Item 5. Other Information
Item 5. Other Information
None.
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Item 6. Exhibits
Exhibit Number Description
3.1 Certificate of Designation of Series D Preferred Stock (incorporated by reference to Exhibit 3 .1 to NN, Inc.’s Current Report on Form 8-K filed on March 22, 2021)
4.1 Common Stock Warrant (incorporated by reference to Exhibit 4 .1 to NN, Inc.’s Current Report on Form 8-K filed on March 22, 2021)
10.1 Securities Purchase Agreement, dated March 22, 2021, by and between the Company and the Purchaser (incorporated by reference to Exhibit 10 .1 to NN, Inc.’s Current Report on Form 8-K filed on March 22, 2021)
10.2 Board Observer Agreement, dated March 22, 2021, by and between the Company and the Purchaser (incorporated by reference to Exhibit 10 . 2 to NN, Inc.’s Current Report on Form 8-K filed on March 22, 2021)
10.3 Term Loan Credit Agreement, dated March 22, 2021, by and among the Company, as borrower, and Oaktree Fund Administration, LLC, as administrative agent (incorporated by reference to Exhibit 10.3 to NN, Inc.’s Current Report on Form 8-K filed on March 22, 2021)
10.4 Credit Agreement, dated March 22, 2021, by and among the Company, as borrower, and JPMorgan Chase Bank, N.A., as administrative agent (incorporated by reference to Exhibit 10.4 to NN, Inc.’s Current Report on Form 8-K filed on March 22, 2021)
31.1 Certification of Principal Executive Officer Pursuant to Rules 13a-14(a) and 15d-14(a) under the Securities Exchange Act of 1934, as amended.
31.2 Certification of Principal Financial Officer Pursuant to Rules 13a-14(a) and 15d-14(a) under the Securities Exchange Act of 1934, as amended.
32.1 Certification of Principal Executive Officer pursuant to Section 906 of the Sarbanes-Oxley Act of 2002.
32.2 Certification of Principal Financial Officer pursuant to Section 906 of the Sarbanes-Oxley Act of 2002.
101.INS XBRL Instance Document
101.SCH XBRL Taxonomy Extension Service
101.CAL Taxonomy Calculation Linkbase
101.LAB XBRL Taxonomy Label Linkbase
101.PRE XBRL Presentation Linkbase Document
101.DEF XBRL Definition Linkbase Document
104 Cover Page Interactive Data File (formatted as Inline XBRL and contained in Exhibit 101).
* Management contract or compensatory plan or arrangement
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SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned thereunto duly authorized.
NN, Inc.
(Registrant)
Date: May 7, 2021 /s/ Warren A. Veltman
Warren A. Veltman
President, Chief Executive Officer and Director
(Principal Executive Officer)
(Duly Authorized Officer)
Date: May 7, 2021 /s/ Thomas D. DeByle
Thomas D. DeByle
Senior Vice President—Chief Financial Officer
(Principal Financial Officer)
(Duly Authorized Officer)
Date: May 7, 2021 /s/ Michael C. Felcher
Michael C. Felcher
Vice President—Chief Accounting Officer
(Principal Accounting Officer)
34
Text extracted from the filing as submitted to EDGAR. Formatting, tables and exhibits are simplified for reading; the original document is authoritative for anything you rely on.