Other Information
−Removed: During the three months ended March 31, 2024, none of our directors or officers adopted, modified or terminated a “Rule 10 b 5 -1 trading arrangement” or “non-Rule 10 b 5 -1 trading arrangement,” as each term is defined in Item 408(a) of Regulation S-K.
+Added: Adoption, Modification or Termination of Rule 10b5-1 Plans and Certain Other Trading Arrangements
+Added: During the three months ended June 30, 2024, none of our directors or officers adopted, modified or terminated a “Rule 10 b 5 -1 trading arrangement” or “non-Rule 10 b 5 -1 trading arrangement,” as each term is defined in Item 408(a) of Regulation S-K.
+Added: Equity Award to Chief Executive Officer
+Added: The Compensation Committee of the Board of Directors reviewed the internal alignment of long-term incentives among the Company’s senior management team.
+Added: Based on this review, on July 31, 2024, the Committee granted a stock option to acquire 180,000 shares of the Company’s common stock to Kevin Hykes, the Company’s President and Chief Executive Officer.
+Added: The stock option will have the same terms as the Company’s regular annual grants for executive officers, including vesting (25% of the shares will vest on the first anniversary of the date of grant and 1/48th of the shares will vest each month thereafter).
EXHIBIT INDEX
−Removed: Amended and Restated Certificate of Incorporation of CVRx, Inc.
−Removed: (incorporated by reference to Exhibit 3.1 to the Company’s Current Report on Form 8-K filed on July 7, 2021)
+Added: Restated Certificate of Incorporation of CVRx, Inc.
+Added: (incorporated by reference to Exhibit 3.1 to the Company’s Current Report on Form 8-K filed on June 7, 2024)
Amended and Restated By-Laws of CVRx, Inc.
(incorporated by reference to Exhibit 3.2 to the Company’s Current Report on Form 8-K filed on July 7, 2021)
−Removed: Employment Agreement between the Company and Kevin Hykes dated January 26, 2024 (incorporated by reference to Exhibit 10.1 to the Company’s Current Report on Form 8-K filed on January 31, 2024)
−Removed: Transition and Consulting Agreement between the Company and Nadim Yared dated January 30, 2024 (incorporated by reference to Exhibit 10.2 to the Company’s Current Report on Form 8-K filed on January 31, 2024)
Certification of Chief Executive Officer Pursuant to Section 302 of the Sarbanes-Oxley Act of 2002
13 unchanged sentences
Pursuant to the requirements of the Securities Exchange Act of 1934, the Registrant has duly caused this report to be signed on its behalf by the undersigned thereunto, duly authorized.
+Added: August 2, 2024
/s/ Kevin Hykes
6 unchanged sentences
Compared sentence by sentence after normalising whitespace, quotation marks, case and digits, so re-formatting and restated figures do not read as changed language. Wording changes appear as one removal and one addition. The current filing and the prior one are authoritative.