Offerings // Vivani Medical, Inc.

VANI offering history

Every offering-related filing in Vivani Medical, Inc.’s recent SEC record — registrations (announced capacity) kept separate from pricing documents (executed sales). Reviewed 838 filings back to Oct 10, 2003.

Last executed offering
Sep 25, 2026
424B5 — priced deal (shares or notes)
Last registration (announced)
May 2, 2024
S-3/A — capacity, not a sale
Executed, last 12 months
3
424B pricings + 8-K 3.02 sales
Registered, last 12 months
0
S-1/S-3/F-series registrations
DateFilingWhat it means
Sep 25, 2026424B5 →EXECUTEDShelf takedown priced — shares or notes (small-caps: usually shares; open the filing to confirm)
Jan 27, 2026424B5 →EXECUTEDShelf takedown priced — shares or notes (small-caps: usually shares; open the filing to confirm)
Jan 27, 20268-K →EXECUTEDUnregistered share sale disclosed (8-K item 3.02)
Oct 28, 2025424B5 →EXECUTEDShelf takedown priced — shares or notes (small-caps: usually shares; open the filing to confirm)
Oct 28, 20258-K →EXECUTEDUnregistered share sale disclosed (8-K item 3.02)
Aug 13, 20258-K →EXECUTEDUnregistered share sale disclosed (8-K item 3.02)
May 13, 20258-K →EXECUTEDUnregistered share sale disclosed (8-K item 3.02)
Mar 27, 20258-K →EXECUTEDUnregistered share sale disclosed (8-K item 3.02)
May 3, 2024EFFECT →EFFECTIVESEC declared a registration effective — selling can begin
May 2, 2024S-3/A →REGISTEREDS-3/A registration — capacity to sell shares, not a sale yet
Apr 22, 2024S-3 →REGISTEREDS-3 registration — capacity to sell shares, not a sale yet
Mar 5, 2024424B5 →EXECUTEDShelf takedown priced — shares or notes (small-caps: usually shares; open the filing to confirm)
Jun 24, 2022424B3 →UPDATEProspectus update — often a resale registration, not necessarily new capital
Jun 24, 2022EFFECT →EFFECTIVESEC declared a registration effective — selling can begin
Jun 23, 2021424B5 →EXECUTEDShelf takedown priced — shares or notes (small-caps: usually shares; open the filing to confirm)
Jun 22, 2021424B5 →EXECUTEDShelf takedown priced — shares or notes (small-caps: usually shares; open the filing to confirm)
Jun 14, 2021EFFECT →EFFECTIVESEC declared a registration effective — selling can begin
Jun 8, 2021S-3 →REGISTEREDS-3 registration — capacity to sell shares, not a sale yet
Apr 29, 2021424B3 →UPDATEProspectus update — often a resale registration, not necessarily new capital
Apr 28, 2021EFFECT →EFFECTIVESEC declared a registration effective — selling can begin
Apr 16, 2021S-3 →REGISTEREDS-3 registration — capacity to sell shares, not a sale yet
Mar 26, 20218-K →EXECUTEDUnregistered share sale disclosed (8-K item 3.02)
Jan 6, 20218-K →EXECUTEDUnregistered share sale disclosed (8-K item 3.02)
May 1, 2020424B5 →EXECUTEDShelf takedown priced — shares or notes (small-caps: usually shares; open the filing to confirm)
Apr 29, 2020424B5 →EXECUTEDShelf takedown priced — shares or notes (small-caps: usually shares; open the filing to confirm)
Apr 29, 2020FWP →MARKETINGFree-writing prospectus — offering being marketed
Apr 27, 2020424B5 →EXECUTEDShelf takedown priced — shares or notes (small-caps: usually shares; open the filing to confirm)
Jan 8, 2019424B5 →EXECUTEDShelf takedown priced — shares or notes (small-caps: usually shares; open the filing to confirm)
Dec 14, 20188-K →EXECUTEDUnregistered share sale disclosed (8-K item 3.02)
Oct 22, 20188-K →EXECUTEDUnregistered share sale disclosed (8-K item 3.02)
Aug 16, 20188-K →EXECUTEDUnregistered share sale disclosed (8-K item 3.02)
May 8, 20188-K →EXECUTEDUnregistered share sale disclosed (8-K item 3.02)
Nov 9, 2017EFFECT →EFFECTIVESEC declared a registration effective — selling can begin
Oct 31, 2017S-3 →REGISTEREDS-3 registration — capacity to sell shares, not a sale yet
Apr 19, 2017EFFECT →EFFECTIVESEC declared a registration effective — selling can begin
Feb 13, 2017424B3 →UPDATEProspectus update — often a resale registration, not necessarily new capital
Feb 7, 2017424B3 →UPDATEProspectus update — often a resale registration, not necessarily new capital
Feb 3, 2017EFFECT →EFFECTIVESEC declared a registration effective — selling can begin
Jan 26, 2017S-1/A →REGISTEREDS-1/A registration — capacity to sell shares, not a sale yet
Jan 9, 2017S-1 →REGISTEREDS-1 registration — capacity to sell shares, not a sale yet
VANI offering-related filings from SEC EDGAR, newest first (capped at 40). Each links to the original document.

Two honest limits. (1) A 424B takedown can price shares or notes — EDGAR’s metadata doesn’t say which, so open the document: large investment-grade filers use these mostly for bond deals (no dilution), small-caps mostly for shares. (2) At-the-market (ATM) programs sell shares gradually and individual sales are not separately filed — the visible footprint is the enabling shelf and its 424B5; actual ATM share counts surface later in the 10-Q/10-K share count. Educational information from public filings, not investment advice.

Is a shelf active now? →Do they need money? →Red flags →Full VANI workspace →
VANI offering FAQ

When did VANI last execute an offering?

Per SEC filings, Vivani Medical, Inc.'s most recent priced offering document is a 424B5 filed 2026-09-25. Note a 424B takedown can price shares or notes (debt) — the linked document says which.

When did VANI last announce or register an offering?

The most recent registration is a S-3/A filed 2024-05-02. A registration is capacity to sell shares — not a sale.

Does an offering always mean dilution?

Registered direct offerings and shelf takedowns issue new shares and dilute existing holders. Resale registrations (424B3/B7) let existing holders sell and do not create new shares. Secondary sales by insiders also do not dilute. Each row here is labeled with what it is.

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