Item 5. Other Information
ITEM 5. OTHER INFORMATION
None.
44
ITEM 6. EXHIBITS
INDEX TO EXHIBITS
Exhibit
Incorporation
By Reference
Number
Exhibit
Description
Form
SEC
File No.
Exhibit
Filing
Date
31.1*
Certification
of Principal Executive Officer pursuant to Section 302 of the Sarbanes-Oxley Act of 2002
31.2*
Certification
of Principal Financial Officer pursuant to Section 302 of the Sarbanes-Oxley Act of 2002
32.1*
Certification
of Principal Executive Officer pursuant to Section 906 of the Sarbanes-Oxley Act of 2002, 18 U.S.C. 1350 (1)
32.2*
Certification
of Principal Financial Officer pursuant to Section 906 of the Sarbanes-Oxley Act of 2002, 18 U.S.C. 1350 (1)
101.INS*
XBRL Instance Document
101.SCH*
XBRL Taxonomy Extension Schema Document
101.CAL*
XBRL Taxonomy Extension Calculation Linkbase
Document
101.DEF*
XBRL Taxonomy Extension Definition Linkbase
Document
101.LAB*
XBRL Taxonomy Extension Labels Linkbase
Document
101.PRE*
XBRL Taxonomy Extension Presentation
Linkbase Document
*
Filed herewith
(1)
This certification accompanies the Form
10-Q to which it relates, is not deemed filed with the Securities and Exchange Commission and is not to be incorporated by reference
into any filing of the Registrant under the Securities Act, or the Exchange Act (whether made before or after the date of the
Form 10-Q), irrespective of any general incorporation language contained in such filing.
45
SIGNATURES
Pursuant to the requirements of the Securities
Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned thereunto duly authorized.
Lipocine Inc.
(Registrant)
Dated: November 10, 2020
/s/ Mahesh V. Patel
Mahesh V. Patel, President and Chief
Executive Officer
(Principal Executive Officer)
Dated: November 10, 2020
/s/ Morgan R. Brown
Morgan R. Brown, Executive Vice President
and Chief Financial Officer
(Principal Financial and Accounting Officer)
46
Text extracted from the filing as submitted to EDGAR. Formatting, tables and exhibits are simplified for reading; the original document is authoritative for anything you rely on.