Offerings // NGL Energy Partners LP

NGL offering history

Every offering-related filing in NGL Energy Partners LP’s recent SEC record — registrations (announced capacity) kept separate from pricing documents (executed sales). Reviewed 915 filings back to Oct 28, 2010.

Last executed offering

Nov 1, 2019

8-K — priced deal (shares or notes)

Last registration (announced)

Jan 23, 2020

S-3/A — capacity, not a sale

Executed, last 12 months

424B pricings + 8-K 3.02 sales

Registered, last 12 months

S-1/S-3/F-series registrations

Date	Filing		What it means
Feb 10, 2020	424B3 →	UPDATE	Prospectus update — often a resale registration, not necessarily new capital
Feb 7, 2020	EFFECT →	EFFECTIVE	SEC declared a registration effective — selling can begin
Jan 23, 2020	424B3 →	UPDATE	Prospectus update — often a resale registration, not necessarily new capital
Jan 23, 2020	S-3/A →	REGISTERED	S-3/A registration — capacity to sell shares, not a sale yet
Jan 22, 2020	EFFECT →	EFFECTIVE	SEC declared a registration effective — selling can begin
Dec 27, 2019	S-3 →	REGISTERED	S-3 registration — capacity to sell shares, not a sale yet
Nov 1, 2019	8-K →	EXECUTED	Unregistered share sale disclosed (8-K item 3.02)
Sep 30, 2019	8-K →	EXECUTED	Unregistered share sale disclosed (8-K item 3.02)
Jul 8, 2019	8-K →	EXECUTED	Unregistered share sale disclosed (8-K item 3.02)
Mar 27, 2019	FWP →	MARKETING	Free-writing prospectus — offering being marketed
Mar 27, 2019	424B5 →	EXECUTED	Shelf takedown priced — shares or notes (small-caps: usually shares; open the filing to confirm)
Mar 26, 2019	424B3 →	UPDATE	Prospectus update — often a resale registration, not necessarily new capital
Jul 11, 2017	424B3 →	UPDATE	Prospectus update — often a resale registration, not necessarily new capital
Jul 11, 2017	424B3 →	UPDATE	Prospectus update — often a resale registration, not necessarily new capital
Jul 11, 2017	EFFECT →	EFFECTIVE	SEC declared a registration effective — selling can begin
Jul 11, 2017	EFFECT →	EFFECTIVE	SEC declared a registration effective — selling can begin
Jun 7, 2017	424B5 →	EXECUTED	Shelf takedown priced — shares or notes (small-caps: usually shares; open the filing to confirm)
Jun 6, 2017	424B3 →	UPDATE	Prospectus update — often a resale registration, not necessarily new capital
Jun 6, 2017	FWP →	MARKETING	Free-writing prospectus — offering being marketed
Feb 17, 2017	424B5 →	EXECUTED	Shelf takedown priced — shares or notes (small-caps: usually shares; open the filing to confirm)
Feb 17, 2017	424B5 →	EXECUTED	Shelf takedown priced — shares or notes (small-caps: usually shares; open the filing to confirm)
Feb 15, 2017	S-3ASR →	REGISTERED	Automatic shelf registration — effective immediately (large filers)
Feb 15, 2017	424B3 →	UPDATE	Prospectus update — often a resale registration, not necessarily new capital
Nov 23, 2016	EFFECT →	EFFECTIVE	SEC declared a registration effective — selling can begin
Nov 7, 2016	S-3 →	REGISTERED	S-3 registration — capacity to sell shares, not a sale yet
Aug 24, 2016	424B5 →	EXECUTED	Shelf takedown priced — shares or notes (small-caps: usually shares; open the filing to confirm)
Jul 27, 2016	EFFECT →	EFFECTIVE	SEC declared a registration effective — selling can begin
Jun 29, 2016	S-3 →	REGISTERED	S-3 registration — capacity to sell shares, not a sale yet
Jun 28, 2016	8-K →	EXECUTED	Unregistered share sale disclosed (8-K item 3.02)
Apr 27, 2016	8-K →	EXECUTED	Unregistered share sale disclosed (8-K item 3.02)
Mar 11, 2016	RW →	WITHDRAWN	Registration withdrawn
Mar 9, 2015	424B5 →	EXECUTED	Shelf takedown priced — shares or notes (small-caps: usually shares; open the filing to confirm)
Mar 5, 2015	8-K →	EXECUTED	Unregistered share sale disclosed (8-K item 3.02)
Mar 5, 2015	424B3 →	UPDATE	Prospectus update — often a resale registration, not necessarily new capital
Feb 19, 2015	8-K →	EXECUTED	Unregistered share sale disclosed (8-K item 3.02)
Feb 11, 2015	8-K →	EXECUTED	Unregistered share sale disclosed (8-K item 3.02)
Jan 13, 2015	424B3 →	UPDATE	Prospectus update — often a resale registration, not necessarily new capital
Jan 13, 2015	424B3 →	UPDATE	Prospectus update — often a resale registration, not necessarily new capital
Jan 13, 2015	EFFECT →	EFFECTIVE	SEC declared a registration effective — selling can begin
Aug 20, 2014	S-3 →	REGISTERED	S-3 registration — capacity to sell shares, not a sale yet

NGL offering-related filings from SEC EDGAR, newest first (capped at 40). Each links to the original document.

Two honest limits. (1) A 424B takedown can price shares or notes— EDGAR’s metadata doesn’t say which, so open the document: large investment-grade filers use these mostly for bond deals (no dilution), small-caps mostly for shares. (2) At-the-market (ATM) programs sell shares gradually and individual sales are not separately filed — the visible footprint is the enabling shelf and its 424B5; actual ATM share counts surface later in the 10-Q/10-K share count. Educational information from public filings, not investment advice.

Is a shelf active now? →Do they need money? →Red flags →Full NGL workspace →

NGL offering FAQ

When did NGL last execute an offering?

Per SEC filings, NGL Energy Partners LP's most recent priced offering document is a 8-K filed 2019-11-01. Note a 424B takedown can price shares or notes (debt) — the linked document says which.

When did NGL last announce or register an offering?

The most recent registration is a S-3/A filed 2020-01-23. A registration is capacity to sell shares — not a sale.

Does an offering always mean dilution?

Registered direct offerings and shelf takedowns issue new shares and dilute existing holders. Resale registrations (424B3/B7) let existing holders sell and do not create new shares. Secondary sales by insiders also do not dilute. Each row here is labeled with what it is.