Offerings // LGL GROUP INC

LGL offering history

Every offering-related filing in LGL GROUP INC’s recent SEC record — registrations (announced capacity) kept separate from pricing documents (executed sales). Reviewed 1,000 filings back to Apr 14, 2004.

Last executed offering

Jan 23, 2020

424B5 — priced deal (shares or notes)

Last registration (announced)

Jun 5, 2026

S-1MEF — capacity, not a sale

Executed, last 12 months

424B pricings + 8-K 3.02 sales

Registered, last 12 months

S-1/S-3/F-series registrations

Date	Filing		What it means
Jun 5, 2026	S-1MEF →	REGISTERED	S-1MEF registration — capacity to sell shares, not a sale yet
Jun 5, 2026	424B3 →	UPDATE	Prospectus update — often a resale registration, not necessarily new capital
May 28, 2026	EFFECT →	EFFECTIVE	SEC declared a registration effective — selling can begin
May 22, 2026	S-1/A →	REGISTERED	S-1/A registration — capacity to sell shares, not a sale yet
May 14, 2026	S-1 →	REGISTERED	S-1 registration — capacity to sell shares, not a sale yet
Jun 25, 2025	424B3 →	UPDATE	Prospectus update — often a resale registration, not necessarily new capital
Jun 24, 2025	EFFECT →	EFFECTIVE	SEC declared a registration effective — selling can begin
Nov 12, 2020	424B3 →	UPDATE	Prospectus update — often a resale registration, not necessarily new capital
Nov 9, 2020	EFFECT →	EFFECTIVE	SEC declared a registration effective — selling can begin
Nov 2, 2020	S-1/A →	REGISTERED	S-1/A registration — capacity to sell shares, not a sale yet
Oct 23, 2020	S-1 →	REGISTERED	S-1 registration — capacity to sell shares, not a sale yet
Jan 23, 2020	424B5 →	EXECUTED	Shelf takedown priced — shares or notes (small-caps: usually shares; open the filing to confirm)
Jan 8, 2020	EFFECT →	EFFECTIVE	SEC declared a registration effective — selling can begin
Dec 31, 2019	S-3 →	REGISTERED	S-3 registration — capacity to sell shares, not a sale yet
Nov 9, 2017	FWP →	MARKETING	Free-writing prospectus — offering being marketed
Oct 5, 2017	FWP →	MARKETING	Free-writing prospectus — offering being marketed
Sep 7, 2017	424B4 →	EXECUTED	Final prospectus — offering priced (typical for IPOs and marketed share deals)
Sep 5, 2017	EFFECT →	EFFECTIVE	SEC declared a registration effective — selling can begin
Aug 21, 2017	S-1/A →	REGISTERED	S-1/A registration — capacity to sell shares, not a sale yet
Jun 22, 2017	S-1 →	REGISTERED	S-1 registration — capacity to sell shares, not a sale yet
Dec 20, 2013	EFFECT →	EFFECTIVE	SEC declared a registration effective — selling can begin
Dec 13, 2013	S-3 →	REGISTERED	S-3 registration — capacity to sell shares, not a sale yet
Nov 7, 2013	EFFECT →	EFFECTIVE	SEC declared a registration effective — selling can begin
Nov 6, 2013	S-3/A →	REGISTERED	S-3/A registration — capacity to sell shares, not a sale yet
Oct 30, 2013	S-3/A →	REGISTERED	S-3/A registration — capacity to sell shares, not a sale yet
Sep 19, 2013	S-3 →	REGISTERED	S-3 registration — capacity to sell shares, not a sale yet
Jul 30, 2013	424B5 →	EXECUTED	Shelf takedown priced — shares or notes (small-caps: usually shares; open the filing to confirm)
Feb 2, 2011	424B5 →	EXECUTED	Shelf takedown priced — shares or notes (small-caps: usually shares; open the filing to confirm)
Nov 4, 2010	EFFECT →	EFFECTIVE	SEC declared a registration effective — selling can begin
Oct 25, 2010	S-3/A →	REGISTERED	S-3/A registration — capacity to sell shares, not a sale yet
Sep 23, 2010	S-3 →	REGISTERED	S-3 registration — capacity to sell shares, not a sale yet
Jun 20, 2008	424B3 →	UPDATE	Prospectus update — often a resale registration, not necessarily new capital
Dec 28, 2004	S-3 →	REGISTERED	S-3 registration — capacity to sell shares, not a sale yet
Oct 20, 2004	8-K →	EXECUTED	Unregistered share sale disclosed (8-K item 3.02)

LGL offering-related filings from SEC EDGAR, newest first (capped at 40). Each links to the original document.

Two honest limits. (1) A 424B takedown can price shares or notes— EDGAR’s metadata doesn’t say which, so open the document: large investment-grade filers use these mostly for bond deals (no dilution), small-caps mostly for shares. (2) At-the-market (ATM) programs sell shares gradually and individual sales are not separately filed — the visible footprint is the enabling shelf and its 424B5; actual ATM share counts surface later in the 10-Q/10-K share count. Educational information from public filings, not investment advice.

Is a shelf active now? →Do they need money? →Red flags →Full LGL workspace →

LGL offering FAQ

When did LGL last execute an offering?

Per SEC filings, LGL GROUP INC's most recent priced offering document is a 424B5 filed 2020-01-23. Note a 424B takedown can price shares or notes (debt) — the linked document says which.

When did LGL last announce or register an offering?

The most recent registration is a S-1MEF filed 2026-06-05. A registration is capacity to sell shares — not a sale.

Does an offering always mean dilution?

Registered direct offerings and shelf takedowns issue new shares and dilute existing holders. Resale registrations (424B3/B7) let existing holders sell and do not create new shares. Secondary sales by insiders also do not dilute. Each row here is labeled with what it is.