Offerings // TOMI Environmental Solutions, Inc.

TOMZ offering history

Every offering-related filing in TOMI Environmental Solutions, Inc.’s recent SEC record — registrations (announced capacity) kept separate from pricing documents (executed sales). Reviewed 418 filings back to Oct 2, 2002.

Last executed offering

Dec 11, 2025

424B5 — priced deal (shares or notes)

Last registration (announced)

Nov 14, 2025

S-3 — capacity, not a sale

Executed, last 12 months

424B pricings + 8-K 3.02 sales

Registered, last 12 months

S-1/S-3/F-series registrations

Date	Filing		What it means
Dec 11, 2025	424B5 →	EXECUTED	Shelf takedown priced — shares or notes (small-caps: usually shares; open the filing to confirm)
Dec 8, 2025	EFFECT →	EFFECTIVE	SEC declared a registration effective — selling can begin
Nov 14, 2025	S-3 →	REGISTERED	S-3 registration — capacity to sell shares, not a sale yet
Jan 9, 2024	EFFECT →	EFFECTIVE	SEC declared a registration effective — selling can begin
Dec 26, 2023	S-3 →	REGISTERED	S-3 registration — capacity to sell shares, not a sale yet
Nov 7, 2023	8-K →	EXECUTED	Unregistered share sale disclosed (8-K item 3.02)
Jan 11, 2022	EFFECT →	EFFECTIVE	SEC declared a registration effective — selling can begin
Jan 6, 2022	S-3/A →	REGISTERED	S-3/A registration — capacity to sell shares, not a sale yet
Dec 27, 2021	S-3 →	REGISTERED	S-3 registration — capacity to sell shares, not a sale yet
Nov 8, 2021	EFFECT →	EFFECTIVE	SEC declared a registration effective — selling can begin
Oct 26, 2021	S-3 →	REGISTERED	S-3 registration — capacity to sell shares, not a sale yet
Sep 28, 2021	424B5 →	EXECUTED	Shelf takedown priced — shares or notes (small-caps: usually shares; open the filing to confirm)
Sep 28, 2021	8-K →	EXECUTED	Unregistered share sale disclosed (8-K item 3.02)
Nov 13, 2020	EFFECT →	EFFECTIVE	SEC declared a registration effective — selling can begin
Nov 4, 2020	S-3 →	REGISTERED	S-3 registration — capacity to sell shares, not a sale yet
Mar 21, 2017	8-K →	EXECUTED	Unregistered share sale disclosed (8-K item 3.02)
Jun 25, 2015	8-K →	EXECUTED	Unregistered share sale disclosed (8-K item 3.02)
Dec 14, 2010	8-K →	EXECUTED	Unregistered share sale disclosed (8-K item 3.02)
Dec 22, 2009	RW →	WITHDRAWN	Registration withdrawn
Oct 6, 2009	S-1 →	REGISTERED	S-1 registration — capacity to sell shares, not a sale yet
Mar 2, 2009	8-K →	EXECUTED	Unregistered share sale disclosed (8-K item 3.02)

TOMZ offering-related filings from SEC EDGAR, newest first (capped at 40). Each links to the original document.

Two honest limits. (1) A 424B takedown can price shares or notes— EDGAR’s metadata doesn’t say which, so open the document: large investment-grade filers use these mostly for bond deals (no dilution), small-caps mostly for shares. (2) At-the-market (ATM) programs sell shares gradually and individual sales are not separately filed — the visible footprint is the enabling shelf and its 424B5; actual ATM share counts surface later in the 10-Q/10-K share count. Educational information from public filings, not investment advice.

Is a shelf active now? →Do they need money? →Red flags →Full TOMZ workspace →

TOMZ offering FAQ

When did TOMZ last execute an offering?

Per SEC filings, TOMI Environmental Solutions, Inc.'s most recent priced offering document is a 424B5 filed 2025-12-11. Note a 424B takedown can price shares or notes (debt) — the linked document says which.

When did TOMZ last announce or register an offering?

The most recent registration is a S-3 filed 2025-11-14. A registration is capacity to sell shares — not a sale.

Does an offering always mean dilution?

Registered direct offerings and shelf takedowns issue new shares and dilute existing holders. Resale registrations (424B3/B7) let existing holders sell and do not create new shares. Secondary sales by insiders also do not dilute. Each row here is labeled with what it is.