YUM offering history
Every offering-related filing in YUM BRANDS INC’s recent SEC record — registrations (announced capacity) kept separate from pricing documents (executed sales). Reviewed 1,001 filings back to Jul 25, 2016.
| Date | Filing | What it means | |
|---|---|---|---|
| Mar 28, 2022 | 424B2 → | EXECUTED | Prospectus supplement priced — shares or notes (large filers: often a bond deal) |
| Mar 24, 2022 | 424B5 → | EXECUTED | Shelf takedown priced — shares or notes (small-caps: usually shares; open the filing to confirm) |
| Mar 24, 2022 | FWP → | MARKETING | Free-writing prospectus — offering being marketed |
| Mar 18, 2021 | 424B2 → | EXECUTED | Prospectus supplement priced — shares or notes (large filers: often a bond deal) |
| Mar 16, 2021 | 424B5 → | EXECUTED | Shelf takedown priced — shares or notes (small-caps: usually shares; open the filing to confirm) |
| Mar 16, 2021 | FWP → | MARKETING | Free-writing prospectus — offering being marketed |
| Sep 11, 2020 | 424B2 → | EXECUTED | Prospectus supplement priced — shares or notes (large filers: often a bond deal) |
| Sep 9, 2020 | 424B5 → | EXECUTED | Shelf takedown priced — shares or notes (small-caps: usually shares; open the filing to confirm) |
| Sep 9, 2020 | FWP → | MARKETING | Free-writing prospectus — offering being marketed |
| Aug 24, 2020 | S-3ASR → | REGISTERED | Automatic shelf registration — effective immediately (large filers) |
Two honest limits. (1) A 424B takedown can price shares or notes — EDGAR’s metadata doesn’t say which, so open the document: large investment-grade filers use these mostly for bond deals (no dilution), small-caps mostly for shares. (2) At-the-market (ATM) programs sell shares gradually and individual sales are not separately filed — the visible footprint is the enabling shelf and its 424B5; actual ATM share counts surface later in the 10-Q/10-K share count. Educational information from public filings, not investment advice.
YUM offering FAQ
When did YUM last execute an offering?
Per SEC filings, YUM BRANDS INC's most recent priced offering document is a 424B2 filed 2022-03-28. Note a 424B takedown can price shares or notes (debt) — the linked document says which.
When did YUM last announce or register an offering?
The most recent registration is a S-3ASR filed 2020-08-24. A registration is capacity to sell shares — not a sale.
Does an offering always mean dilution?
Registered direct offerings and shelf takedowns issue new shares and dilute existing holders. Resale registrations (424B3/B7) let existing holders sell and do not create new shares. Secondary sales by insiders also do not dilute. Each row here is labeled with what it is.
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