Offerings // SOCKET MOBILE, INC.

SCKT offering history

Every offering-related filing in SOCKET MOBILE, INC.’s recent SEC record — registrations (announced capacity) kept separate from pricing documents (executed sales). Reviewed 1,000 filings back to Jul 21, 2005.

Last executed offering

Mar 30, 2026

8-K — priced deal (shares or notes)

Last registration (announced)

Aug 22, 2025

S-3 — capacity, not a sale

Executed, last 12 months

424B pricings + 8-K 3.02 sales

Registered, last 12 months

S-1/S-3/F-series registrations

Date	Filing		What it means
Mar 30, 2026	8-K →	EXECUTED	Unregistered share sale disclosed (8-K item 3.02)
Sep 3, 2025	424B3 →	UPDATE	Prospectus update — often a resale registration, not necessarily new capital
Sep 3, 2025	EFFECT →	EFFECTIVE	SEC declared a registration effective — selling can begin
Aug 22, 2025	S-3 →	REGISTERED	S-3 registration — capacity to sell shares, not a sale yet
Jun 2, 2025	8-K →	EXECUTED	Unregistered share sale disclosed (8-K item 3.02)
Nov 21, 2024	424B3 →	UPDATE	Prospectus update — often a resale registration, not necessarily new capital
Nov 21, 2024	EFFECT →	EFFECTIVE	SEC declared a registration effective — selling can begin
Nov 15, 2024	S-3/A →	REGISTERED	S-3/A registration — capacity to sell shares, not a sale yet
Nov 12, 2024	S-3 →	REGISTERED	S-3 registration — capacity to sell shares, not a sale yet
Aug 22, 2024	8-K →	EXECUTED	Unregistered share sale disclosed (8-K item 3.02)
Jun 21, 2023	424B4 →	EXECUTED	Final prospectus — offering priced (typical for IPOs and marketed share deals)
Jun 21, 2023	EFFECT →	EFFECTIVE	SEC declared a registration effective — selling can begin
Jun 6, 2023	S-3 →	REGISTERED	S-3 registration — capacity to sell shares, not a sale yet
May 30, 2023	8-K →	EXECUTED	Unregistered share sale disclosed (8-K item 3.02)
Apr 19, 2021	EFFECT →	EFFECTIVE	SEC declared a registration effective — selling can begin
Apr 12, 2021	S-3 →	REGISTERED	S-3 registration — capacity to sell shares, not a sale yet
Mar 31, 2021	424B4 →	EXECUTED	Final prospectus — offering priced (typical for IPOs and marketed share deals)
Mar 25, 2021	EFFECT →	EFFECTIVE	SEC declared a registration effective — selling can begin
Mar 23, 2021	S-3/A →	REGISTERED	S-3/A registration — capacity to sell shares, not a sale yet
Mar 8, 2021	S-3 →	REGISTERED	S-3 registration — capacity to sell shares, not a sale yet
Nov 12, 2020	S-3/A →	REGISTERED	S-3/A registration — capacity to sell shares, not a sale yet
Nov 12, 2020	424B4 →	EXECUTED	Final prospectus — offering priced (typical for IPOs and marketed share deals)
Nov 12, 2020	EFFECT →	EFFECTIVE	SEC declared a registration effective — selling can begin
Nov 5, 2020	S-3 →	REGISTERED	S-3 registration — capacity to sell shares, not a sale yet
Sep 1, 2020	8-K →	EXECUTED	Unregistered share sale disclosed (8-K item 3.02)
Sep 8, 2017	424B4 →	EXECUTED	Final prospectus — offering priced (typical for IPOs and marketed share deals)
Sep 7, 2017	EFFECT →	EFFECTIVE	SEC declared a registration effective — selling can begin
Sep 1, 2017	S-3/A →	REGISTERED	S-3/A registration — capacity to sell shares, not a sale yet
Aug 18, 2017	S-3 →	REGISTERED	S-3 registration — capacity to sell shares, not a sale yet
Sep 10, 2013	8-K →	EXECUTED	Unregistered share sale disclosed (8-K item 3.02)
Nov 6, 2012	8-K →	EXECUTED	Unregistered share sale disclosed (8-K item 3.02)
Aug 3, 2012	8-K →	EXECUTED	Unregistered share sale disclosed (8-K item 3.02)
Apr 1, 2011	424B3 →	UPDATE	Prospectus update — often a resale registration, not necessarily new capital
Mar 31, 2011	EFFECT →	EFFECTIVE	SEC declared a registration effective — selling can begin
Mar 18, 2011	S-3 →	REGISTERED	S-3 registration — capacity to sell shares, not a sale yet
Feb 24, 2011	8-K →	EXECUTED	Unregistered share sale disclosed (8-K item 3.02)
Jan 13, 2011	424B3 →	UPDATE	Prospectus update — often a resale registration, not necessarily new capital
Jan 12, 2011	EFFECT →	EFFECTIVE	SEC declared a registration effective — selling can begin
Jan 7, 2011	S-3/A →	REGISTERED	S-3/A registration — capacity to sell shares, not a sale yet
Dec 17, 2010	S-3 →	REGISTERED	S-3 registration — capacity to sell shares, not a sale yet

SCKT offering-related filings from SEC EDGAR, newest first (capped at 40). Each links to the original document.

Two honest limits. (1) A 424B takedown can price shares or notes— EDGAR’s metadata doesn’t say which, so open the document: large investment-grade filers use these mostly for bond deals (no dilution), small-caps mostly for shares. (2) At-the-market (ATM) programs sell shares gradually and individual sales are not separately filed — the visible footprint is the enabling shelf and its 424B5; actual ATM share counts surface later in the 10-Q/10-K share count. Educational information from public filings, not investment advice.

Is a shelf active now? →Do they need money? →Red flags →Full SCKT workspace →

SCKT offering FAQ

When did SCKT last execute an offering?

Per SEC filings, SOCKET MOBILE, INC.'s most recent priced offering document is a 8-K filed 2026-03-30. Note a 424B takedown can price shares or notes (debt) — the linked document says which.

When did SCKT last announce or register an offering?

The most recent registration is a S-3 filed 2025-08-22. A registration is capacity to sell shares — not a sale.

Does an offering always mean dilution?

Registered direct offerings and shelf takedowns issue new shares and dilute existing holders. Resale registrations (424B3/B7) let existing holders sell and do not create new shares. Secondary sales by insiders also do not dilute. Each row here is labeled with what it is.