Item 5. Other Information
Item
5. Other Information
Insider
Trading Arrangements
On
September 22, 2025, Mark Hamm , the Company’s Chief Operating Officer , entered into a trading plan intended to satisfy the affirmative
defense conditions of Rule 10b5 -1(c) under the Exchange Act. The plan provides for the sale, subject to certain price limits, of 144,102
shares vesting between September 22, 2025 and September 21, 2026, pursuant to certain equity awards granted to Mr. Hamm, excluding any
shares withheld by the Company to satisfy income tax withholding and remittance obligations. Mr. Hamm’s plan will expire on September
21, 2026 , subject to early termination in accordance with the terms of the plan.
Item
6. Exhibits
The
following exhibits are filed as part of this Report.
EXHIBIT
INDEX
Exhibit
No.
Description
31.1*
Section 302 Certification of Chief Executive Officer
31.2*
Section 302 Certification of Chief Financial Officer
32.1*
Section 906 Certifications of Chief Executive Officer
32.2*
Section 906 Certifications of Chief Financial Officer
101
INS**
INSTANCE
DOCUMENT
101
SCH**
SCHEMA
DOCUMENT
101
CAL**
CALCULATION
LINKBASE DOCUMENT
101
LAB**
LABELS
LINKBASE DOCUMENT
101
PRE**
PRESENTATION
LINKBASE DOCUMENT
101
DEF**
DEFINITION
LINKBASE DOCUMENT
104**
COVER
PAGE INTERACTIVE DATA FILE - THE COVER PAGE XBRL TAGS ARE EMBEDDED WITHIN THE INLINE XBRL DOCUMENT
*
Filed
herewith
**
Submitted
electronically herewith. Attached as Exhibit 101 are the following materials from Quarterly Report on Form 10-Q for the quarter ended
September 30, 2025, formatted in Inline eXtensible Business Reporting Language (“iXBRL”): (i) the Condensed Consolidated
Balance Sheets; (ii) the Condensed Consolidated Statements of Operations; (iii) the Condensed Consolidated Statements of Equity;
(iv) the Condensed Consolidated Statements of Cash Flows; (v) notes to these Condensed Consolidated Financial Statements; and (vi)
the Cover Page to Quarterly Report on our Form 10-Q.
- 42 -
SIGNATURES
Pursuant
to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by
the undersigned, thereunto duly authorized.
Date:
April 15, 2026
ARRIVE
AI INC.
/s/
Todd Pepmeier
Todd
Pepmeier
Chief
Financial Officer
(On
behalf of the Registrant and as principal financial officer)
- 43 -
Text extracted from the filing as submitted to EDGAR. Formatting, tables and exhibits are simplified for reading; the original document is authoritative for anything you rely on.