1 unchanged sentence
Exhibit Number Description
−Removed: 2.1 Stock Purchase Agreement, dated as of August 22, 2020, by and between NN, Inc., Precision Engineered Products Holdings, Inc.
−Removed: and ASP Navigate Acquisition Corp.
−Removed: (incorporated by reference to Exhibit 2.1 to NN, Inc.’s Current Report on Form 8-K filed on August 24, 2020)
−Removed: 10.1 Amendment No.
−Removed: 2 to Second Amended and Restated Credit Agreement, dated as of August 22, 2020, by and among NN, Inc., certain NN, Inc.
−Removed: subsidiaries named therein, Truist Bank, JPMorgan Chase Bank, N.A., KeyBank National Association and HomeTrust Bank (incorporated by reference to Exhibit 10.1 to NN, Inc’s Current Report on Form 8-K filed on August 23, 2020)
−Removed: 10.2 Form of Retention Bonus Agreement (incorporated by reference to Exhibit 10.1 to NN’s Current Report on Form 8-K filed on October 19, 2020)
+Added: 3.1 Certificate of Designation of Series D Preferred Stock (incorporated by reference to Exhibit 3 .1 to NN, Inc.’s Current Report on Form 8-K filed on March 22, 2021)
+Added: 4.1 Common Stock Warrant (incorporated by reference to Exhibit 4 .1 to NN, Inc.’s Current Report on Form 8-K filed on March 22, 2021)
+Added: 10.1 Securities Purchase Agreement, dated March 22, 2021, by and between the Company and the Purchaser (incorporated by reference to Exhibit 10 .1 to NN, Inc.’s Current Report on Form 8-K filed on March 22, 2021)
+Added: 10.2 Board Observer Agreement, dated March 22, 2021, by and between the Company and the Purchaser (incorporated by reference to Exhibit 10 .
+Added: 2 to NN, Inc.’s Current Report on Form 8-K filed on March 22, 2021)
+Added: 10.3 Term Loan Credit Agreement, dated March 22, 2021, by and among the Company, as borrower, and Oaktree Fund Administration, LLC, as administrative agent (incorporated by reference to Exhibit 10.3 to NN, Inc.’s Current Report on Form 8-K filed on March 22, 2021)
+Added: 10.4 Credit Agreement, dated March 22, 2021, by and among the Company, as borrower, and JPMorgan Chase Bank, N.A., as administrative agent (incorporated by reference to Exhibit 10.4 to NN, Inc.’s Current Report on Form 8-K filed on March 22, 2021)
31.1 Certification of Principal Executive Officer Pursuant to Rules 13a-14(a) and 15d-14(a) under the Securities Exchange Act of 1934, as amended.
11 unchanged sentences
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned thereunto duly authorized.
−Removed: November 6, 2020 /s/ Warren A.
+Added: May 7, 2021 /s/ Warren A.
President, Chief Executive Officer and Director
1 unchanged sentence
(Duly Authorized Officer)
−Removed: November 6, 2020 /s/ Thomas D.
+Added: May 7, 2021 /s/ Thomas D.
Senior Vice President—Chief Financial Officer
1 unchanged sentence
(Duly Authorized Officer)
−Removed: November 6, 2020 /s/ Michael C.
+Added: May 7, 2021 /s/ Michael C.
Vice President—Chief Accounting Officer
1 unchanged sentence
Compared sentence by sentence after normalising whitespace, quotation marks, case and digits, so re-formatting and restated figures do not read as changed language. Wording changes appear as one removal and one addition. The current filing and the prior one are authoritative.