Offerings // ADVANCED DRAINAGE SYSTEMS, INC.

WMS offering history

Every offering-related filing in ADVANCED DRAINAGE SYSTEMS, INC.’s recent SEC record — registrations (announced capacity) kept separate from pricing documents (executed sales). Reviewed 1,006 filings back to Jul 24, 2014.

Last executed offering
Sep 9, 2019
424B2 — priced deal (shares or notes)
Last registration (announced)
Aug 1, 2019
S-3 — capacity, not a sale
Executed, last 12 months
0
424B pricings + 8-K 3.02 sales
Registered, last 12 months
0
S-1/S-3/F-series registrations
DateFilingWhat it means
Sep 9, 2019424B2 →EXECUTEDProspectus supplement priced — shares or notes (large filers: often a bond deal)
Sep 3, 2019424B5 →EXECUTEDShelf takedown priced — shares or notes (small-caps: usually shares; open the filing to confirm)
Aug 14, 2019EFFECT →EFFECTIVESEC declared a registration effective — selling can begin
Aug 1, 2019S-3 →REGISTEREDS-3 registration — capacity to sell shares, not a sale yet
Dec 4, 2014424B4 →EXECUTEDFinal prospectus — offering priced (typical for IPOs and marketed share deals)
Dec 3, 2014FWP →MARKETINGFree-writing prospectus — offering being marketed
Dec 3, 2014EFFECT →EFFECTIVESEC declared a registration effective — selling can begin
Dec 1, 2014S-1/A →REGISTEREDS-1/A registration — capacity to sell shares, not a sale yet
Nov 17, 2014S-1 →REGISTEREDS-1 registration — capacity to sell shares, not a sale yet
Jul 28, 2014424B4 →EXECUTEDFinal prospectus — offering priced (typical for IPOs and marketed share deals)
Jul 24, 2014EFFECT →EFFECTIVESEC declared a registration effective — selling can begin
WMS offering-related filings from SEC EDGAR, newest first (capped at 40). Each links to the original document.

Two honest limits. (1) A 424B takedown can price shares or notes — EDGAR’s metadata doesn’t say which, so open the document: large investment-grade filers use these mostly for bond deals (no dilution), small-caps mostly for shares. (2) At-the-market (ATM) programs sell shares gradually and individual sales are not separately filed — the visible footprint is the enabling shelf and its 424B5; actual ATM share counts surface later in the 10-Q/10-K share count. Educational information from public filings, not investment advice.

Is a shelf active now? →Do they need money? →Red flags →Full WMS workspace →
WMS offering FAQ

When did WMS last execute an offering?

Per SEC filings, ADVANCED DRAINAGE SYSTEMS, INC.'s most recent priced offering document is a 424B2 filed 2019-09-09. Note a 424B takedown can price shares or notes (debt) — the linked document says which.

When did WMS last announce or register an offering?

The most recent registration is a S-3 filed 2019-08-01. A registration is capacity to sell shares — not a sale.

Does an offering always mean dilution?

Registered direct offerings and shelf takedowns issue new shares and dilute existing holders. Resale registrations (424B3/B7) let existing holders sell and do not create new shares. Secondary sales by insiders also do not dilute. Each row here is labeled with what it is.

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