PHYS offering history
Every offering-related filing in Sprott Physical Gold Trust’s recent SEC record — registrations (announced capacity) kept separate from pricing documents (executed sales). Reviewed 301 filings back to Dec 9, 2009.
| Date | Filing | What it means | |
|---|---|---|---|
| Sep 17, 2010 | F-1MEF → | REGISTERED | F-1MEF registration — capacity to sell shares, not a sale yet |
| Sep 17, 2010 | 424B1 → | EXECUTED | Prospectus supplement priced — shares or notes (large filers: often a bond deal) |
| Sep 16, 2010 | F-1/A → | REGISTERED | F-1/A registration — capacity to sell shares, not a sale yet |
| Sep 16, 2010 | EFFECT → | EFFECTIVE | SEC declared a registration effective — selling can begin |
| Sep 3, 2010 | F-1 → | REGISTERED | F-1 registration — capacity to sell shares, not a sale yet |
| May 27, 2010 | 424B1 → | EXECUTED | Prospectus supplement priced — shares or notes (large filers: often a bond deal) |
| May 26, 2010 | F-1MEF → | REGISTERED | F-1MEF registration — capacity to sell shares, not a sale yet |
| May 25, 2010 | F-1/A → | REGISTERED | F-1/A registration — capacity to sell shares, not a sale yet |
| May 25, 2010 | EFFECT → | EFFECTIVE | SEC declared a registration effective — selling can begin |
| May 14, 2010 | F-1 → | REGISTERED | F-1 registration — capacity to sell shares, not a sale yet |
| Feb 26, 2010 | FWP → | MARKETING | Free-writing prospectus — offering being marketed |
| Feb 26, 2010 | 424B1 → | EXECUTED | Prospectus supplement priced — shares or notes (large filers: often a bond deal) |
| Feb 25, 2010 | F-1/A → | REGISTERED | F-1/A registration — capacity to sell shares, not a sale yet |
| Feb 25, 2010 | EFFECT → | EFFECTIVE | SEC declared a registration effective — selling can begin |
| Feb 23, 2010 | F-1/A → | REGISTERED | F-1/A registration — capacity to sell shares, not a sale yet |
| Feb 22, 2010 | F-1/A → | REGISTERED | F-1/A registration — capacity to sell shares, not a sale yet |
| Feb 2, 2010 | F-1/A → | REGISTERED | F-1/A registration — capacity to sell shares, not a sale yet |
| Jan 25, 2010 | F-1/A → | REGISTERED | F-1/A registration — capacity to sell shares, not a sale yet |
| Dec 9, 2009 | F-1 → | REGISTERED | F-1 registration — capacity to sell shares, not a sale yet |
Two honest limits. (1) A 424B takedown can price shares or notes — EDGAR’s metadata doesn’t say which, so open the document: large investment-grade filers use these mostly for bond deals (no dilution), small-caps mostly for shares. (2) At-the-market (ATM) programs sell shares gradually and individual sales are not separately filed — the visible footprint is the enabling shelf and its 424B5; actual ATM share counts surface later in the 10-Q/10-K share count. Educational information from public filings, not investment advice.
PHYS offering FAQ
When did PHYS last execute an offering?
Per SEC filings, Sprott Physical Gold Trust's most recent priced offering document is a 424B1 filed 2010-09-17. Note a 424B takedown can price shares or notes (debt) — the linked document says which.
When did PHYS last announce or register an offering?
The most recent registration is a F-1MEF filed 2010-09-17. A registration is capacity to sell shares — not a sale.
Does an offering always mean dilution?
Registered direct offerings and shelf takedowns issue new shares and dilute existing holders. Resale registrations (424B3/B7) let existing holders sell and do not create new shares. Secondary sales by insiders also do not dilute. Each row here is labeled with what it is.
Free to use. No account, no card.