VOC offering history
Every offering-related filing in VOC Energy Trust’s recent SEC record — registrations (announced capacity) kept separate from pricing documents (executed sales). Reviewed 163 filings back to Dec 30, 2010.
| Date | Filing | What it means | |
|---|---|---|---|
| May 10, 2011 | 8-K → | EXECUTED | Unregistered share sale disclosed (8-K item 3.02) |
| May 5, 2011 | 424B1 → | EXECUTED | Prospectus supplement priced — shares or notes (large filers: often a bond deal) |
| May 4, 2011 | EFFECT → | EFFECTIVE | SEC declared a registration effective — selling can begin |
| Apr 25, 2011 | S-1/A → | REGISTERED | S-1/A registration — capacity to sell shares, not a sale yet |
| Apr 13, 2011 | S-1/A → | REGISTERED | S-1/A registration — capacity to sell shares, not a sale yet |
| Mar 23, 2011 | S-1/A → | REGISTERED | S-1/A registration — capacity to sell shares, not a sale yet |
| Feb 10, 2011 | S-1/A → | REGISTERED | S-1/A registration — capacity to sell shares, not a sale yet |
| Dec 30, 2010 | S-1 → | REGISTERED | S-1 registration — capacity to sell shares, not a sale yet |
Two honest limits. (1) A 424B takedown can price shares or notes — EDGAR’s metadata doesn’t say which, so open the document: large investment-grade filers use these mostly for bond deals (no dilution), small-caps mostly for shares. (2) At-the-market (ATM) programs sell shares gradually and individual sales are not separately filed — the visible footprint is the enabling shelf and its 424B5; actual ATM share counts surface later in the 10-Q/10-K share count. Educational information from public filings, not investment advice.
VOC offering FAQ
When did VOC last execute an offering?
Per SEC filings, VOC Energy Trust's most recent priced offering document is a 8-K filed 2011-05-10. Note a 424B takedown can price shares or notes (debt) — the linked document says which.
When did VOC last announce or register an offering?
The most recent registration is a S-1/A filed 2011-04-25. A registration is capacity to sell shares — not a sale.
Does an offering always mean dilution?
Registered direct offerings and shelf takedowns issue new shares and dilute existing holders. Resale registrations (424B3/B7) let existing holders sell and do not create new shares. Secondary sales by insiders also do not dilute. Each row here is labeled with what it is.
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