbase Document
−Removed: Inline XBRL Taxonomy Extension Label Linkbase Document
−Removed: Inline XBRL Taxonomy Extension Presentation Linkbase Document
−Removed: Cover Page Interactive Data File (embedded within the Inline XBRL document)
+Added: of Ethics (incorporated by reference to Exhibit 14 to the Company’s Current Report on Form 8-K filed April 5, 2013, file no.
+Added: Certification
+Added: of Principal Executive Officer Pursuant to Rule 13a-14(a)
+Added: Certification
+Added: of Principal Financial Officer Pursuant to Rule 13a-14(a)
+Added: Certification
+Added: of Principal Executive Officer Pursuant to 18 U.S.C.
+Added: XBRL Instance Document
+Added: XBRL Taxonomy Extension Schema Document
+Added: XBRL Taxonomy Extension Calculation Linkbase Document
+Added: XBRL Taxonomy Definition Linkbase Document
+Added: XBRL Taxonomy Extension Label Linkbase Document
+Added: XBRL Taxonomy Extension Presentation Linkbase Document
+Added: Page Interactive Data File (embedded within the Inline XBRL document)
Previously filed as an Exhibit to the registrant’s Annual Report on Form 10-K for the year ended March 31, 2023, filed with the
Securities and Exchange Commission on June 29, 2023, and incorporated by reference herein.
+Added: Previously filed as an Exhibit to the registrant’s Quarterly Report on Form 10-Q for the Quarter ended June 30, 2023, filed with
+Added: the Securities and Exchange Commission on August 14, 2023, and incorporated by reference herein.
+Added: Filed herewith.
to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by
1 unchanged sentence
STRATEGIES, INC.
−Removed: August 14, 2023
+Added: November 14, 2023
and Principal Financial Officer
Compared sentence by sentence after normalising whitespace, quotation marks, case and digits, so re-formatting and restated figures do not read as changed language. Wording changes appear as one removal and one addition. The current filing and the prior one are authoritative.