Offerings // Neonode Inc.

NEON offering history

Every offering-related filing in Neonode Inc.’s recent SEC record — registrations (announced capacity) kept separate from pricing documents (executed sales). Reviewed 1,000 filings back to Oct 12, 1999.

Last executed offering

Jun 4, 2024

424B5 — priced deal (shares or notes)

Last registration (announced)

May 9, 2024

S-3 — capacity, not a sale

Executed, last 12 months

424B pricings + 8-K 3.02 sales

Registered, last 12 months

S-1/S-3/F-series registrations

Date	Filing		What it means
Jun 4, 2024	424B5 →	EXECUTED	Shelf takedown priced — shares or notes (small-caps: usually shares; open the filing to confirm)
May 16, 2024	EFFECT →	EFFECTIVE	SEC declared a registration effective — selling can begin
May 9, 2024	S-3 →	REGISTERED	S-3 registration — capacity to sell shares, not a sale yet
Oct 21, 2021	424B5 →	EXECUTED	Shelf takedown priced — shares or notes (small-caps: usually shares; open the filing to confirm)
May 18, 2021	EFFECT →	EFFECTIVE	SEC declared a registration effective — selling can begin
May 10, 2021	S-3 →	REGISTERED	S-3 registration — capacity to sell shares, not a sale yet
Sep 21, 2020	424B3 →	UPDATE	Prospectus update — often a resale registration, not necessarily new capital
Sep 18, 2020	EFFECT →	EFFECTIVE	SEC declared a registration effective — selling can begin
Sep 17, 2020	S-3/A →	REGISTERED	S-3/A registration — capacity to sell shares, not a sale yet
Sep 4, 2020	S-3 →	REGISTERED	S-3 registration — capacity to sell shares, not a sale yet
Aug 10, 2020	8-K →	EXECUTED	Unregistered share sale disclosed (8-K item 3.02)
Dec 28, 2018	8-K →	EXECUTED	Unregistered share sale disclosed (8-K item 3.02)
Aug 8, 2017	8-K →	EXECUTED	Unregistered share sale disclosed (8-K item 3.02)
Mar 24, 2017	EFFECT →	EFFECTIVE	SEC declared a registration effective — selling can begin
Mar 15, 2017	S-3 →	REGISTERED	S-3 registration — capacity to sell shares, not a sale yet
Sep 13, 2016	424B3 →	UPDATE	Prospectus update — often a resale registration, not necessarily new capital
Sep 13, 2016	EFFECT →	EFFECTIVE	SEC declared a registration effective — selling can begin
Sep 2, 2016	S-3 →	REGISTERED	S-3 registration — capacity to sell shares, not a sale yet
Aug 16, 2016	8-K →	EXECUTED	Unregistered share sale disclosed (8-K item 3.02)
Oct 7, 2015	424B5 →	EXECUTED	Shelf takedown priced — shares or notes (small-caps: usually shares; open the filing to confirm)
Jun 12, 2014	EFFECT →	EFFECTIVE	SEC declared a registration effective — selling can begin
Jun 12, 2014	EFFECT →	EFFECTIVE	SEC declared a registration effective — selling can begin
May 30, 2014	S-3 →	REGISTERED	S-3 registration — capacity to sell shares, not a sale yet
May 30, 2014	S-3 →	REGISTERED	S-3 registration — capacity to sell shares, not a sale yet
May 12, 2014	8-K →	EXECUTED	Unregistered share sale disclosed (8-K item 3.02)
Sep 12, 2013	424B5 →	EXECUTED	Shelf takedown priced — shares or notes (small-caps: usually shares; open the filing to confirm)
Sep 11, 2013	FWP →	MARKETING	Free-writing prospectus — offering being marketed
Sep 11, 2013	S-3MEF →	REGISTERED	S-3MEF registration — capacity to sell shares, not a sale yet
Sep 10, 2013	424B5 →	EXECUTED	Shelf takedown priced — shares or notes (small-caps: usually shares; open the filing to confirm)
Dec 20, 2011	8-K →	EXECUTED	Unregistered share sale disclosed (8-K item 3.02)
Dec 9, 2011	424B5 →	EXECUTED	Shelf takedown priced — shares or notes (small-caps: usually shares; open the filing to confirm)
Nov 16, 2011	EFFECT →	EFFECTIVE	SEC declared a registration effective — selling can begin
Nov 3, 2011	S-3 →	REGISTERED	S-3 registration — capacity to sell shares, not a sale yet
Oct 18, 2010	8-K →	EXECUTED	Unregistered share sale disclosed (8-K item 3.02)
Feb 23, 2010	8-K →	EXECUTED	Unregistered share sale disclosed (8-K item 3.02)
Sep 14, 2009	8-K →	EXECUTED	Unregistered share sale disclosed (8-K item 3.02)
Dec 31, 2008	8-K →	EXECUTED	Unregistered share sale disclosed (8-K item 3.02)
Sep 29, 2008	EFFECT →	EFFECTIVE	SEC declared a registration effective — selling can begin
Sep 23, 2008	S-3 →	REGISTERED	S-3 registration — capacity to sell shares, not a sale yet
Sep 10, 2008	EFFECT →	EFFECTIVE	SEC declared a registration effective — selling can begin

NEON offering-related filings from SEC EDGAR, newest first (capped at 40). Each links to the original document.

Two honest limits. (1) A 424B takedown can price shares or notes — EDGAR’s metadata doesn’t say which, so open the document: large investment-grade filers use these mostly for bond deals (no dilution), small-caps mostly for shares. (2) At-the-market (ATM) programs sell shares gradually and individual sales are not separately filed — the visible footprint is the enabling shelf and its 424B5; actual ATM share counts surface later in the 10-Q/10-K share count. Educational information from public filings, not investment advice.

Is a shelf active now? →Do they need money? →Red flags →Full NEON workspace →

NEON offering FAQ

When did NEON last execute an offering?

Per SEC filings, Neonode Inc.'s most recent priced offering document is a 424B5 filed 2024-06-04. Note a 424B takedown can price shares or notes (debt) — the linked document says which.

When did NEON last announce or register an offering?

The most recent registration is a S-3 filed 2024-05-09. A registration is capacity to sell shares — not a sale.

Does an offering always mean dilution?

Registered direct offerings and shelf takedowns issue new shares and dilute existing holders. Resale registrations (424B3/B7) let existing holders sell and do not create new shares. Secondary sales by insiders also do not dilute. Each row here is labeled with what it is.

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