BROADWAY FINANCIAL CORP DE 10-Q

Item 5. OTHER INFORMATION None Item 6. EXHIBITS Exhibit Number* 3.1 Amended and Restated Certificate of Incorporation of Broadway Financial Corporation effective as of April 1, 2022 (Exhibit 3.1 to Form 8-K filed by Registrant on April 5, 2021) 3.2 Bylaws of Registrant (Exhibit 3.2 to Form 8-K filed by Registrant on August 24, 2020) 3.3 Certificate of Designations of Senior Non-Cumulative Perpetual Preferred Stock, Series C (Exhibit 3.1 to Form 8-K filed by Registrant on June 8, 2022) 4.3 Registration Rights Agreement (Exhibit 10.2 to Form 8-K filed by Registrant on June 8, 2022) 10.3 Letter Agreement and Securities Purchase Agreement, date June 7, 2022 (Exhibit 10.1 to Form 8-K filed by Registrant on June 8, 2022) 31.1 Certification of Chief Executive Officer pursuant to Section 302 of the Sarbanes-Oxley Act of 2002 31.2 Certification of Chief Financial Officer pursuant to Section 302 of the Sarbanes-Oxley Act of 2002 32.1 Certification of Chief Executive Officer pursuant to 18 U.S.C. Section 1350, as adopted pursuant to Section 906 of the Sarbanes-Oxley Act of 2002 32.2 Certification of Chief Financial Officer pursuant to 18 U.S.C. Section 1350, as adopted pursuant to Section 906 of the Sarbanes-Oxley Act of 2002 101.INS XBRL Instance Document - the instance document does not appear in the Interactive Data File because its XBRL tags are embedded within the Inline XBRL document 101.SCH XBRL Taxonomy Extension Schema Document 101.CAL XBRL Taxonomy Extension Calculation Linkbase Document 101.DEF XBRL Taxonomy Extension Definitions Linkbase Document 101.LAB XBRL Taxonomy Extension Label Linkbase Document 101.PRE XBRL Taxonomy Extension Presentation Linkbase Document * Exhibits followed by a parenthetical reference are incorporated by reference herein from the document filed by the Registrant with the SEC described therein. Except as otherwise indicated, the SEC File No. for each incorporated document is 000-27464. ** Management contract or compensatory plan or arrangement 40 Table of Contents SIGNATURES In accordance with the requirements of the Exchange Act, the registrant caused this report to be signed on its behalf by the undersigned, thereunto duly authorized. Date: August 15, 2022 By: /s/ Brian Argrett Brian Argrett Chief Executive Officer Date: August 15, 2022 By: /s/ Brenda J. Battey Brenda J. Battey Chief Financial Officer 41