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Offerings // SMITH MICRO SOFTWARE, INC.

SMSI offering history

Every offering-related filing in SMITH MICRO SOFTWARE, INC.’s recent SEC record — registrations (announced capacity) kept separate from pricing documents (executed sales). Reviewed 1,008 filings back to Feb 28, 2011.

Last executed offering
Jun 12, 2026
8-K — priced deal (shares or notes)
Last registration (announced)
Jul 10, 2026
S-1 — capacity, not a sale
Executed, last 12 months
7
424B pricings + 8-K 3.02 sales
Registered, last 12 months
4
S-1/S-3/F-series registrations
DateFilingWhat it means
Jul 23, 2026424B3 →UPDATEProspectus update — often a resale registration, not necessarily new capital
Jul 22, 2026EFFECT →EFFECTIVESEC declared a registration effective — selling can begin
Jul 10, 2026S-1 →REGISTEREDS-1 registration — capacity to sell shares, not a sale yet
Jun 12, 20268-K →EXECUTEDUnregistered share sale disclosed (8-K item 3.02)
May 20, 2026424B3 →UPDATEProspectus update — often a resale registration, not necessarily new capital
May 20, 2026EFFECT →EFFECTIVESEC declared a registration effective — selling can begin
May 8, 2026S-1 →REGISTEREDS-1 registration — capacity to sell shares, not a sale yet
Mar 4, 20268-K →EXECUTEDUnregistered share sale disclosed (8-K item 3.02)
Feb 5, 20268-K →EXECUTEDUnregistered share sale disclosed (8-K item 3.02)
Dec 15, 2025424B3 →UPDATEProspectus update — often a resale registration, not necessarily new capital
Dec 12, 2025EFFECT →EFFECTIVESEC declared a registration effective — selling can begin
Dec 4, 2025S-1 →REGISTEREDS-1 registration — capacity to sell shares, not a sale yet
Nov 10, 20258-K →EXECUTEDUnregistered share sale disclosed (8-K item 3.02)
Nov 6, 2025424B5 →EXECUTEDShelf takedown priced — shares or notes (small-caps: usually shares; open the filing to confirm)
Oct 2, 20258-K →EXECUTEDUnregistered share sale disclosed (8-K item 3.02)
Sep 17, 20258-K →EXECUTEDUnregistered share sale disclosed (8-K item 3.02)
Aug 18, 2025424B3 →UPDATEProspectus update — often a resale registration, not necessarily new capital
Aug 15, 2025EFFECT →EFFECTIVESEC declared a registration effective — selling can begin
Aug 7, 2025S-1 →REGISTEREDS-1 registration — capacity to sell shares, not a sale yet
Jul 18, 2025424B5 →EXECUTEDShelf takedown priced — shares or notes (small-caps: usually shares; open the filing to confirm)
Jul 18, 20258-K →EXECUTEDUnregistered share sale disclosed (8-K item 3.02)
May 16, 2025EFFECT →EFFECTIVESEC declared a registration effective — selling can begin
May 7, 2025S-3 →REGISTEREDS-3 registration — capacity to sell shares, not a sale yet
Nov 12, 2024424B3 →UPDATEProspectus update — often a resale registration, not necessarily new capital
Nov 8, 2024EFFECT →EFFECTIVESEC declared a registration effective — selling can begin
Oct 28, 2024S-1 →REGISTEREDS-1 registration — capacity to sell shares, not a sale yet
Oct 3, 20248-K →EXECUTEDUnregistered share sale disclosed (8-K item 3.02)
Oct 2, 2024424B5 →EXECUTEDShelf takedown priced — shares or notes (small-caps: usually shares; open the filing to confirm)
Sep 16, 2024RW →WITHDRAWNRegistration withdrawn
Aug 7, 2024S-1 →REGISTEREDS-1 registration — capacity to sell shares, not a sale yet
Jul 11, 2024424B3 →UPDATEProspectus update — often a resale registration, not necessarily new capital
Jul 10, 2024EFFECT →EFFECTIVESEC declared a registration effective — selling can begin
Jun 27, 2024S-1 →REGISTEREDS-1 registration — capacity to sell shares, not a sale yet
May 14, 20248-K →EXECUTEDUnregistered share sale disclosed (8-K item 3.02)
May 10, 2024424B5 →EXECUTEDShelf takedown priced — shares or notes (small-caps: usually shares; open the filing to confirm)
Jul 5, 2023424B3 →UPDATEProspectus update — often a resale registration, not necessarily new capital
Jul 3, 2023EFFECT →EFFECTIVESEC declared a registration effective — selling can begin
Jun 22, 2023S-3 →REGISTEREDS-3 registration — capacity to sell shares, not a sale yet
Sep 15, 2022424B3 →UPDATEProspectus update — often a resale registration, not necessarily new capital
Sep 14, 2022EFFECT →EFFECTIVESEC declared a registration effective — selling can begin
SMSI offering-related filings from SEC EDGAR, newest first (capped at 40). Each links to the original document.

Two honest limits. (1) A 424B takedown can price shares or notes— EDGAR’s metadata doesn’t say which, so open the document: large investment-grade filers use these mostly for bond deals (no dilution), small-caps mostly for shares. (2) At-the-market (ATM) programs sell shares gradually and individual sales are not separately filed — the visible footprint is the enabling shelf and its 424B5; actual ATM share counts surface later in the 10-Q/10-K share count. Educational information from public filings, not investment advice.

Is a shelf active now? →Do they need money? →Red flags →Full SMSI workspace →
SMSI offering FAQ

When did SMSI last execute an offering?

Per SEC filings, SMITH MICRO SOFTWARE, INC.'s most recent priced offering document is a 8-K filed 2026-06-12. Note a 424B takedown can price shares or notes (debt) — the linked document says which.

When did SMSI last announce or register an offering?

The most recent registration is a S-1 filed 2026-07-10. A registration is capacity to sell shares — not a sale.

Does an offering always mean dilution?

Registered direct offerings and shelf takedowns issue new shares and dilute existing holders. Resale registrations (424B3/B7) let existing holders sell and do not create new shares. Secondary sales by insiders also do not dilute. Each row here is labeled with what it is.