SECURITY NATIONAL FINANCIAL CORP 10-Q

Item 5. Other Information. None. 57 Item 6. Exhibits, Financial Statements Schedules and Reports on Form 8-K. (a)(1) Financial Statements See “Table of Contents – Part I – Financial Information” under page 2 above (a)(2) Financial Statement Schedules None All other schedules to the consolidated financial statements required by Article 7 of Regulation S-X are not required under the related instructions or are inapplicable and therefore have been omitted. (a)(3) Exhibits The following Exhibits are filed herewith pursuant to Rule 601 of Regulation S-K or are incorporated by reference to previous filings. 3.1 Amended and Restated Articles of Incorporation (4) 3.2 Amended and Restated Bylaws (7) 4.1 Specimen Class A Stock Certificate (1) 4.2 Specimen Class C Stock Certificate (1) 4.3 Specimen Preferred Stock Certificate and Certificate of Designation of Preferred Stock (1) 10.1 Employee Stock Ownership Plan, as amended and restated (ESOP) and Trust Agreement (1) 10.2 Amended and Restated 2013 Stock Option and Other Equity Incentive Awards Plan (3) 10.3 Amended and Restated 2014 Director Stock Option Plan (10) 10.4 Employment Agreement with Scott M. Quist (2) 10.5 Stock Repurchase Plan (5) 10.6 Asset Purchase Agreement among SN Probst LLC, Probst Family Funerals and Cremations, L.L.C, Heber Valley Funeral Home, Inc., Joe T. Probst, Clinton Wayne Probst, Calle J. Probst, and Marsha J. Probst (6) 10.7 Coinsurance Agreement between Kilpatrick Life Insurance Company and Security National Life Insurance Company (8) 10.8 Stock Purchase Agreement among Security National Financial Corporation, Kilpatrick Life Insurance Company, and the Shareholders of Kilpatrick Life Insurance Company (8) 10.9 Consolidated Statement of Assets Acquired and Liabilities Assumed at December 13, 2019 (9) 14 Code of Business Conduct and Ethics (7) 21 Subsidiaries of the Registrant 31.1 Certification pursuant to 18 U.S.C. Section 1350, as enacted by Section 302 of the Sarbanes-Oxley Act of 2002 31.2 Certification pursuant to 18 U.S.C. Section 1350, as enacted by Section 302 of the Sarbanes-Oxley Act of 2002 32.1 Certification pursuant to 18 U.S.C. Section 1350, as adopted pursuant to Section 906 of the Sarbanes-Oxley Act of 2002 32.2 Certification pursuant to 18 U.S.C. Section 1350, as adopted pursuant to Section 906 of the Sarbanes-Oxley Act of 2002 101.INS Inline XBRL Instance Document 101.SCH Inline XBRL Taxonomy Schema Linkbase Document 101.CAL Inline XBRL Taxonomy Calculation Linkbase Document 101.DEF Inline XBRL Taxonomy Definition Linkbase Document 101.LAB Inline XBRL Taxonomy Labels Linkbase Document 101.PRE Inline XBRL Taxonomy Presentation Linkbase Document 104 Cover Page Interactive Data File (formatted as Inline XBRL and contained in Exhibit 101) (1) Incorporated by reference from Registration Statement on Form S-1, as filed on June 29, 1987 (2) Incorporated by reference from Report on Form 10-Q, as filed on November 13, 2015 (3) Incorporated by reference from Report on Form 10-Q, as filed on August 15, 2016 (4) Incorporated by reference from Report on Form 10-K, as filed on March 31, 2017 (5) Incorporated by reference from Report on Form 10-Q, as filed on November 13, 2018 (6) Incorporated by reference from Report on Form 8-K, as filed on February 27, 2019 (7) Incorporated by reference from Report on Form 10-Q, as filed on May 15, 2019 (8) Incorporated by reference from Report on Form 8-K, as filed on November 12, 2019 (9) Incorporated by reference from Report on Form 8-K/A, as filed on February 26, 2020 (10) Incorporated by reference from Report on Form 10-Q, as filed on August 14, 2020 58 SIGNATURES Pursuant to the requirements of the Securities Exchange Act of 1934, the Registrant has duly caused this report to be signed on its behalf by the undersigned thereunto duly authorized. REGISTRANT SECURITY NATIONAL FINANCIAL CORPORATION Registrant Dated: November 15, 2021 /s/ Scott M. Quist Scott M. Quist Chairman, President and Chief Executive Officer (Principal Executive Officer) Dated: November 15, 2021 /s/ Garrett S. Sill Garrett S. Sill Chief Financial Officer and Treasurer (Principal Financial Officer and Principal Accounting Officer) 59