Item 4. Controls and Procedures
Item 4.
Controls and Procedures
Evaluation of Disclosure Controls and Procedures
We conducted an evaluation (pursuant to
Rule 13a-15(b) of the Exchange Act), under the supervision and with the participation of management, including the Chief Executive
Officer and Chief Financial Officer, of the effectiveness of the Company’s disclosure controls and procedures (as defined
in Rule 13a-15(e)) as of the end of the period covered by this report.
These disclosure controls and procedures
are designed to ensure that information required to be disclosed in our reports that are filed or submitted under the Exchange
Act is recorded, processed, summarized and reported within the time periods specified in the SEC’s rules and forms. Our disclosure
controls and procedures include, without limitation, controls and procedures designed to ensure that this information is accumulated
and communicated to management, including the principal executive and principal financial officers, or persons performing similar
functions, as appropriate, to allow timely decisions regarding required disclosure.
Based on the evaluation, our Chief Executive
Officer and Chief Financial Officer have concluded that these disclosure controls and procedures were effective as of the end of
the period covered by this report.
Changes in Internal Control over
Financial Reporting
There was no change in our internal control
over financial reporting that occurred during the quarter ended March 31, 2021, that has materially affected, or is reasonably
likely to materially affect, our internal control over financial reporting.
35
PART II. OTHER INFORMATION
Item 1.
Legal Proceedings
For information regarding legal proceedings
in which we are involved, see Note 12 - Commitments and Contingencies under the subsection titled “Legal Proceedings”
in our Notes to Condensed Financial Statements in Part I, Item 1 of this Quarterly Report on Form 10-Q.
Item 1A.
Risk Factors
There have been no material changes in
the risk factors set forth in Part I, Item 1A, “Risk Factors” in our 2020 Annual Report.
Item 2.
Unregistered Sales of Equity Securities and Use of Proceeds
None.
Item 3.
Defaults Upon Senior Securities
None.
Item 4.
Mine Safety Disclosures
Not applicable.
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