Item 5. Other Information
ITEM 5. OTHER INFORMATION
None.
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ITEM 6. EXHIBITS
The following exhibits are filed herewith:
Exhibit No.
Description
Incorporation by Reference
1.1
At the Market Offering Agreement, dated December 18, 2020, by and between Astrotech Corporation and H.C. Wainwright & Co., LLC
Exhibit 1.1 to Form 8-K filed on December 18, 2020.
4.1
Form of Placement Agent’s Warrant
Exhibit 4.1 to Form 8-K filed on October 23, 2020.
4.2
Form of Placement Agent’s Warrant
Exhibit 4.1 to Form 8-K filed on October 30, 2020.
10.1
Securities Purchase Agreement
Exhibit 10.1 to Form 8-K filed on October 23, 2020.
10.2
Form of Securities Purchase Agreement
Exhibit 10.1 to Form 8-K filed on October 30, 2020.
99.1
Joint Development and Option Agreement, dated October 20, 2020
Exhibit 99.1 to Form 8-K filed on October 20, 2020.
99.2
Cash Reserve Agreement, dated October 19, 2020
Exhibit 99.3 to Form 8-K filed on October 20, 2020.
31.1
Certification of Chief Executive Officer pursuant to Rule 13a-14(a) of the Securities Exchange Act of 1934.
Filed herewith.
31.2
Certification of Chief Financial Officer pursuant to Rule 13a-14(a) of the Securities Exchange Act of 1934.
Filed herewith.
32.1
Certification pursuant to Rule 13a-14(b) of the Securities Exchange Act of 1934.
Filed herewith.
101
The following financial information from the Company’s Quarterly Report on Form 10-Q, for the period ended December 31, 2020 formatted in eXtensible Business Reporting Language: (i) Unaudited Condensed Consolidated Balance Sheets, (ii) Unaudited Condensed Consolidated Statements of Operations, (iii) Unaudited Condensed Consolidated Statements of Cash Flows, (iv) Notes to Unaudited Condensed Consolidated Financial Statements.
Filed herewith.
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned thereunto duly authorized.
Astrotech Corporation
Date: February 16, 2021
/s/ Eric Stober
Eric Stober
Chief Financial Officer and Principal Accounting Officer
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Text extracted from the filing as submitted to EDGAR. Formatting, tables and exhibits are simplified for reading; the original document is authoritative for anything you rely on.