Item 5. Other Information
ITEM 5. OTHER INFORMATION
Rule 10b5-1 Trading Plans
The adoption or termination of
contracts, instructions or written plans for the purchase and sale of the Company’s securities by the Company’s Section 16
officers or directors for the three months ended June 29, 2024, each of which is intended to satisfy the affirmative defense conditions
of Rule 10b5-1(c) under the Exchange Act (“Rule 10b5-1 Plan”), were as follows:
Name Title Action Date Adopted Expiration Date Aggregate # of
Securities to be
Purchased/Sold
Christopher J. Killoy (1) President and Chief Executive Officer Adoption of Rule 10b5-1 Plan May 13, 2024 February 25, 2025 22,612
Kevin B. Reid, Sr. (2) Vice President and General Counsel Adoption of Rule 10b5-1 Plan May 13, 2024 May 1, 2025 10,000
(1) Christopher J. Killoy, an officer of the Company, entered into a Rule 10b5-1 Plan on May 13, 2024. Mr. Killoy’s Rule 10b5-1
Plan provides for the potential sale of up to 22,612 shares of the Company’s common stock. The Rule 10b5-1 Plan expires on February
25, 2025, or upon the earlier completion of all authorized transactions under such Rule 10b5-1 Plan.
(2) Kevin B. Reid, Sr., an officer of the Company, entered into a Rule 10b5-1 Plan on May 13, 2024. Mr. Reid’s Rule 10b5-1 Plan provides for the potential sale of up to 10,000 shares of the Company’s common stock. The Rule 10b5-1 Plan expires on May 1, 2025, or upon the earlier completion of all authorized transactions under such Rule 10b5-1 Plan.
None of the Company’s directors or Section 16 officers
adopted or terminated a “non-Rule 10b5-1 trading arrangement” as defined in Item 408 of Regulation S-K during the three months
ended June 29, 2024.
31
ITEM 6. EXHIBITS
(a) Exhibits:
31.1
Certification Pursuant to Rule 13a-14(a) as Adopted Pursuant to Section 302 of the Sarbanes-Oxley Act of 2002*
31.2
Certification Pursuant to Rule 13a-14(a) as Adopted Pursuant to Section 302 of the Sarbanes-Oxley Act of 2002*
32.1
Certification Pursuant to 18 U.S.C. Section 1350 as Adopted Pursuant to Section 906 of the Sarbanes-Oxley Act of 2002**
32.2
Certification Pursuant to 18 U.S.C. Section 1350 as Adopted Pursuant to Section 906 of the Sarbanes-Oxley Act of 2002**
101.INS
XBRL Instance Document - the instance document does not appear in the Interactive Data File because its XBRL tags are embedded within the Inline XBRL document
101.SCH
XBRL Taxonomy Extension Schema Document*
101.CAL
XBRL Taxonomy Extension Calculation Linkbase Document*
101.DEF
XBRL Taxonomy Extension Definition Linkbase Document*
101.LAB
XBRL Taxonomy Extension Label Linkbase Document*
101.PRE
XBRL Taxonomy Extension Presentation Linkbase Document*
104
Cover Page Interactive Data File (formatted as Inline XBRL and contained in Exhibit 101)
*Filed herewith
**Furnished herewith
32
STURM, RUGER & COMPANY, INC.
FORM 10-Q FOR THE THREE MONTHS ENDED JUNE 29, 2024
SIGNATURES
Pursuant to the requirements of the Securities Exchange
Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned thereunto duly authorized.
STURM, RUGER & COMPANY, INC.
Date: July 31, 2024
S/THOMAS A. DINEEN
Thomas A. Dineen
Principal Financial Officer,
Principal Accounting Officer,
Senior Vice President, Treasurer and Chief Financial Officer
33
Text extracted from the filing as submitted to EDGAR. Formatting, tables and exhibits are simplified for reading; the original document is authoritative for anything you rely on.