NPFD offering history
Every offering-related filing in Nuveen Variable Rate Preferred & Income Fund’s recent SEC record — registrations (announced capacity) kept separate from pricing documents (executed sales). Reviewed 132 filings back to Jun 3, 2021.
| Date | Filing | What it means | |
|---|---|---|---|
| Dec 16, 2021 | 424B1 → | EXECUTED | Prospectus supplement priced — shares or notes (large filers: often a bond deal) |
| Dec 15, 2021 | EFFECT → | EFFECTIVE | SEC declared a registration effective — selling can begin |
Two honest limits. (1) A 424B takedown can price shares or notes— EDGAR’s metadata doesn’t say which, so open the document: large investment-grade filers use these mostly for bond deals (no dilution), small-caps mostly for shares. (2) At-the-market (ATM) programs sell shares gradually and individual sales are not separately filed — the visible footprint is the enabling shelf and its 424B5; actual ATM share counts surface later in the 10-Q/10-K share count. Educational information from public filings, not investment advice.
NPFD offering FAQ
When did NPFD last execute an offering?
Per SEC filings, Nuveen Variable Rate Preferred & Income Fund's most recent priced offering document is a 424B1 filed 2021-12-16. Note a 424B takedown can price shares or notes (debt) — the linked document says which.
When did NPFD last announce or register an offering?
No offering registration (S-1/S-3/F-1/F-3) appears in the filings reviewed back to 2021-06-03.
Does an offering always mean dilution?
Registered direct offerings and shelf takedowns issue new shares and dilute existing holders. Resale registrations (424B3/B7) let existing holders sell and do not create new shares. Secondary sales by insiders also do not dilute. Each row here is labeled with what it is.