Item 5. Other Information
Item 5.
Other Information
None.
36
Item 6.
Exhibits
INDEX TO EXHIBITS
Exhibit
Number
Filed or
Furnished
Herewith
Incorporated by Reference
Description
Form
Filing Date
Exhibit
File No.
3.1
Amended
and Restated Certificate of Incorporation, as amended by the Certificate of Amendment to the Amended and Restated Certificate of
Incorporation
10-K
3/29/2021
3.1
001-37941
3.2
Amended
and Restated Bylaws
S-1
9/21/2016
3.5
333-213736
4.1
Form
of Pre-Funded Warrant
8-K
2/2/2021
4.1
001-37941
4.2
Form
of Warrant
8-K
2/2/2021
4.2
001-37941
4.3
Form
of Placement Agent Warrant
8-K
2/2/2021
4.3
001-37941
4.4
Form
of Placement Agent Warrant
8-K
3/23/2021
4.1
001-37941
10.1
Form
of Securities Purchase Agreement, dated as of January 27, 2021
8-K
2/2/2021
10.1
001-37941
10.2
Form
of Registration Rights Agreement, dated as of January 27, 2021
8-K
2/2/2021
10.2
001-37941
10.3
Form
of Securities Purchase Agreement, dated as of March 19, 2021, between the Company and the purchasers thereto
8-K
3/23/2021
10.1
001-37941
31.1
Certification
of Chief Executive Officer pursuant to Rule 13a-14(a) under the Securities Exchange Act of 1934
X
31.2
Certification of Chief
Financial Officer pursuant to Rule 13a-14(a) under the Securities Exchange Act of 1934
X
32.1
Certification of Chief
Executive Officer Pursuant to 18 U.S.C. Section 1350, as Adopted Pursuant to Section 906 of the Sarbanes-Oxley Act of 2002
X
32.2
Certification of Chief
Financial Officer Pursuant to 18 U.S.C. Section 1350, as Adopted Pursuant to Section 906 of the Sarbanes-Oxley Act of 2002
X
101.INS
XBRL Instance Document
X
101.SCH
XBRL Taxonomy Extension Schema
X
101.CAL
XBRL Taxonomy Extension Calculation Linkbase
X
101.DEF
XBRL Taxonomy Extension Definition Linkbase
X
101.LAB
XBRL Taxonomy Extension Label Linkbase
X
101.PRE
XBRL Taxonomy Extension Presentation Linkbase
X
+
Indicates a management contract or compensatory plan.
37
SIGNATURES
Pursuant to the requirements
of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned
thereunto duly authorized.
SENESTECH, INC.
(Registrant)
Dated: May 14, 2021
By:
/s/ Kenneth Siegel
Kenneth Siegel
Chief Executive Officer
Dated: May 14, 2021
By:
/s/ Thomas C. Chesterman
Thomas C. Chesterman
Chief Financial Officer and Treasurer
38
Text extracted from the filing as submitted to EDGAR. Formatting, tables and exhibits are simplified for reading; the original document is authoritative for anything you rely on.