Offerings // RH

RH offering history

Every offering-related filing in RH’s recent SEC record — registrations (announced capacity) kept separate from pricing documents (executed sales). Reviewed 990 filings back to Sep 9, 2011.

Last executed offering

Sep 18, 2019

8-K — priced deal (shares or notes)

Last registration (announced)

Jul 9, 2013

S-1/A — capacity, not a sale

Executed, last 12 months

424B pricings + 8-K 3.02 sales

Registered, last 12 months

S-1/S-3/F-series registrations

Date	Filing		What it means
Sep 18, 2019	8-K →	EXECUTED	Unregistered share sale disclosed (8-K item 3.02)
Jun 28, 2018	8-K →	EXECUTED	Unregistered share sale disclosed (8-K item 3.02)
Jun 19, 2018	8-K →	EXECUTED	Unregistered share sale disclosed (8-K item 3.02)
Jul 2, 2015	8-K →	EXECUTED	Unregistered share sale disclosed (8-K item 3.02)
Jun 24, 2015	8-K →	EXECUTED	Unregistered share sale disclosed (8-K item 3.02)
Jun 24, 2014	8-K →	EXECUTED	Unregistered share sale disclosed (8-K item 3.02)
Jul 15, 2013	424B4 →	EXECUTED	Final prospectus — offering priced (typical for IPOs and marketed share deals)
Jul 12, 2013	FWP →	MARKETING	Free-writing prospectus — offering being marketed
Jul 11, 2013	EFFECT →	EFFECTIVE	SEC declared a registration effective — selling can begin
Jul 9, 2013	S-1/A →	REGISTERED	S-1/A registration — capacity to sell shares, not a sale yet
Jul 5, 2013	S-1 →	REGISTERED	S-1 registration — capacity to sell shares, not a sale yet
May 16, 2013	424B4 →	EXECUTED	Final prospectus — offering priced (typical for IPOs and marketed share deals)
May 14, 2013	S-1MEF →	REGISTERED	S-1MEF registration — capacity to sell shares, not a sale yet
May 14, 2013	EFFECT →	EFFECTIVE	SEC declared a registration effective — selling can begin
May 13, 2013	S-1/A →	REGISTERED	S-1/A registration — capacity to sell shares, not a sale yet
May 13, 2013	S-1/A →	REGISTERED	S-1/A registration — capacity to sell shares, not a sale yet
Apr 29, 2013	S-1 →	REGISTERED	S-1 registration — capacity to sell shares, not a sale yet
Nov 5, 2012	424B4 →	EXECUTED	Final prospectus — offering priced (typical for IPOs and marketed share deals)
Nov 1, 2012	EFFECT →	EFFECTIVE	SEC declared a registration effective — selling can begin
Oct 31, 2012	S-1/A →	REGISTERED	S-1/A registration — capacity to sell shares, not a sale yet
Oct 23, 2012	S-1/A →	REGISTERED	S-1/A registration — capacity to sell shares, not a sale yet
Oct 19, 2012	S-1/A →	REGISTERED	S-1/A registration — capacity to sell shares, not a sale yet
Oct 11, 2012	S-1/A →	REGISTERED	S-1/A registration — capacity to sell shares, not a sale yet
Sep 19, 2012	S-1/A →	REGISTERED	S-1/A registration — capacity to sell shares, not a sale yet
Jun 26, 2012	S-1/A →	REGISTERED	S-1/A registration — capacity to sell shares, not a sale yet
May 25, 2012	S-1/A →	REGISTERED	S-1/A registration — capacity to sell shares, not a sale yet
Dec 9, 2011	S-1/A →	REGISTERED	S-1/A registration — capacity to sell shares, not a sale yet
Oct 21, 2011	S-1/A →	REGISTERED	S-1/A registration — capacity to sell shares, not a sale yet
Sep 9, 2011	S-1 →	REGISTERED	S-1 registration — capacity to sell shares, not a sale yet

RH offering-related filings from SEC EDGAR, newest first (capped at 40). Each links to the original document.

Two honest limits. (1) A 424B takedown can price shares or notes— EDGAR’s metadata doesn’t say which, so open the document: large investment-grade filers use these mostly for bond deals (no dilution), small-caps mostly for shares. (2) At-the-market (ATM) programs sell shares gradually and individual sales are not separately filed — the visible footprint is the enabling shelf and its 424B5; actual ATM share counts surface later in the 10-Q/10-K share count. Educational information from public filings, not investment advice.

Is a shelf active now? →Do they need money? →Red flags →Full RH workspace →

RH offering FAQ

When did RH last execute an offering?

Per SEC filings, RH's most recent priced offering document is a 8-K filed 2019-09-18. Note a 424B takedown can price shares or notes (debt) — the linked document says which.

When did RH last announce or register an offering?

The most recent registration is a S-1/A filed 2013-07-09. A registration is capacity to sell shares — not a sale.

Does an offering always mean dilution?

Registered direct offerings and shelf takedowns issue new shares and dilute existing holders. Resale registrations (424B3/B7) let existing holders sell and do not create new shares. Secondary sales by insiders also do not dilute. Each row here is labeled with what it is.