What changed in this filing

/stocks — the workspaceLOADING

Item 5. Other Information

2021-11-15 compared with 2021-08-17 · 34 added, 54 removed, 26 unchanged (77% of the section changed)

Financial Statements Schedules and Reports on Form 8-K.

(a)(1) Financial

Other Information.

Exhibits, Financial Statements Schedules and Reports on Form 8-K.

Financial Statements

“Table of Contents – Part I – Financial Information” under page 2 above

(a)(2) Financial

Statement Schedules

Financial Statement Schedules

other schedules to the consolidated financial statements required by Article 7 of Regulation S-X are not required under the related instructions

or are inapplicable and therefore have been omitted.

(a)(3) Exhibits

following Exhibits are filed herewith pursuant to Rule 601 of Regulation S-K or are incorporated by reference to previous filings.

and Restated Articles of Incorporation (4)

and Restated Bylaws (7)

Specimen Class A Stock Certificate

Specimen Class C Stock Certificate

Specimen Preferred Stock Certificate

and Certificate of Designation of Preferred Stock (1)

Employee Stock Ownership Plan,

as amended and restated (ESOP) and Trust Agreement (1)

and Restated 2013 Stock Option and Other Equity Incentive Awards Plan (3)

and Restated 2014 Director Stock Option Plan (10)

Agreement with Scott M.

Repurchase Plan (5)

Purchase Agreement among SN Probst LLC, Probst Family Funerals and Cremations, L.L.C, Heber Valley Funeral Home, Inc., Joe T.

Clinton Wayne Probst, Calle J.

Amended and Restated Articles of Incorporation (4)

Amended and Restated Bylaws (7)

Class A Stock Certificate (1)

Class C Stock Certificate (1)

Preferred Stock Certificate and Certificate of Designation of Preferred Stock (1)

Stock Ownership Plan, as amended and restated (ESOP) and Trust Agreement (1)

Amended and Restated 2013 Stock Option and Other Equity Incentive Awards Plan (3)

Amended and Restated 2014 Director Stock Option Plan (10)

Employment Agreement with Scott M.

Stock Repurchase Plan (5)

Asset Purchase Agreement among SN Probst LLC, Probst Family Funerals and Cremations, L.L.C, Heber Valley Funeral Home, Inc., Joe T.

Probst, Clinton Wayne Probst, Calle J.

Probst, and Marsha J.

Agreement between Kilpatrick Life Insurance Company and Security National Life Insurance Company (8)

Purchase Agreement among Security National Financial Corporation, Kilpatrick Life Insurance Company, and the Shareholders of Kilpatrick

Life Insurance Company (8)

Statement of Assets Acquired and Liabilities Assumed at December 13, 2019 (9)

of Business Conduct and Ethics (7)

of the Registrant

Certification

pursuant to 18 U.S.C.

Coinsurance Agreement between Kilpatrick Life Insurance Company and Security National Life Insurance Company (8)

Stock Purchase Agreement among Security National Financial Corporation, Kilpatrick Life Insurance Company, and the Shareholders of Kilpatrick Life Insurance Company (8)

Consolidated Statement of Assets Acquired and Liabilities Assumed at December 13, 2019 (9)

Code of Business Conduct and Ethics (7)

Subsidiaries of the Registrant

Certification pursuant to 18 U.S.C.

Section 1350, as enacted by Section 302 of the Sarbanes-Oxley Act of 2002

Certification

pursuant to 18 U.S.C.

Certification pursuant to 18 U.S.C.

Section 1350, as enacted by Section 302 of the Sarbanes-Oxley Act of 2002

Certification

pursuant to 18 U.S.C.

Certification pursuant to 18 U.S.C.

Section 1350, as adopted pursuant to Section 906 of the Sarbanes-Oxley Act of 2002

Certification

pursuant to 18 U.S.C.

Certification pursuant to 18 U.S.C.

Section 1350, as adopted pursuant to Section 906 of the Sarbanes-Oxley Act of 2002

Instance Document

Taxonomy Extension Schema

Taxonomy Extension Calculation

Linkbase Document

Taxonomy Extension Definition

Linkbase Document

Taxonomy Extension Label Linkbase

Taxonomy Extension Presentation

Linkbase Document

(1) Incorporated

Inline XBRL Instance Document

Inline XBRL Taxonomy Schema Linkbase Document

Inline XBRL Taxonomy Calculation Linkbase Document

Inline XBRL Taxonomy Definition Linkbase Document

Inline XBRL Taxonomy Labels Linkbase Document

Inline XBRL Taxonomy Presentation Linkbase Document

Cover Page Interactive Data File (formatted as Inline XBRL and contained in Exhibit 101)

by reference from Registration Statement on Form S-1, as filed on June 29, 1987

(2) Incorporated

by reference from Report on Form 10-Q, as filed on November 13, 2015

(3) Incorporated

by reference from Report on Form 10-Q, as filed on August 15, 2016

(4) Incorporated

by reference from Report on Form 10-K, as filed on March 31, 2017

(5) Incorporated

by reference from Report on Form 10-Q, as filed on November 13, 2018

(6) Incorporated

by reference from Report on Form 8-K, as filed on February 27, 2019

(7) Incorporated

by reference from Report on Form 10-Q, as filed on May 15, 2019

(8) Incorporated

by reference from Report on Form 8-K, as filed on November 12, 2019

(9) Incorporated

by reference from Report on Form 8-K/A, as filed on February 26, 2020

(10) Incorporated

by reference from Report on Form 10-Q, as filed on August 14, 2020

2 unchanged sentences

NATIONAL FINANCIAL CORPORATION

August 16, 2021

November 15, 2021

President and Chief Executive Officer

Executive Officer)

August 16, 2021

November 15, 2021

Financial Officer and Treasurer

1 unchanged sentence

Compared sentence by sentence after normalising whitespace, quotation marks, case and digits, so re-formatting and restated figures do not read as changed language. Wording changes appear as one removal and one addition. The current filing and the prior one are authoritative.

What changed 10-Q

Item 5. Other Information