NCTY offering history
Every offering-related filing in The9 LTD’s recent SEC record — registrations (announced capacity) kept separate from pricing documents (executed sales). Reviewed 437 filings back to Nov 26, 2004.
| Date | Filing | What it means | |
|---|---|---|---|
| Jul 20, 2026 | F-3/A → | REGISTERED | F-3/A registration — capacity to sell shares, not a sale yet |
| Jul 20, 2026 | EFFECT → | EFFECTIVE | SEC declared a registration effective — selling can begin |
| Jun 18, 2026 | F-3/A → | REGISTERED | F-3/A registration — capacity to sell shares, not a sale yet |
| Jun 2, 2026 | F-3/A → | REGISTERED | F-3/A registration — capacity to sell shares, not a sale yet |
| May 8, 2026 | F-3/A → | REGISTERED | F-3/A registration — capacity to sell shares, not a sale yet |
| Apr 16, 2026 | F-3 → | REGISTERED | F-3 registration — capacity to sell shares, not a sale yet |
| Nov 24, 2021 | 424B5 → | EXECUTED | Shelf takedown priced — shares or notes (small-caps: usually shares; open the filing to confirm) |
| Nov 18, 2021 | 424B5 → | EXECUTED | Shelf takedown priced — shares or notes (small-caps: usually shares; open the filing to confirm) |
| Jun 7, 2021 | 424B5 → | EXECUTED | Shelf takedown priced — shares or notes (small-caps: usually shares; open the filing to confirm) |
| May 4, 2021 | 424B5 → | EXECUTED | Shelf takedown priced — shares or notes (small-caps: usually shares; open the filing to confirm) |
| May 3, 2021 | 424B5 → | EXECUTED | Shelf takedown priced — shares or notes (small-caps: usually shares; open the filing to confirm) |
| Apr 14, 2021 | EFFECT → | EFFECTIVE | SEC declared a registration effective — selling can begin |
| Apr 5, 2021 | 424B5 → | EXECUTED | Shelf takedown priced — shares or notes (small-caps: usually shares; open the filing to confirm) |
| Mar 30, 2021 | F-3ASR → | REGISTERED | Automatic shelf registration — effective immediately (large filers) |
| Nov 18, 2020 | 424B3 → | UPDATE | Prospectus update — often a resale registration, not necessarily new capital |
| Nov 3, 2020 | 424B3 → | UPDATE | Prospectus update — often a resale registration, not necessarily new capital |
| Oct 20, 2020 | 424B3 → | UPDATE | Prospectus update — often a resale registration, not necessarily new capital |
| Oct 1, 2020 | 424B4 → | EXECUTED | Final prospectus — offering priced (typical for IPOs and marketed share deals) |
| Sep 29, 2020 | EFFECT → | EFFECTIVE | SEC declared a registration effective — selling can begin |
| Sep 25, 2020 | F-1/A → | REGISTERED | F-1/A registration — capacity to sell shares, not a sale yet |
| Sep 23, 2020 | F-1/A → | REGISTERED | F-1/A registration — capacity to sell shares, not a sale yet |
| Aug 19, 2020 | F-1/A → | REGISTERED | F-1/A registration — capacity to sell shares, not a sale yet |
| Aug 19, 2020 | FWP → | MARKETING | Free-writing prospectus — offering being marketed |
| Aug 4, 2020 | F-1 → | REGISTERED | F-1 registration — capacity to sell shares, not a sale yet |
| Feb 27, 2020 | RW → | WITHDRAWN | Registration withdrawn |
| Jun 24, 2019 | F-1 → | REGISTERED | F-1 registration — capacity to sell shares, not a sale yet |
| Jun 16, 2016 | EFFECT → | EFFECTIVE | SEC declared a registration effective — selling can begin |
| May 23, 2016 | F-3/A → | REGISTERED | F-3/A registration — capacity to sell shares, not a sale yet |
| Apr 11, 2016 | F-3 → | REGISTERED | F-3 registration — capacity to sell shares, not a sale yet |
| Jan 16, 2009 | EFFECT → | EFFECTIVE | SEC declared a registration effective — selling can begin |
| Dec 15, 2004 | 424B4 → | EXECUTED | Final prospectus — offering priced (typical for IPOs and marketed share deals) |
| Dec 9, 2004 | F-1/A → | REGISTERED | F-1/A registration — capacity to sell shares, not a sale yet |
| Nov 30, 2004 | F-1/A → | REGISTERED | F-1/A registration — capacity to sell shares, not a sale yet |
| Nov 26, 2004 | F-1 → | REGISTERED | F-1 registration — capacity to sell shares, not a sale yet |
Two honest limits. (1) A 424B takedown can price shares or notes — EDGAR’s metadata doesn’t say which, so open the document: large investment-grade filers use these mostly for bond deals (no dilution), small-caps mostly for shares. (2) At-the-market (ATM) programs sell shares gradually and individual sales are not separately filed — the visible footprint is the enabling shelf and its 424B5; actual ATM share counts surface later in the 10-Q/10-K share count. Educational information from public filings, not investment advice.
NCTY offering FAQ
When did NCTY last execute an offering?
Per SEC filings, The9 LTD's most recent priced offering document is a 424B5 filed 2021-11-24. Note a 424B takedown can price shares or notes (debt) — the linked document says which.
When did NCTY last announce or register an offering?
The most recent registration is a F-3/A filed 2026-07-20. A registration is capacity to sell shares — not a sale.
Does an offering always mean dilution?
Registered direct offerings and shelf takedowns issue new shares and dilute existing holders. Resale registrations (424B3/B7) let existing holders sell and do not create new shares. Secondary sales by insiders also do not dilute. Each row here is labeled with what it is.
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