Offerings // Marcus & Millichap, Inc.

MMI offering history

Every offering-related filing in Marcus & Millichap, Inc.’s recent SEC record — registrations (announced capacity) kept separate from pricing documents (executed sales). Reviewed 813 filings back to Jun 14, 2013.

Last executed offering

Mar 13, 2015

424B5 — priced deal (shares or notes)

Last registration (announced)

May 10, 2018

S-3ASR — capacity, not a sale

Executed, last 12 months

424B pricings + 8-K 3.02 sales

Registered, last 12 months

S-1/S-3/F-series registrations

Date	Filing		What it means
Aug 16, 2018	424B7 →	UPDATE	Resale prospectus — existing holders registering to sell
May 10, 2018	S-3ASR →	REGISTERED	Automatic shelf registration — effective immediately (large filers)
Mar 13, 2015	424B5 →	EXECUTED	Shelf takedown priced — shares or notes (small-caps: usually shares; open the filing to confirm)
Mar 10, 2015	424B5 →	EXECUTED	Shelf takedown priced — shares or notes (small-caps: usually shares; open the filing to confirm)
Feb 25, 2015	EFFECT →	EFFECTIVE	SEC declared a registration effective — selling can begin
Feb 6, 2015	S-3 →	REGISTERED	S-3 registration — capacity to sell shares, not a sale yet
Oct 31, 2013	424B5 →	EXECUTED	Shelf takedown priced — shares or notes (small-caps: usually shares; open the filing to confirm)
Oct 30, 2013	EFFECT →	EFFECTIVE	SEC declared a registration effective — selling can begin
Oct 28, 2013	S-1/A →	REGISTERED	S-1/A registration — capacity to sell shares, not a sale yet
Oct 21, 2013	S-1/A →	REGISTERED	S-1/A registration — capacity to sell shares, not a sale yet
Sep 23, 2013	S-1 →	REGISTERED	S-1 registration — capacity to sell shares, not a sale yet

MMI offering-related filings from SEC EDGAR, newest first (capped at 40). Each links to the original document.

Two honest limits. (1) A 424B takedown can price shares or notes— EDGAR’s metadata doesn’t say which, so open the document: large investment-grade filers use these mostly for bond deals (no dilution), small-caps mostly for shares. (2) At-the-market (ATM) programs sell shares gradually and individual sales are not separately filed — the visible footprint is the enabling shelf and its 424B5; actual ATM share counts surface later in the 10-Q/10-K share count. Educational information from public filings, not investment advice.

Is a shelf active now? →Do they need money? →Red flags →Full MMI workspace →

MMI offering FAQ

When did MMI last execute an offering?

Per SEC filings, Marcus & Millichap, Inc.'s most recent priced offering document is a 424B5 filed 2015-03-13. Note a 424B takedown can price shares or notes (debt) — the linked document says which.

When did MMI last announce or register an offering?

The most recent registration is a S-3ASR filed 2018-05-10. A registration is capacity to sell shares — not a sale.

Does an offering always mean dilution?

Registered direct offerings and shelf takedowns issue new shares and dilute existing holders. Resale registrations (424B3/B7) let existing holders sell and do not create new shares. Secondary sales by insiders also do not dilute. Each row here is labeled with what it is.