AXCELIS TECHNOLOGIES INC 10-Q

Item 5. Other Information. ​ In connection with his retirement, William Bintz, Executive Vice President, Product Development, has submitted his resignation as an executive officer of the Company, effective December 31, 2022. Greg Redinbo has assumed the title of Executive Vice President, Marketing and Applications, and has been leading those functions. To facilitate the transition, Mr. Bintz will continue to serve as a senior advisor to the Company for a period following his retirement. ​ 28 Table of Contents ​ Item 6. Exhibits. ​ The following exhibits are filed herewith: ​ Exhibit No Description ​ ​ ​ 3.1 ​ Restated Certificate of Incorporation of the Company filed November 2, 2017. Incorporated by reference to Exhibit 3.1 of the Company’s Form 10-Q filed with the Commission on November 3, 2017. ​ ​ ​ 3.2 ​ Bylaws of the Company, as amended as of May 11, 2022. Incorporated by reference to Exhibit 3.2 of the Company’s Form 8-K filed with the Commission on May 11, 2022. ​ ​ ​ 10.1 ​ Axcelis Technologies, Inc. 2012 Equity Incentive Plan as Amended by Board of Directors August 2022. Filed herewith . ​ ​ ​ 31.1 ​ Certification of the Principal Executive Officer under Exchange Act Rule 13a-14(a)/15d-14(a) (Section 302 of the Sarbanes-Oxley Act), dated November 3, 2022. Filed herewith. ​ ​ ​ 31.2 ​ Certification of the Principal Financial Officer under Exchange Act Rule 13a-14(a)/15d-14(a) (Section 302 of the Sarbanes-Oxley Act), dated November 3, 2022. Filed herewith. ​ ​ ​ 32.1 ​ Certification of the Principal Executive Officer pursuant to Section 1350 of Chapter 63 of title 18 of the United States Code (Section 906 of the Sarbanes-Oxley Act), dated November 3, 2022. Filed herewith. ​ ​ ​ 32.2 ​ Certification of the Principal Financial Officer pursuant to Section 1350 of Chapter 63 of title 18 of the United States Code (Section 906 of the Sarbanes-Oxley Act), dated November 3, 2022. Filed herewith. ​ ​ ​ 101 ​ The following materials from the Company’s Form 10-Q for the quarter ended September 30, 2022, formatted in inline eXtensible Business Reporting Language (iXBRL): (i) Consolidated Statements of Operations, (ii) Consolidated Statements of Comprehensive Income, (iii) Consolidated Balance Sheets, (iv) Consolidated Statements of Cash Flows and (v) Notes to Consolidated Financial Statements (Unaudited). Filed herewith. ​ ​ ​ 104 ​ Cover Page Interactive Data File (formatted as iXBRL and contained in Exhibit 101). ​ ​ ​ 29 Table of Contents ​ SIGNATURES ​ Pursuant to the requirements of the Securities Exchange Act of 1934, the Registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized. ​ ​ AXCELIS TECHNOLOGIES, INC. DATED: November 3, 2022 By: /s/ KEVIN J. BREWER ​ ​ ​ ​ ​ Kevin J. Brewer ​ ​ Executive Vice President and Chief Financial Officer ​ ​ Duly Authorized Officer and Principal Financial Officer ​ ​ ​ 30