Other Information
−Removed: During the three months ended September 30, 2024, the following officer adopted a “ Rule 10b5-1 trading arrangement ” (as defined in Item 408(a) of Regulation S-K) that is intended to satisfy the affirmative defense of Rule 10b5-1(c) under the Exchange Act and our policies on insider trading:
−Removed: Date Adopted (1)
+Added: During the three months ended March 31, 2025, each of the following officers adopted a “ Rule 10b5-1 trading arrangement ” (as defined in Item 408(a) of Regulation S-K) that is intended to satisfy the affirmative defense of Rule 10b5-1(c) under the Exchange Act and our policies on insider trading:
+Added: Date Adop ted (1)
Aggregate Number of Ordinary Shares to be Purchased or Sold Pursuant to Trading Arrangement
1 unchanged sentence
Matthew Kapusta
−Removed: August 12, 2024
−Removed: August 25, 2025
−Removed: Kapusta’s Rule 10b5-1 trading arrangement relates exclusively to options to purchase ordinary shares scheduled to expire in the near-term, including 100,000 options scheduled to expire on January 1, 2025 (with an exercise price of $14.71) and 100,000 options schedule to expire on August 25, 2025 (with an exercise price of $23.60).
+Added: Chief Executive Officer
+Added: January 28, 2025 (3)
+Added: June 30, 2026
+Added: Christian Klemt
+Added: Chief Financial Officer
+Added: January 13, 2025
+Added: December 31, 2026
(1) Date of adoption of this Rule 10b5-1 trading arrangement is in accordance with applicable SEC rules and regulations.
2 unchanged sentences
The arrangement also provides for automatic expiration in the event of bankruptcy, insolvency, death or mental incapacity of the adopting person.
−Removed: Other than those disclosed above, none of our directors or officers adopted , modified , or terminated a “ Rule 10b5-1 trading arrangement ” or “ non-Rule 10b5-1 trading arrangement ,” in each case as defined in Item 408 of Regulation S-K, during the nine months ended September 30, 2024.
+Added: (3) Sales under the 10b5-1 trading arrangement referred to in the table above for Mr.
+Added: Kapusta will begin no earlier than (i) August 26, 2025 or (ii) the completion of all sales under Mr.
+Added: Kapusta’s 10b5-1 trading arrangement dated August 12, 2024 (the terms of which are disclosed in our Quarterly Report on Form 10-Q for the period ended September 30, 2024).
+Added: Other than those disclosed above, none of our directors or officers adopted , modified , or terminated a “ Rule 10b5-1 trading arrangement ” or “ non-Rule 10b5-1 trading arrangement ,” in each case as defined in Item 408 of Regulation S-K, during the three months ended March 31, 2025.
See the Exhibit Index immediately preceding the signature page to this Quarterly Report on Form 10-Q for a list of exhibits filed or furnished with this report, which Exhibit Index is incorporated herein by reference.
EXHIBIT INDEX
+Added: Amendment to the Employment Agreement between uniQure, Inc.
+Added: and Matthew Kapusta, dated April 15, 2025 .
+Added: Amended and Restated uniQure N.V.
+Added: Employee Stock Purchase Plan, effective as of April 15, 2025.
Certification of Chief Executive Officer pursuant to Rule 13a-14(a) or 15d-14(a) of the Securities and Exchange Act of 1934, as amended, as adopted pursuant to Section 302 of the Sarbanes-Oxley Act of 2002.
2 unchanged sentences
Section 1350, as adopted pursuant to Section 906 of the Sarbanes-Oxley Act of 2002 .
−Removed: The following financial information from our Quarterly Report on Form 10-Q for the period ended September 30, 2024, filed with the Securities and Exchange Commission on November 5, 2024, is formatted in Inline Extensible Business Reporting Language (“iXBRL”):
+Added: The following financial information from our Quarterly Report on Form 10-Q for the period ended March 31, 2025, filed with the Securities and Exchange Commission on May 9, 2025, is formatted in Inline Extensible Business Reporting Language (“iXBRL”):
(i) Consolidated Balance Sheets;
3 unchanged sentences
and (v) Notes to Consolidated Financial Statements (tagged as blocks of text)
−Removed: The cover page from our Quarterly Report on Form 10-Q for the period ended September 30, 2024, filed with the Securities and Exchange Commission on November 5, 2024, is formatted in Inline Extensible Business Reporting Language (“iXBRL”)
+Added: The cover page from our Quarterly Report on Form 10-Q for the period ended March 31, 2025, filed with the Securities and Exchange Commission on May 9, 2025, is formatted in Inline Extensible Business Reporting Language (“iXBRL”)
* Filed herewith.
± Furnished herewith.
+Added: t Indicates a management contract or compensatory plan or arrangement.
Pursuant to the requirements of the Securities Exchange Act of 1934, as amended, the registrant has duly caused this report to be signed on its behalf by the undersigned thereunto duly authorized.
6 unchanged sentences
Chief Financial Officer
−Removed: (Principal Financial Officer)
−Removed: November 5, 2024
+Added: (Principal Financial and Accounting Officer)
Compared sentence by sentence after normalising whitespace, quotation marks, case and digits, so re-formatting and restated figures do not read as changed language. Wording changes appear as one removal and one addition. The current filing and the prior one are authoritative.