Other Information
+Added: Description of Exhibits
Articles of Amendment and Restatement of AFC Gamma, Inc.
4 unchanged sentences
333-251762)).
−Removed: Amendment dated May 7, 2021, to the Secured Revolving Credit Agreement, dated August 18, 2020, by and among AFC Gamma, Inc., as borrower, AFC Finance, LLC, as agent, and AFC Finance, LLC and Gamma Lending
−Removed: Holdco LLC, as lenders (incorporated by reference to Exhibit 10.2 to the Company’s Quarterly Report on Form 10-Q filed on May 11, 2021).
+Added: Indenture, dated November 3, 2021, between AFC Gamma Inc.
+Added: and TMI Trust Company.
+Added: (incorporated by reference to Exhibit 4.1 to the
+Added: Company’s Current Report on Form 8-K filed November 3, 2021).
+Added: Form of 5.75% Senior Notes due 2027 (included in Exhibit 4.1).
+Added: Second Amendment dated November 3, 2021, to the Revolving Credit Agreement, dated August 18, 2020, by and among AFC Gamma, Inc., as borrower, AFC Finance, LLC, as lender (incorporated by
+Added: reference to Exhibit 10.1 to the Company’s Current Report on Form 8-K filed November 3, 2021).
+Added: Employment Agreement, dated August 2, 2021, between AFC Management, LLC and Brett Kaufman (incorporated by reference to Exhibit 10.1 to the Company’s Current Report on Form 8-K filed with
+Added: the SEC on August 5, 2021)
Certification of Chief Executive Officer pursuant to Section 302 of the Sarbanes-Oxley Act of 2002.
2 unchanged sentences
Certification of Chief Financial Officer pursuant to Section 906 of the Sarbanes-Oxley Act of 2002.
−Removed: Inline XBRL Instance Document - the instance document does not appear in the Interactive Data File because its XBRL tags are
−Removed: embedded within the Inline XBRL document.
+Added: Inline XBRL Instance Document - the instance document does not appear in the Interactive Data File because its XBRL tags are embedded within the Inline XBRL document.
Inline XBRL Taxonomy Extension Schema Document.
4 unchanged sentences
Cover Page Interactive Data File (formatted as Inline XBRL and contained in Exhibit 101)
−Removed: Pursuant to the requirements of the Securities Exchange Act of 1934, each registrant has duly caused this report to be signed on its behalf by the undersigned thereunto duly authorized.
−Removed: August 5, 2021
+Added: * Furnished herewith
+Added: Pursuant to the requirements of the Securities Exchange Act of 1934, each registrant has duly caused this report to be signed on its behalf by the undersigned thereunto duly
+Added: November 4, 2021
AFC GAMMA, INC.
−Removed: /s/ Leonard M Tannenbaum
−Removed: Leonard M Tannenbaum
+Added: /s/ Leonard M.
Chief Executive Officer, Chairman and Director
(Principal Executive Officer)
−Removed: /s/ Thomas Geoffroy
−Removed: Thomas Geoffroy
+Added: /s/ Brett Kaufman
+Added: Brett Kaufman
Chief Financial Officer and Treasurer
1 unchanged sentence
Compared sentence by sentence after normalising whitespace, quotation marks, case and digits, so re-formatting and restated figures do not read as changed language. Wording changes appear as one removal and one addition. The current filing and the prior one are authoritative.