uniQure N.V. 10-Q

Item 5. Other Information ​ During the three months ended March 31, 2025, each of the following officers adopted a “ Rule 10b5-1 trading arrangement ” (as defined in Item 408(a) of Regulation S-K) that is intended to satisfy the affirmative defense of Rule 10b5-1(c) under the Exchange Act and our policies on insider trading: ​ ​ ​ ​ ​ Name & Title Date Adop ted (1) Aggregate Number of Ordinary Shares to be Purchased or Sold Pursuant to Trading Arrangement Expiration Date (2) Matthew Kapusta Chief Executive Officer January 28, 2025 (3) 226,316 June 30, 2026 Christian Klemt Chief Financial Officer January 13, 2025 124,750 December 31, 2026 ​ (1) Date of adoption of this Rule 10b5-1 trading arrangement is in accordance with applicable SEC rules and regulations. The first trade pursuant to this Rule 10b5-1 trading arrangement will be, in accordance with applicable SEC rules and regulations, on a date after the date of adoption of the Rule 10b5-1 trading arrangement, to the extent triggered under its terms. ​ (2) The Rule 10b5-1 trading arrangement permits transactions through and including the earlier to occur of (a) the completion of all sales or (b) the date listed in the table. The arrangement also provides for automatic expiration in the event of bankruptcy, insolvency, death or mental incapacity of the adopting person. ​ (3) Sales under the 10b5-1 trading arrangement referred to in the table above for Mr. Kapusta will begin no earlier than (i) August 26, 2025 or (ii) the completion of all sales under Mr. Kapusta’s 10b5-1 trading arrangement dated August 12, 2024 (the terms of which are disclosed in our Quarterly Report on Form 10-Q for the period ended September 30, 2024). ​ Other than those disclosed above, none of our directors or officers adopted , modified , or terminated a “ Rule 10b5-1 trading arrangement ” or “ non-Rule 10b5-1 trading arrangement ,” in each case as defined in Item 408 of Regulation S-K, during the three months ended March 31, 2025. ​ Item 6. Exhibits ​ See the Exhibit Index immediately preceding the signature page to this Quarterly Report on Form 10-Q for a list of exhibits filed or furnished with this report, which Exhibit Index is incorporated herein by reference. ​ ​ 76 Table of Contents EXHIBIT INDEX ​ ​ ​ 10.1t Amendment to the Employment Agreement between uniQure, Inc. and Matthew Kapusta, dated April 15, 2025 . ​ ​ 10.2t Amended and Restated uniQure N.V. Employee Stock Purchase Plan, effective as of April 15, 2025. ​ ​ 31.1* Certification of Chief Executive Officer pursuant to Rule 13a-14(a) or 15d-14(a) of the Securities and Exchange Act of 1934, as amended, as adopted pursuant to Section 302 of the Sarbanes-Oxley Act of 2002. ​ ​ 31.2* Certification of Chief Financial Officer pursuant to Rule 13a-14(a) or 15d-14(a) of the Securities and Exchange Act of 1934, as amended, as adopted pursuant to Section 302 of the Sarbanes-Oxley Act of 2002 . ​ ​ 32.1± Certification of Principal Executive Officer and Principal Financial Officer pursuant to 18 U.S.C. Section 1350, as adopted pursuant to Section 906 of the Sarbanes-Oxley Act of 2002 . ​ ​ 101 The following financial information from our Quarterly Report on Form 10-Q for the period ended March 31, 2025, filed with the Securities and Exchange Commission on May 9, 2025, is formatted in Inline Extensible Business Reporting Language (“iXBRL”): (i) Consolidated Balance Sheets; (ii) Consolidated Statements of Operations and Comprehensive Loss; (iii) Consolidated Statements of Shareholders’ Equity; (iv) Consolidated Statements of Cash Flows; and (v) Notes to Consolidated Financial Statements (tagged as blocks of text) ​ ​ 104* The cover page from our Quarterly Report on Form 10-Q for the period ended March 31, 2025, filed with the Securities and Exchange Commission on May 9, 2025, is formatted in Inline Extensible Business Reporting Language (“iXBRL”) ​ * Filed herewith. ± Furnished herewith. ​ t Indicates a management contract or compensatory plan or arrangement. ​ 77 Table of Contents SIGNATURE Pursuant to the requirements of the Securities Exchange Act of 1934, as amended, the registrant has duly caused this report to be signed on its behalf by the undersigned thereunto duly authorized. ​ ​ UNIQURE N.V. ​ ​ ​ ​ ​ By: /s/ Matthew Kapusta Matthew Kapusta Chief Executive Officer (Principal Executive Officer) ​ ​ ​ ​ ​ By: /s/ Christian Klemt Christian Klemt Chief Financial Officer (Principal Financial and Accounting Officer) ​ Date: May 9, 2025 ​ ​ 78