ChargePoint Holdings, Inc. 10-Q

ITEM 5. OTHER INFORMATION None. 73 Table of Contents ITEM 6. EXHIBITS (a) Exhibits: Exhibit No. Description 3.1 Second Amended and Restated Certificate of Incorporation of Switchback (incorporated by reference to Exhibit 3.1 to ChargePoint’s Current Report on Form 8-K (File No. 01- 39004), filed with the SEC on March 1, 2021). 3.2 Second Amended and Restated Bylaws of ChargePoint, effective as of February 26, 2021 (incorporated by reference to Exhibit 3.2 to ChargePoint’s Current Report on Form 8-K (File No. 001-39004), filed with the SEC on March 1, 2021). 10.3+ Form of Indemnification Agreement (incorporated by reference to Exhibit 10.9 to ChargePoint’s Current Report on Form 8-K (File No. 001-39004), filed with the SEC on March 1, 2021). 10.4+ ChargePoint Holdings Incentive Bonus Plan (incorporated by reference to Exhibit 10.10 to ChargePoint’s Current Report on Form 8-K (File No. 001-39004), filed with the SEC on March 1, 2021). 10.5+ ChargePoint Holdings, Inc. Compensation Program for Non-Employee Directors (incorporated by reference to Exhibit 10.11 to ChargePoint’s Current Report on Form 8-K (File No. 001-39004), filed with the SEC on March 1, 2021). 10.6 Amended and Restated Registration Rights Agreement, dated February 26, 2021, by and among ChargePoint, and certain stockholders and equityholders of ChargePoint (incorporated by reference to Exhibit 10.13 to ChargePoint’s Current Report on Form 8-K (File No. 001-39004), filed with the SEC on March 1, 2021). 10.7+ Form of Change in Control Vesting Acceleration Agreement for ChargePoint (Europe) (incorporated by reference to Exhibit 10.18 to ChargePoint’s Post-Effective Amendment No. 2 to the Registration Statement on Form S-1 (File no. 333-253759), filed with the SEC on May 28, 2021). 10.8+ Form of Severance and Change in Control Agreement for ChargePoint (US) (incorporated by reference to Exhibit 10.19 to ChargePoint’s Post-Effective Amendment No. 2 to the Registration Statement on Form S-1 (File no. 333-253759), filed with the SEC on May 28, 2021). 10.9+ Form of Severance and Change in Control Agreement for ChargePoint Europe Holdings B.V. (Europe) (incorporated by reference to Exhibit 10.20 to ChargePoint’s Post-Effective Amendment No. 2 to the Registration Statement on Form S-1 (File no. 333-253759), filed with the SEC on May 28, 2021). 31.1 Certification of Chief Executive Officer required by Rule 13a-14(a) or Rule 15d-14(a)* 31.2 Certification of the Chief Financial Officer required by Rule 13a-14(a) or Rule 15d-14(a)* 32.1 Certification of Chief Executive Officer required by Rule 13a-14(b) or Rule 15d-14(b) and 18 U.S.C. 1350** 32.2 Certification of the Chief Financial Officer required by Rule 13a-14(b) or Rule 15d-14(b) and 18 U.S.C. 1350** 101.INS XBRL Instance Document 101.SCH XBRL Taxonomy Extension Schema 101.CAL XBRL Taxonomy Extension Calculation Linkbase 101.DEF XBRL Taxonomy Extension Definition Linkbase 101.LAB XBRL Taxonomy Extension Label Linkbase 101.PRE XBRL Taxonomy Extension Presentation Linkbase * Filed herewith ** Furnished herewith † The schedules and exhibits to this agreement have been omitted pursuant to Item 601(a)(2) of Regulation S-K. A copy of any omitted schedule and/or exhibit will be furnished to the SEC upon request. + Denotes management compensatory plan, contract or arrangement. 74 Table of Contents SIGNATURES Pursuant to the requirements of the Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned thereunto duly authorized. June 11, 2021 CHARGEPOINT HOLDINGS, INC. By: /s/ Rex S. Jackson Name: Rex S. Jackson Title: Chief Financial Officer and Principal Financial Officer 75