OTHER INFORMATION
−Removed: Amended and Restated Certificate of Incorporation of Broadway Financial Corporation effective as of April 1, 2021 (Exhibit 3.1 to Form 8-K
−Removed: filed by Registrant on April 5, 2021).
+Added: Amended and Restated Certificate of Incorporation of Broadway Financial Corporation effective as of April 1, 2022 (Exhibit 3.1 to Form 8-K filed by Registrant on April 5, 2021)
Bylaws of Registrant (Exhibit 3.2 to Form 8-K filed by Registrant on August 24, 2020)
−Removed: Certification of Chief Executive Officer pursuant to Rules 13a-14(a) and 15d-14(a) under the Securities Exchange Act of 1934, as adopted pursuant to Section 302 of
−Removed: the Sarbanes-Oxley Act of 2002.
−Removed: Certification of Chief Financial Officer pursuant to Rules 13a-14(a) and 15d-14(a) under the Securities Exchange Act of 1934, as adopted
−Removed: pursuant to Section 302 of the Sarbanes-Oxley Act of 2002.
+Added: Certificate of Designations of Senior Non-Cumulative Perpetual Preferred Stock, Series C (Exhibit 3.1 to Form 8-K filed by Registrant on June 8, 2022)
+Added: Registration Rights Agreement (Exhibit 10.2 to Form 8-K filed by Registrant on June 8, 2022)
+Added: Letter Agreement and Securities Purchase Agreement, date June 7, 2022 (Exhibit 10.1 to Form 8-K filed by Registrant on June 8, 2022)
+Added: Certification of Chief Executive Officer pursuant to Section 302 of the Sarbanes-Oxley Act of 2002
+Added: Certification of Chief Financial Officer pursuant to Section 302 of the Sarbanes-Oxley Act of 2002
Certification of Chief Executive Officer pursuant to 18 U.S.C.
2 unchanged sentences
Section 1350, as adopted pursuant to Section 906 of the Sarbanes-Oxley Act of 2002
−Removed: XBRL Instance Document - the instance document does not appear in the Interactive Data File because its XBRL tags are embedded within the
−Removed: Inline XBRL document
+Added: XBRL Instance Document - the instance document does not appear in the Interactive Data File because its XBRL tags are embedded within the Inline XBRL document
XBRL Taxonomy Extension Schema Document
3 unchanged sentences
XBRL Taxonomy Extension Presentation Linkbase Document
−Removed: The cover page from this Quarterly Report on Form 10-Q for the quarter ended March 31, 2022, formatted in Inline XBRL (included as Exhibit 101)
−Removed: Exhibits followed by a parenthetical reference are incorporated by reference herein from the document filed by the Registrant with the SEC
−Removed: described therein.
−Removed: Except as otherwise indicated, the SEC File No.
+Added: Exhibits followed by a parenthetical reference are incorporated by reference herein from the document filed by the Registrant with the SEC described therein.
+Added: Except as otherwise
+Added: indicated, the SEC File No.
for each incorporated document is 000-27464.
−Removed: Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the
−Removed: undersigned thereunto duly authorized.
−Removed: Broadway Financial Corporation
+Added: Management contract or compensatory plan or arrangement
+Added: In accordance with the requirements of the Exchange Act, the registrant caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.
+Added: August 15, 2022
/s/ Brian Argrett
1 unchanged sentence
Chief Executive Officer
+Added: August 15, 2022
/s/ Brenda J.
1 unchanged sentence
Compared sentence by sentence after normalising whitespace, quotation marks, case and digits, so re-formatting and restated figures do not read as changed language. Wording changes appear as one removal and one addition. The current filing and the prior one are authoritative.