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Incorporation by Reference
−Removed: Certificate of Amendment to the Certificate of Incorporation of Astrotech Corporation.
−Removed: Exhibit 3.1 to Form 8-K filed on July 1, 2020.
−Removed: Omnibus Amendment to Promissory Notes, dated August 24, 2020.
−Removed: Exhibit 10.1 to Form 8-K filed on August 25, 2020.
−Removed: Acknowledgment, Consent and Affirmation of Guarantors, dated August 24, 2020.
−Removed: Exhibit 10.2 to Form 8-K filed on August 25, 2020.
−Removed: Omnibus Amendment to Security Agreements, dated August 24, 2020, by and among the Company, certain of the Company’s subsidiaries and Thomas B.
−Removed: Exhibit 10.3 to Form 8-K filed on August 25, 2020.
−Removed: Omnibus Amendment to Subsidiary Guarantees, dated August 24, 2020, made by certain of the Company’s subsidiaries in favor of Thomas B.
−Removed: Exhibit 10.4 to Form 8-K filed on August 25, 2020.
+Added: At the Market Offering Agreement, dated December 18, 2020, by and between Astrotech Corporation and H.C.
+Added: Wainwright & Co., LLC
+Added: Exhibit 1.1 to Form 8-K filed on December 18, 2020.
+Added: Form of Placement Agent’s Warrant
+Added: Exhibit 4.1 to Form 8-K filed on October 23, 2020.
+Added: Form of Placement Agent’s Warrant
+Added: Exhibit 4.1 to Form 8-K filed on October 30, 2020.
+Added: Securities Purchase Agreement
+Added: Exhibit 10.1 to Form 8-K filed on October 23, 2020.
+Added: Form of Securities Purchase Agreement
+Added: Exhibit 10.1 to Form 8-K filed on October 30, 2020.
+Added: Joint Development and Option Agreement, dated October 20, 2020
+Added: Exhibit 99.1 to Form 8-K filed on October 20, 2020.
+Added: Cash Reserve Agreement, dated October 19, 2020
+Added: Exhibit 99.3 to Form 8-K filed on October 20, 2020.
Certification of Chief Executive Officer pursuant to Rule 13a-14(a) of the Securities Exchange Act of 1934.
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Filed herewith.
−Removed: The following financial information from the Company’s Quarterly Report on Form 10-Q, for the period ended September 30, 2020 formatted in eXtensible Business Reporting Language:
+Added: The following financial information from the Company’s Quarterly Report on Form 10-Q, for the period ended December 31, 2020 formatted in eXtensible Business Reporting Language:
(i) Unaudited Condensed Consolidated Balance Sheets, (ii) Unaudited Condensed Consolidated Statements of Operations, (iii) Unaudited Condensed Consolidated Statements of Cash Flows, (iv) Notes to Unaudited Condensed Consolidated Financial Statements.
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Astrotech Corporation
−Removed: November 13, 2020
+Added: February 16, 2021
/s/ Eric Stober
1 unchanged sentence
Compared sentence by sentence after normalising whitespace, quotation marks, case and digits, so re-formatting and restated figures do not read as changed language. Wording changes appear as one removal and one addition. The current filing and the prior one are authoritative.