Offerings // PennyMac Mortgage Investment Trust

PMTU offering history

Every offering-related filing in PennyMac Mortgage Investment Trust’s recent SEC record — registrations (announced capacity) kept separate from pricing documents (executed sales). Reviewed 1,006 filings back to Aug 6, 2013.

Last executed offering
Dec 19, 2025
424B5 — priced deal (shares or notes)
Last registration (announced)
Jun 3, 2025
S-3ASR — capacity, not a sale
Executed, last 12 months
2
424B pricings + 8-K 3.02 sales
Registered, last 12 months
0
S-1/S-3/F-series registrations
DateFilingWhat it means
Dec 19, 2025424B5 →EXECUTEDShelf takedown priced — shares or notes (small-caps: usually shares; open the filing to confirm)
Dec 11, 2025424B5 →EXECUTEDShelf takedown priced — shares or notes (small-caps: usually shares; open the filing to confirm)
Jun 4, 2025424B5 →EXECUTEDShelf takedown priced — shares or notes (small-caps: usually shares; open the filing to confirm)
Jun 3, 2025S-3ASR →REGISTEREDAutomatic shelf registration — effective immediately (large filers)
Jun 3, 2025424B5 →EXECUTEDShelf takedown priced — shares or notes (small-caps: usually shares; open the filing to confirm)
Jun 3, 2025FWP →MARKETINGFree-writing prospectus — offering being marketed
Feb 5, 2025424B5 →EXECUTEDShelf takedown priced — shares or notes (small-caps: usually shares; open the filing to confirm)
Feb 4, 2025424B5 →EXECUTEDShelf takedown priced — shares or notes (small-caps: usually shares; open the filing to confirm)
Feb 4, 2025FWP →MARKETINGFree-writing prospectus — offering being marketed
Jun 14, 2024S-3ASR →REGISTEREDAutomatic shelf registration — effective immediately (large filers)
Jun 14, 2024424B5 →EXECUTEDShelf takedown priced — shares or notes (small-caps: usually shares; open the filing to confirm)
May 24, 20248-K →EXECUTEDUnregistered share sale disclosed (8-K item 3.02)
Sep 20, 2023424B5 →EXECUTEDShelf takedown priced — shares or notes (small-caps: usually shares; open the filing to confirm)
Sep 18, 2023424B5 →EXECUTEDShelf takedown priced — shares or notes (small-caps: usually shares; open the filing to confirm)
Sep 18, 2023FWP →MARKETINGFree-writing prospectus — offering being marketed
Sep 18, 2023FWP →MARKETINGFree-writing prospectus — offering being marketed
Aug 18, 2021424B5 →EXECUTEDShelf takedown priced — shares or notes (small-caps: usually shares; open the filing to confirm)
Aug 17, 2021424B5 →EXECUTEDShelf takedown priced — shares or notes (small-caps: usually shares; open the filing to confirm)
Aug 17, 2021FWP →MARKETINGFree-writing prospectus — offering being marketed
Jun 15, 2021S-3ASR →REGISTEREDAutomatic shelf registration — effective immediately (large filers)
Jun 15, 2021424B5 →EXECUTEDShelf takedown priced — shares or notes (small-caps: usually shares; open the filing to confirm)
Mar 5, 20218-K →EXECUTEDUnregistered share sale disclosed (8-K item 3.02)
Dec 12, 2019424B5 →EXECUTEDShelf takedown priced — shares or notes (small-caps: usually shares; open the filing to confirm)
Dec 10, 2019424B5 →EXECUTEDShelf takedown priced — shares or notes (small-caps: usually shares; open the filing to confirm)
Nov 8, 20198-K →EXECUTEDUnregistered share sale disclosed (8-K item 3.02)
Aug 12, 2019424B5 →EXECUTEDShelf takedown priced — shares or notes (small-caps: usually shares; open the filing to confirm)
Aug 8, 2019424B5 →EXECUTEDShelf takedown priced — shares or notes (small-caps: usually shares; open the filing to confirm)
May 8, 2019424B5 →EXECUTEDShelf takedown priced — shares or notes (small-caps: usually shares; open the filing to confirm)
May 6, 2019424B5 →EXECUTEDShelf takedown priced — shares or notes (small-caps: usually shares; open the filing to confirm)
Mar 14, 2019424B5 →EXECUTEDShelf takedown priced — shares or notes (small-caps: usually shares; open the filing to confirm)
Feb 13, 2019424B5 →EXECUTEDShelf takedown priced — shares or notes (small-caps: usually shares; open the filing to confirm)
Feb 11, 2019424B5 →EXECUTEDShelf takedown priced — shares or notes (small-caps: usually shares; open the filing to confirm)
Jun 14, 2018S-3ASR →REGISTEREDAutomatic shelf registration — effective immediately (large filers)
Jun 28, 2017424B5 →EXECUTEDShelf takedown priced — shares or notes (small-caps: usually shares; open the filing to confirm)
Jun 27, 2017424B5 →EXECUTEDShelf takedown priced — shares or notes (small-caps: usually shares; open the filing to confirm)
Jun 27, 2017FWP →MARKETINGFree-writing prospectus — offering being marketed
Mar 6, 2017424B5 →EXECUTEDShelf takedown priced — shares or notes (small-caps: usually shares; open the filing to confirm)
Mar 3, 2017FWP →MARKETINGFree-writing prospectus — offering being marketed
Mar 2, 2017424B5 →EXECUTEDShelf takedown priced — shares or notes (small-caps: usually shares; open the filing to confirm)
Dec 30, 2015424B7 →UPDATEResale prospectus — existing holders registering to sell
PMTU offering-related filings from SEC EDGAR, newest first (capped at 40). Each links to the original document.

Two honest limits. (1) A 424B takedown can price shares or notes — EDGAR’s metadata doesn’t say which, so open the document: large investment-grade filers use these mostly for bond deals (no dilution), small-caps mostly for shares. (2) At-the-market (ATM) programs sell shares gradually and individual sales are not separately filed — the visible footprint is the enabling shelf and its 424B5; actual ATM share counts surface later in the 10-Q/10-K share count. Educational information from public filings, not investment advice.

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PMTU offering FAQ

When did PMTU last execute an offering?

Per SEC filings, PennyMac Mortgage Investment Trust's most recent priced offering document is a 424B5 filed 2025-12-19. Note a 424B takedown can price shares or notes (debt) — the linked document says which.

When did PMTU last announce or register an offering?

The most recent registration is a S-3ASR filed 2025-06-03. A registration is capacity to sell shares — not a sale.

Does an offering always mean dilution?

Registered direct offerings and shelf takedowns issue new shares and dilute existing holders. Resale registrations (424B3/B7) let existing holders sell and do not create new shares. Secondary sales by insiders also do not dilute. Each row here is labeled with what it is.

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