MMI offering history
Every offering-related filing in Marcus & Millichap, Inc.’s recent SEC record — registrations (announced capacity) kept separate from pricing documents (executed sales). Reviewed 818 filings back to Jun 14, 2013.
| Date | Filing | What it means | |
|---|---|---|---|
| Aug 16, 2018 | 424B7 → | UPDATE | Resale prospectus — existing holders registering to sell |
| May 10, 2018 | S-3ASR → | REGISTERED | Automatic shelf registration — effective immediately (large filers) |
| Mar 13, 2015 | 424B5 → | EXECUTED | Shelf takedown priced — shares or notes (small-caps: usually shares; open the filing to confirm) |
| Mar 10, 2015 | 424B5 → | EXECUTED | Shelf takedown priced — shares or notes (small-caps: usually shares; open the filing to confirm) |
| Feb 25, 2015 | EFFECT → | EFFECTIVE | SEC declared a registration effective — selling can begin |
| Feb 6, 2015 | S-3 → | REGISTERED | S-3 registration — capacity to sell shares, not a sale yet |
| Oct 31, 2013 | 424B5 → | EXECUTED | Shelf takedown priced — shares or notes (small-caps: usually shares; open the filing to confirm) |
| Oct 30, 2013 | EFFECT → | EFFECTIVE | SEC declared a registration effective — selling can begin |
| Oct 28, 2013 | S-1/A → | REGISTERED | S-1/A registration — capacity to sell shares, not a sale yet |
| Oct 21, 2013 | S-1/A → | REGISTERED | S-1/A registration — capacity to sell shares, not a sale yet |
| Sep 23, 2013 | S-1 → | REGISTERED | S-1 registration — capacity to sell shares, not a sale yet |
Two honest limits. (1) A 424B takedown can price shares or notes — EDGAR’s metadata doesn’t say which, so open the document: large investment-grade filers use these mostly for bond deals (no dilution), small-caps mostly for shares. (2) At-the-market (ATM) programs sell shares gradually and individual sales are not separately filed — the visible footprint is the enabling shelf and its 424B5; actual ATM share counts surface later in the 10-Q/10-K share count. Educational information from public filings, not investment advice.
MMI offering FAQ
When did MMI last execute an offering?
Per SEC filings, Marcus & Millichap, Inc.'s most recent priced offering document is a 424B5 filed 2015-03-13. Note a 424B takedown can price shares or notes (debt) — the linked document says which.
When did MMI last announce or register an offering?
The most recent registration is a S-3ASR filed 2018-05-10. A registration is capacity to sell shares — not a sale.
Does an offering always mean dilution?
Registered direct offerings and shelf takedowns issue new shares and dilute existing holders. Resale registrations (424B3/B7) let existing holders sell and do not create new shares. Secondary sales by insiders also do not dilute. Each row here is labeled with what it is.
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