Offerings // Vivani Medical, Inc.

VANI offering history

Every offering-related filing in Vivani Medical, Inc.’s recent SEC record — registrations (announced capacity) kept separate from pricing documents (executed sales). Reviewed 832 filings back to Oct 10, 2003.

Last executed offering

Jan 27, 2026

424B5 — priced deal (shares or notes)

Last registration (announced)

May 2, 2024

S-3/A — capacity, not a sale

Executed, last 12 months

424B pricings + 8-K 3.02 sales

Registered, last 12 months

S-1/S-3/F-series registrations

Date	Filing		What it means
Jan 27, 2026	424B5 →	EXECUTED	Shelf takedown priced — shares or notes (small-caps: usually shares; open the filing to confirm)
Jan 27, 2026	8-K →	EXECUTED	Unregistered share sale disclosed (8-K item 3.02)
Oct 28, 2025	424B5 →	EXECUTED	Shelf takedown priced — shares or notes (small-caps: usually shares; open the filing to confirm)
Oct 28, 2025	8-K →	EXECUTED	Unregistered share sale disclosed (8-K item 3.02)
Aug 13, 2025	8-K →	EXECUTED	Unregistered share sale disclosed (8-K item 3.02)
May 13, 2025	8-K →	EXECUTED	Unregistered share sale disclosed (8-K item 3.02)
Mar 27, 2025	8-K →	EXECUTED	Unregistered share sale disclosed (8-K item 3.02)
May 3, 2024	EFFECT →	EFFECTIVE	SEC declared a registration effective — selling can begin
May 2, 2024	S-3/A →	REGISTERED	S-3/A registration — capacity to sell shares, not a sale yet
Apr 22, 2024	S-3 →	REGISTERED	S-3 registration — capacity to sell shares, not a sale yet
Mar 5, 2024	424B5 →	EXECUTED	Shelf takedown priced — shares or notes (small-caps: usually shares; open the filing to confirm)
Jun 24, 2022	424B3 →	UPDATE	Prospectus update — often a resale registration, not necessarily new capital
Jun 24, 2022	EFFECT →	EFFECTIVE	SEC declared a registration effective — selling can begin
Jun 23, 2021	424B5 →	EXECUTED	Shelf takedown priced — shares or notes (small-caps: usually shares; open the filing to confirm)
Jun 22, 2021	424B5 →	EXECUTED	Shelf takedown priced — shares or notes (small-caps: usually shares; open the filing to confirm)
Jun 14, 2021	EFFECT →	EFFECTIVE	SEC declared a registration effective — selling can begin
Jun 8, 2021	S-3 →	REGISTERED	S-3 registration — capacity to sell shares, not a sale yet
Apr 29, 2021	424B3 →	UPDATE	Prospectus update — often a resale registration, not necessarily new capital
Apr 28, 2021	EFFECT →	EFFECTIVE	SEC declared a registration effective — selling can begin
Apr 16, 2021	S-3 →	REGISTERED	S-3 registration — capacity to sell shares, not a sale yet
Mar 26, 2021	8-K →	EXECUTED	Unregistered share sale disclosed (8-K item 3.02)
Jan 6, 2021	8-K →	EXECUTED	Unregistered share sale disclosed (8-K item 3.02)
May 1, 2020	424B5 →	EXECUTED	Shelf takedown priced — shares or notes (small-caps: usually shares; open the filing to confirm)
Apr 29, 2020	424B5 →	EXECUTED	Shelf takedown priced — shares or notes (small-caps: usually shares; open the filing to confirm)
Apr 29, 2020	FWP →	MARKETING	Free-writing prospectus — offering being marketed
Apr 27, 2020	424B5 →	EXECUTED	Shelf takedown priced — shares or notes (small-caps: usually shares; open the filing to confirm)
Jan 8, 2019	424B5 →	EXECUTED	Shelf takedown priced — shares or notes (small-caps: usually shares; open the filing to confirm)
Dec 14, 2018	8-K →	EXECUTED	Unregistered share sale disclosed (8-K item 3.02)
Oct 22, 2018	8-K →	EXECUTED	Unregistered share sale disclosed (8-K item 3.02)
Aug 16, 2018	8-K →	EXECUTED	Unregistered share sale disclosed (8-K item 3.02)
May 8, 2018	8-K →	EXECUTED	Unregistered share sale disclosed (8-K item 3.02)
Nov 9, 2017	EFFECT →	EFFECTIVE	SEC declared a registration effective — selling can begin
Oct 31, 2017	S-3 →	REGISTERED	S-3 registration — capacity to sell shares, not a sale yet
Apr 19, 2017	EFFECT →	EFFECTIVE	SEC declared a registration effective — selling can begin
Feb 13, 2017	424B3 →	UPDATE	Prospectus update — often a resale registration, not necessarily new capital
Feb 7, 2017	424B3 →	UPDATE	Prospectus update — often a resale registration, not necessarily new capital
Feb 3, 2017	EFFECT →	EFFECTIVE	SEC declared a registration effective — selling can begin
Jan 26, 2017	S-1/A →	REGISTERED	S-1/A registration — capacity to sell shares, not a sale yet
Jan 9, 2017	S-1 →	REGISTERED	S-1 registration — capacity to sell shares, not a sale yet
Jun 24, 2016	EFFECT →	EFFECTIVE	SEC declared a registration effective — selling can begin

VANI offering-related filings from SEC EDGAR, newest first (capped at 40). Each links to the original document.

Two honest limits. (1) A 424B takedown can price shares or notes— EDGAR’s metadata doesn’t say which, so open the document: large investment-grade filers use these mostly for bond deals (no dilution), small-caps mostly for shares. (2) At-the-market (ATM) programs sell shares gradually and individual sales are not separately filed — the visible footprint is the enabling shelf and its 424B5; actual ATM share counts surface later in the 10-Q/10-K share count. Educational information from public filings, not investment advice.

Is a shelf active now? →Do they need money? →Red flags →Full VANI workspace →

VANI offering FAQ

When did VANI last execute an offering?

Per SEC filings, Vivani Medical, Inc.'s most recent priced offering document is a 424B5 filed 2026-01-27. Note a 424B takedown can price shares or notes (debt) — the linked document says which.

When did VANI last announce or register an offering?

The most recent registration is a S-3/A filed 2024-05-02. A registration is capacity to sell shares — not a sale.

Does an offering always mean dilution?

Registered direct offerings and shelf takedowns issue new shares and dilute existing holders. Resale registrations (424B3/B7) let existing holders sell and do not create new shares. Secondary sales by insiders also do not dilute. Each row here is labeled with what it is.