Advanced Flower Capital Inc. 10-Q

Item 5. Other Information None. 53 Index Item 6. Exhibits Exhibit No. Description of Exhibits 3.1 Articles of Amendment and Restatement of AFC Gamma, Inc. (incorporated by reference to Exhibit 3.2 to the Company’s Registration Statement on Form S-11, as amended (File No. 333-251762)). 3.2 Amended and Restated Bylaws of AFC Gamma, Inc. (incorporated by reference to Exhibit 3.4 to the Company’s Registration Statement on Form S-11, as amended (File No. 333-251762)). 4.1 Indenture, dated November 3, 2021, between AFC Gamma Inc. and TMI Trust Company. (incorporated by reference to Exhibit 4.1 to the Company’s Current Report on Form 8-K filed November 3, 2021). 4.2 Form of 5.75% Senior Notes due 2027 (included in Exhibit 4.1). 10.8 Second Amendment dated November 3, 2021, to the Revolving Credit Agreement, dated August 18, 2020, by and among AFC Gamma, Inc., as borrower, AFC Finance, LLC, as lender (incorporated by reference to Exhibit 10.1 to the Company’s Current Report on Form 8-K filed November 3, 2021). 10.9 Employment Agreement, dated August 2, 2021, between AFC Management, LLC and Brett Kaufman (incorporated by reference to Exhibit 10.1 to the Company’s Current Report on Form 8-K filed with the SEC on August 5, 2021) 31.1* Certification of Chief Executive Officer pursuant to Section 302 of the Sarbanes-Oxley Act of 2002. 31.2* Certification of Chief Financial Officer pursuant to Section 302 of the Sarbanes-Oxley Act of 2002. 32.1 Certification of Chief Executive Officer pursuant to Section 906 of the Sarbanes-Oxley Act of 2002. 32.2 Certification of Chief Financial Officer pursuant to Section 906 of the Sarbanes-Oxley Act of 2002. 101.INS Inline XBRL Instance Document - the instance document does not appear in the Interactive Data File because its XBRL tags are embedded within the Inline XBRL document. 101.SCH Inline XBRL Taxonomy Extension Schema Document. 101.CAL Inline XBRL Taxonomy Extension Calculation Linkbase Document. 101.LAB Inline XBRL Taxonomy Extension Label Linkbase Document. 101.PRE Inline XBRL Taxonomy Extension Presentation Linkbase Document. 101.DEF Inline XBRL Taxonomy Extension Definition Linkbase Document. 104 Cover Page Interactive Data File (formatted as Inline XBRL and contained in Exhibit 101) * Furnished herewith SIGNATURES Pursuant to the requirements of the Securities Exchange Act of 1934, each registrant has duly caused this report to be signed on its behalf by the undersigned thereunto duly authorized. Date: November 4, 2021 AFC GAMMA, INC. By: /s/ Leonard M. Tannenbaum Leonard M. Tannenbaum Chief Executive Officer, Chairman and Director (Principal Executive Officer) By: /s/ Brett Kaufman Brett Kaufman Chief Financial Officer and Treasurer (Principal Financial Officer and Principal Accounting Officer)