Offerings // TOMPKINS FINANCIAL CORP

TMP offering history

Every offering-related filing in TOMPKINS FINANCIAL CORP’s recent SEC record — registrations (announced capacity) kept separate from pricing documents (executed sales). Reviewed 1,007 filings back to May 5, 2017.

Last executed offering

None found

in filings back to May 5, 2017

Last registration (announced)

Jul 27, 2026

S-3ASR — capacity, not a sale

Executed, last 12 months

424B pricings + 8-K 3.02 sales

Registered, last 12 months

S-1/S-3/F-series registrations

Date	Filing		What it means
Jul 27, 2026	S-3ASR →	REGISTERED	Automatic shelf registration — effective immediately (large filers)
Feb 3, 2025	424B3 →	UPDATE	Prospectus update — often a resale registration, not necessarily new capital
Aug 6, 2024	EFFECT →	EFFECTIVE	SEC declared a registration effective — selling can begin
Aug 1, 2024	S-3/A →	REGISTERED	S-3/A registration — capacity to sell shares, not a sale yet
Jul 26, 2024	S-3 →	REGISTERED	S-3 registration — capacity to sell shares, not a sale yet
Aug 7, 2023	S-3ASR →	REGISTERED	Automatic shelf registration — effective immediately (large filers)
Aug 4, 2021	EFFECT →	EFFECTIVE	SEC declared a registration effective — selling can begin
Jul 27, 2021	S-3 →	REGISTERED	S-3 registration — capacity to sell shares, not a sale yet
Aug 6, 2020	EFFECT →	EFFECTIVE	SEC declared a registration effective — selling can begin
Aug 4, 2020	S-3/A →	REGISTERED	S-3/A registration — capacity to sell shares, not a sale yet
Jul 24, 2020	S-3 →	REGISTERED	S-3 registration — capacity to sell shares, not a sale yet
Jul 30, 2018	EFFECT →	EFFECTIVE	SEC declared a registration effective — selling can begin
Jul 23, 2018	S-3 →	REGISTERED	S-3 registration — capacity to sell shares, not a sale yet
Jul 28, 2017	EFFECT →	EFFECTIVE	SEC declared a registration effective — selling can begin
Jul 24, 2017	S-3 →	REGISTERED	S-3 registration — capacity to sell shares, not a sale yet

TMP offering-related filings from SEC EDGAR, newest first (capped at 40). Each links to the original document.

Two honest limits. (1) A 424B takedown can price shares or notes — EDGAR’s metadata doesn’t say which, so open the document: large investment-grade filers use these mostly for bond deals (no dilution), small-caps mostly for shares. (2) At-the-market (ATM) programs sell shares gradually and individual sales are not separately filed — the visible footprint is the enabling shelf and its 424B5; actual ATM share counts surface later in the 10-Q/10-K share count. Educational information from public filings, not investment advice.

Is a shelf active now? →Do they need money? →Red flags →Full TMP workspace →

TMP offering FAQ

When did TMP last execute an offering?

No executed-offering document (424B pricing supplement or 8-K item 3.02) appears in the 1007 filings EDGAR returns for TOMPKINS FINANCIAL CORP, reviewed back to 2017-05-05.

When did TMP last announce or register an offering?

The most recent registration is a S-3ASR filed 2026-07-27. A registration is capacity to sell shares — not a sale.

Does an offering always mean dilution?

Registered direct offerings and shelf takedowns issue new shares and dilute existing holders. Resale registrations (424B3/B7) let existing holders sell and do not create new shares. Secondary sales by insiders also do not dilute. Each row here is labeled with what it is.

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