HOV offering history
Every offering-related filing in HOVNANIAN ENTERPRISES INC’s recent SEC record — registrations (announced capacity) kept separate from pricing documents (executed sales). Reviewed 1,010 filings back to Jun 14, 2010.
| Date | Filing | What it means | |
|---|---|---|---|
| Oct 31, 2019 | 8-K → | EXECUTED | Unregistered share sale disclosed (8-K item 3.02) |
| Sep 12, 2013 | 424B5 → | EXECUTED | Shelf takedown priced — shares or notes (small-caps: usually shares; open the filing to confirm) |
| Sep 11, 2013 | 424B5 → | EXECUTED | Shelf takedown priced — shares or notes (small-caps: usually shares; open the filing to confirm) |
| Sep 11, 2013 | FWP → | MARKETING | Free-writing prospectus — offering being marketed |
| Aug 23, 2013 | S-3/A → | REGISTERED | S-3/A registration — capacity to sell shares, not a sale yet |
| Aug 23, 2013 | EFFECT → | EFFECTIVE | SEC declared a registration effective — selling can begin |
| Aug 7, 2013 | S-3/A → | REGISTERED | S-3/A registration — capacity to sell shares, not a sale yet |
| Jul 3, 2013 | S-3 → | REGISTERED | S-3 registration — capacity to sell shares, not a sale yet |
| Sep 21, 2012 | 424B5 → | EXECUTED | Shelf takedown priced — shares or notes (small-caps: usually shares; open the filing to confirm) |
| Sep 20, 2012 | FWP → | MARKETING | Free-writing prospectus — offering being marketed |
| Sep 19, 2012 | 424B5 → | EXECUTED | Shelf takedown priced — shares or notes (small-caps: usually shares; open the filing to confirm) |
| Jul 18, 2012 | 8-K → | EXECUTED | Unregistered share sale disclosed (8-K item 3.02) |
| Jul 9, 2012 | 8-K → | EXECUTED | Unregistered share sale disclosed (8-K item 3.02) |
| Apr 5, 2012 | FWP → | MARKETING | Free-writing prospectus — offering being marketed |
| Apr 5, 2012 | 424B5 → | EXECUTED | Shelf takedown priced — shares or notes (small-caps: usually shares; open the filing to confirm) |
| Apr 3, 2012 | 424B5 → | EXECUTED | Shelf takedown priced — shares or notes (small-caps: usually shares; open the filing to confirm) |
| Mar 30, 2012 | 8-K → | EXECUTED | Unregistered share sale disclosed (8-K item 3.02) |
| Mar 22, 2012 | 8-K → | EXECUTED | Unregistered share sale disclosed (8-K item 3.02) |
| Mar 5, 2012 | 8-K → | EXECUTED | Unregistered share sale disclosed (8-K item 3.02) |
| May 3, 2011 | 424B5 → | EXECUTED | Shelf takedown priced — shares or notes (small-caps: usually shares; open the filing to confirm) |
| Apr 29, 2011 | 424B5 → | EXECUTED | Shelf takedown priced — shares or notes (small-caps: usually shares; open the filing to confirm) |
| Apr 29, 2011 | FWP → | MARKETING | Free-writing prospectus — offering being marketed |
| Apr 18, 2011 | EFFECT → | EFFECTIVE | SEC declared a registration effective — selling can begin |
| Apr 7, 2011 | S-3 → | REGISTERED | S-3 registration — capacity to sell shares, not a sale yet |
| Feb 7, 2011 | 424B5 → | EXECUTED | Shelf takedown priced — shares or notes (small-caps: usually shares; open the filing to confirm) |
| Feb 7, 2011 | 424B5 → | EXECUTED | Shelf takedown priced — shares or notes (small-caps: usually shares; open the filing to confirm) |
| Feb 7, 2011 | 424B5 → | EXECUTED | Shelf takedown priced — shares or notes (small-caps: usually shares; open the filing to confirm) |
| Feb 4, 2011 | FWP → | MARKETING | Free-writing prospectus — offering being marketed |
| Feb 4, 2011 | FWP → | MARKETING | Free-writing prospectus — offering being marketed |
| Feb 1, 2011 | 424B5 → | EXECUTED | Shelf takedown priced — shares or notes (small-caps: usually shares; open the filing to confirm) |
| Feb 1, 2011 | 424B5 → | EXECUTED | Shelf takedown priced — shares or notes (small-caps: usually shares; open the filing to confirm) |
| Feb 1, 2011 | 424B5 → | EXECUTED | Shelf takedown priced — shares or notes (small-caps: usually shares; open the filing to confirm) |
| Jan 28, 2011 | EFFECT → | EFFECTIVE | SEC declared a registration effective — selling can begin |
| Jan 26, 2011 | S-3/A → | REGISTERED | S-3/A registration — capacity to sell shares, not a sale yet |
| Dec 22, 2010 | S-3 → | REGISTERED | S-3 registration — capacity to sell shares, not a sale yet |
Two honest limits. (1) A 424B takedown can price shares or notes — EDGAR’s metadata doesn’t say which, so open the document: large investment-grade filers use these mostly for bond deals (no dilution), small-caps mostly for shares. (2) At-the-market (ATM) programs sell shares gradually and individual sales are not separately filed — the visible footprint is the enabling shelf and its 424B5; actual ATM share counts surface later in the 10-Q/10-K share count. Educational information from public filings, not investment advice.
HOV offering FAQ
When did HOV last execute an offering?
Per SEC filings, HOVNANIAN ENTERPRISES INC's most recent priced offering document is a 8-K filed 2019-10-31. Note a 424B takedown can price shares or notes (debt) — the linked document says which.
When did HOV last announce or register an offering?
The most recent registration is a S-3/A filed 2013-08-23. A registration is capacity to sell shares — not a sale.
Does an offering always mean dilution?
Registered direct offerings and shelf takedowns issue new shares and dilute existing holders. Resale registrations (424B3/B7) let existing holders sell and do not create new shares. Secondary sales by insiders also do not dilute. Each row here is labeled with what it is.
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