CVRx, Inc. 10-Q

Item 5. Other Information Adoption, Modification or Termination of Rule 10b5-1 Plans and Certain Other Trading Arrangements During the three months ended June 30, 2024, none of our directors or officers adopted, modified or terminated a “Rule 10 b 5 -1 trading arrangement” or “non-Rule 10 b 5 -1 trading arrangement,” as each term is defined in Item 408(a) of Regulation S-K. Equity Award to Chief Executive Officer The Compensation Committee of the Board of Directors reviewed the internal alignment of long-term incentives among the Company’s senior management team. Based on this review, on July 31, 2024, the Committee granted a stock option to acquire 180,000 shares of the Company’s common stock to Kevin Hykes, the Company’s President and Chief Executive Officer. The stock option will have the same terms as the Company’s regular annual grants for executive officers, including vesting (25% of the shares will vest on the first anniversary of the date of grant and 1/48th of the shares will vest each month thereafter). ​ Item 6. Exhibits EXHIBIT INDEX ​ ​ Exhibit No. Description ​ 3.1 ​ Restated Certificate of Incorporation of CVRx, Inc. (incorporated by reference to Exhibit 3.1 to the Company’s Current Report on Form 8-K filed on June 7, 2024) ​ ​ ​ 3.2 ​ Amended and Restated By-Laws of CVRx, Inc. (incorporated by reference to Exhibit 3.2 to the Company’s Current Report on Form 8-K filed on July 7, 2021) ​ ​ ​ 31.1 † ​ Certification of Chief Executive Officer Pursuant to Section 302 of the Sarbanes-Oxley Act of 2002 ​ 31.2 † ​ Certification of Chief Financial Officer Pursuant to Section 302 of the Sarbanes-Oxley Act of 2002 ​ 32.1 † ​ Certification of Chief Executive Officer Pursuant to 18 U.S.C. Section 1350, as adopted pursuant to Section 906 of the Sarbanes-Oxley Act of 2002 ​ 32.2 † ​ Certification of Chief Financial Officer Pursuant to 18 U.S.C. Section 1350, as adopted pursuant to Section 906 of the Sarbanes-Oxley Act of 2002 ​ ​ ​ 101.INS † ​ Inline XBRL Instance Document – the instance document does not appear in the Interactive Data File because its XBRL tags are embedded within the Inline XBRL document ​ 101.SCH † ​ Inline XBRL Taxonomy Extension Schema Document ​ 101.CAL † ​ Inline XBRL Taxonomy Extension Calculation Linkbase Document ​ 101.DEF † ​ Inline XBRL Taxonomy Extension Definition Linkbase Document ​ 32 Table of Contents 101.LAB † ​ Inline XBRL Taxonomy Extension Label Linkbase Document ​ 101.PRE † ​ Inline XBRL Taxonomy Extension Presentation Linkbase Document ​ ​ ​ 104 † ​ Cover Page Interactive Data File (formatted in Inline XBRL and contained in Exhibit 101) † Filed herewith. 33 Table of Contents SIGNATURES Pursuant to the requirements of the Securities Exchange Act of 1934, the Registrant has duly caused this report to be signed on its behalf by the undersigned thereunto, duly authorized. Date: August 2, 2024 ​ ​ ​ ​ CVRX, INC. ​ ​ ​ ​ By: /s/ Kevin Hykes ​ Name: Kevin Hykes ​ Title: President and Chief Executive Officer ​ ​ (Principal Executive Officer) ​ ​ ​ ​ By: /s/ Jared Oasheim ​ Name: Jared Oasheim ​ Title: Chief Financial Officer ​ ​ (Principal Financial and Accounting Officer) ​ ​ ​ ​ ​ ​ ​ ​ 34