ZTO offering history
Every offering-related filing in ZTO Express (Cayman) Inc.’s recent SEC record — registrations (announced capacity) kept separate from pricing documents (executed sales). Reviewed 389 filings back to Jun 23, 2016.
| Date | Filing | What it means | |
|---|---|---|---|
| Dec 30, 2020 | 424B5 → | EXECUTED | Shelf takedown priced — shares or notes (small-caps: usually shares; open the filing to confirm) |
| Sep 24, 2020 | 424B5 → | EXECUTED | Shelf takedown priced — shares or notes (small-caps: usually shares; open the filing to confirm) |
| Sep 15, 2020 | 424B5 → | EXECUTED | Shelf takedown priced — shares or notes (small-caps: usually shares; open the filing to confirm) |
| Sep 11, 2020 | F-3ASR → | REGISTERED | Automatic shelf registration — effective immediately (large filers) |
| Oct 28, 2016 | 424B4 → | EXECUTED | Final prospectus — offering priced (typical for IPOs and marketed share deals) |
| Oct 26, 2016 | EFFECT → | EFFECTIVE | SEC declared a registration effective — selling can begin |
| Oct 26, 2016 | EFFECT → | EFFECTIVE | SEC declared a registration effective — selling can begin |
| Oct 24, 2016 | F-1/A → | REGISTERED | F-1/A registration — capacity to sell shares, not a sale yet |
| Oct 14, 2016 | F-1/A → | REGISTERED | F-1/A registration — capacity to sell shares, not a sale yet |
| Sep 30, 2016 | F-1 → | REGISTERED | F-1 registration — capacity to sell shares, not a sale yet |
Two honest limits. (1) A 424B takedown can price shares or notes — EDGAR’s metadata doesn’t say which, so open the document: large investment-grade filers use these mostly for bond deals (no dilution), small-caps mostly for shares. (2) At-the-market (ATM) programs sell shares gradually and individual sales are not separately filed — the visible footprint is the enabling shelf and its 424B5; actual ATM share counts surface later in the 10-Q/10-K share count. Educational information from public filings, not investment advice.
ZTO offering FAQ
When did ZTO last execute an offering?
Per SEC filings, ZTO Express (Cayman) Inc.'s most recent priced offering document is a 424B5 filed 2020-12-30. Note a 424B takedown can price shares or notes (debt) — the linked document says which.
When did ZTO last announce or register an offering?
The most recent registration is a F-3ASR filed 2020-09-11. A registration is capacity to sell shares — not a sale.
Does an offering always mean dilution?
Registered direct offerings and shelf takedowns issue new shares and dilute existing holders. Resale registrations (424B3/B7) let existing holders sell and do not create new shares. Secondary sales by insiders also do not dilute. Each row here is labeled with what it is.
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