SPE offering history
Every offering-related filing in SPECIAL OPPORTUNITIES FUND, INC.’s recent SEC record — registrations (announced capacity) kept separate from pricing documents (executed sales). Reviewed 771 filings back to May 26, 1994.
| Date | Filing | What it means | |
|---|---|---|---|
| Dec 13, 2021 | 424B3 → | UPDATE | Prospectus update — often a resale registration, not necessarily new capital |
| Dec 9, 2021 | EFFECT → | EFFECTIVE | SEC declared a registration effective — selling can begin |
| Jun 17, 2021 | AW → | WITHDRAWN | Registration withdrawn |
| Jul 15, 2016 | EFFECT → | EFFECTIVE | SEC declared a registration effective — selling can begin |
| Jun 11, 2012 | AW → | WITHDRAWN | Registration withdrawn |
| Jun 8, 2012 | EFFECT → | EFFECTIVE | SEC declared a registration effective — selling can begin |
Two honest limits. (1) A 424B takedown can price shares or notes — EDGAR’s metadata doesn’t say which, so open the document: large investment-grade filers use these mostly for bond deals (no dilution), small-caps mostly for shares. (2) At-the-market (ATM) programs sell shares gradually and individual sales are not separately filed — the visible footprint is the enabling shelf and its 424B5; actual ATM share counts surface later in the 10-Q/10-K share count. Educational information from public filings, not investment advice.
SPE offering FAQ
When did SPE last execute an offering?
No executed-offering document (424B pricing supplement or 8-K item 3.02) appears in the 771 filings EDGAR returns for SPECIAL OPPORTUNITIES FUND, INC., reviewed back to 1994-05-26.
When did SPE last announce or register an offering?
No offering registration (S-1/S-3/F-1/F-3) appears in the filings reviewed back to 1994-05-26.
Does an offering always mean dilution?
Registered direct offerings and shelf takedowns issue new shares and dilute existing holders. Resale registrations (424B3/B7) let existing holders sell and do not create new shares. Secondary sales by insiders also do not dilute. Each row here is labeled with what it is.
Free to use. No account, no card.